Hanmi Financial CAO uses 65 shares for taxes

Hanmi Financial Corp Chief Accounting Officer Joseph Pangrazio reported a small tax-withholding transaction in company common stock.

Rhea-AI Filing Summary

Hanmi Financial Corp Chief Accounting Officer Joseph Pangrazio reported a small tax-withholding transaction in company common stock. On March 26, 2026, 65 shares were disposed of at $26.33 per share to cover tax obligations, leaving him with 2,913 shares held directly. This was not an open-market sale.

Insider Trade Summary

Exercise Price or Tax Liability: 65 shares

Exercise Price or Tax Liability 1 txn

Insider Pangrazio Joseph

Role Chief Accounting Officer

Type	Security	Shares	Price	Value
Exercise Price or Tax Liability	Common Stock	65	$26.33	$2K

Holdings After Transaction: Common Stock — 2,913 shares (Direct)

Key Figures

Tax-withholding shares: 65 shares Reference price: $26.33 per share Post-transaction holdings: 2,913 shares

3 metrics

Tax-withholding shares 65 shares Common Stock disposed on March 26, 2026

Reference price $26.33 per share Price used for 65-share tax-withholding disposition

Post-transaction holdings 2,913 shares Common Stock held directly after disposition

Key Terms

tax-withholding disposition, Common Stock, Payment of exercise price or tax liability by delivering securities

3 terms

tax-withholding disposition financial

"transaction_action: "tax-withholding disposition" for 65 common shares"

A tax-withholding disposition is an event or transaction—such as selling or transferring securities, exercising options, or receiving compensation—that triggers a requirement to hold back part of the payment and remit it to tax authorities. It matters to investors because it reduces the cash they receive immediately and can change the timing and amount of taxable income, like a cashier taking a portion of your sale proceeds to pay taxes before you get the rest.

Common Stock financial

"security_title: "Common Stock" involved in the disposition"

Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.

Payment of exercise price or tax liability by delivering securities financial

"transaction_code_description explains the nature of code F"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did Hanmi Financial (HAFC) report for Joseph Pangrazio?

Hanmi Financial Chief Accounting Officer Joseph Pangrazio reported a tax-withholding disposition of 65 shares of common stock. The shares were delivered to satisfy tax obligations, not sold in the open market, and were priced at $26.33 per share.

Was the recent Hanmi Financial (HAFC) insider transaction an open-market sale?

No, the transaction was a tax-withholding disposition, not an open-market sale. Shares were delivered to cover tax liability associated with equity compensation, using 65 common shares at $26.33 per share rather than being sold to outside investors.

How many Hanmi Financial (HAFC) shares did the CAO use for tax withholding?

The Chief Accounting Officer used 65 shares of Hanmi Financial common stock for tax withholding. These shares were disposed of at a reference price of $26.33 per share as part of settling tax obligations tied to his equity compensation.

How many Hanmi Financial (HAFC) shares does the CAO hold after the transaction?

After the tax-withholding disposition, Chief Accounting Officer Joseph Pangrazio directly holds 2,913 shares of Hanmi Financial common stock. This figure reflects his direct ownership following the delivery of 65 shares to satisfy his associated tax liability.

What does transaction code F mean in the Hanmi Financial (HAFC) insider filing?

Transaction code F indicates a payment of exercise price or tax liability by delivering securities. In this case, 65 shares of Hanmi Financial common stock were disposed of to cover the officer’s tax obligation, rather than representing a discretionary market trade.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 03/30/2026 - 07:05 PM EDT Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Pangrazio Joseph

(Last) (First) (Middle)

900 WILSHIRE BLVD., SUITE 1250

(Street)

LOS ANGELES CALIFORNIA 90010

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
HANMI FINANCIAL CORP [ HAFC ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Accounting Officer

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
03/26/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	03/26/2026		F		65	D	$26.33	2,913	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

	/s/ Joseph Pangrazio	03/30/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)