[Form 4] HANMI FINANCIAL CORP Insider Trading Activity
Filing Impact
Filing Sentiment
Form Type
4
Rhea-AI Filing Summary
Chu Christie K reported acquisition or exercise transactions in this Form 4 filing.
Hanmi Financial Corp director Christie K. Chu reported a new stock grant and updated holdings. She received an award of 2,298 shares of common stock at a price of $0.0000 per share as a grant or award, issued as a restricted stock grant under the 2021 Equity Compensation Plan that vests on May 26, 2027. After this award, she directly holds 31,623 shares of Hanmi Financial common stock. The filing also reflects an indirect holding of 985 shares in an IRA account.
Positive
- None.
Negative
- None.
Insider Trade Summary
2 transactions reported
Mixed
2 txns
Insider
Chu Christie K
Role
null
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Grant/Award | Common Stock | 2,298 | $0.00 | -- |
| holding | Common Stock | -- | -- | -- |
Holdings After Transaction:
Common Stock — 31,623 shares (Direct, null);
Common Stock — 985 shares (Indirect, By IRA)
Footnotes (1)
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Key Figures
Restricted stock grant: 2,298 shares
Grant price: $0.0000 per share
Direct holdings after grant: 31,623 shares
+2 more
5 metrics
Restricted stock grant
2,298 shares
Award of common stock as compensation
Grant price
$0.0000 per share
Equity compensation award price
Direct holdings after grant
31,623 shares
Common stock directly owned after transaction
Indirect IRA holdings
985 shares
Common stock held indirectly through IRA
Vesting date
May 26, 2027
Restricted stock grant vesting under 2021 plan
Key Terms
Restricted stock grant, 2021 Equity Compensation Plan, IRA
3 terms
Restricted stock grant financial
"Restricted stock grant issued under the 2021 Equity Compensation Plan, vesting on May 26, 2027."
A restricted stock grant is an award of company shares given to an employee or executive that cannot be sold or transferred until certain conditions are met, such as staying with the company for a set time or hitting performance goals. For investors, it signals how the company ties pay to future performance and can affect the number of shares outstanding and management’s incentives—think of it as a wrapped gift you only keep once you meet the requirements.
2021 Equity Compensation Plan financial
"Restricted stock grant issued under the 2021 Equity Compensation Plan, vesting on May 26, 2027."
IRA financial
"Common Stock holding reported as indirect ownership "By IRA"."
An individual retirement account (IRA) is a savings account designed to help people put aside money for their retirement, often with tax advantages that encourage long-term savings. It matters to investors because it can grow over time, providing financial security later in life, and offers benefits that can reduce current taxes or allow investments to compound more effectively.