State Street files 5.2% stake in HANMI Financial

State Street Corporation reports beneficial ownership of HANMI FINANCIAL CORP common stock.

Rhea-AI Filing Summary

State Street Corporation reports beneficial ownership of HANMI FINANCIAL CORP common stock. The filing shows 1,540,415 shares beneficially owned, representing 5.2% of the class as reported with an ownership date of 03/31/2026. The filing discloses shared voting power of 222,850 shares and shared dispositive power of 1,540,415 shares.

The filing lists multiple State Street advisory subsidiaries (for example, SSGA Funds Management, Inc. and State Street Global Advisors Europe Limited) as acquiring or holding entities. The signature block is dated 05/12/2026, and Item 6 is marked Not Applicable regarding other persons with voting or dividend rights.

Insights

Asset Management Analyst

State Street holds a 5.2% stake in HANMI Financial at quarter-end.

State Street reports 1,540,415 shares beneficially owned as of 03/31/2026, with shared voting power of 222,850 shares. The position is held through several advisory entities named in the filing, indicating fiduciary/managed holdings rather than a single proprietary stake.

Impact depends on trading decisions by these advisory funds and client mandates; the filing lists advisory subsidiaries by name and does not assert control beyond shared powers. Subsequent Form 13D/13G amendments would show material changes.

Corporate Governance Specialist

Holding is reported as passive/beneficial under Schedule 13G formatting and shows shared authorities.

The filing enumerates voting and dispositive splits: shared voting power 222,850 and shared dispositive power 1,540,415. Item 6 is marked Not Applicable, so no single third party greater than 5% is identified for dividend/proceeds rights.

This Schedule 13G disclosure is administrative: it notifies stakeholders of a >5% position but does not by itself indicate activist intent or control; governance implications depend on whether holdings are consolidated or used for stewardship voting across mandates.

Key Figures

Filing type: Schedule 13G Beneficially owned: 1,540,415 shares Percent of class: 5.2% +3 more

6 metrics

Filing type Schedule 13G Disclosure of beneficial ownership

Beneficially owned 1,540,415 shares Amount beneficially owned as of <date>03/31/2026</date>

Percent of class 5.2% Percent of HANMI Financial common stock

Shared voting power 222,850 shares Number of shares with shared power to vote

Shared dispositive power 1,540,415 shares Number of shares with shared power to dispose

CUSIP 410495204 HANMI Financial common stock identifier

Key Terms

Schedule 13G, Beneficially owned, Shared dispositive power, Shared voting power

4 terms

Schedule 13G regulatory

"Item 1(a) Name of issuer: HANMI FINANCIAL CORP"

A Schedule 13G is a formal document that investors file with the government when they acquire a large ownership stake in a company, usually for investment purposes rather than control. It helps keep the public informed about who owns significant parts of a company's shares, which can influence how the company is managed and how investors make decisions. Filing this schedule is important for transparency and understanding the ownership landscape of publicly traded companies.

Beneficially owned financial

"Item 4(a) Amount beneficially owned: 1540415.00"

Beneficially owned describes securities or assets where a person has the economic rights and control—such as the right to receive dividends and to direct voting—even if legal title is held in another name. Think of it like having the keys and using a car that’s registered to someone else: you get the benefits and make decisions. Investors care because beneficial ownership reveals who truly controls value and voting power, affecting corporate decisions and takeover dynamics.

Shared dispositive power financial

"Item 4(c)(iv) Shared power to dispose: 1,540,415"

Shared voting power regulatory

"Item 4(c)(ii) Shared power to vote: 222,850"

Shared voting power occurs when two or more parties jointly have the right to vote or decide how a block of company shares is cast, like co-owners who must agree before moving a piece of furniture. Investors care because who controls voting rights affects board elections, major corporate decisions and takeover outcomes, and shared control can alter regulatory disclosures and the practical influence any holder has over a company’s direction and value.

FAQ

What stake does State Street report in HANMI Financial (HAFC)?

State Street reports beneficial ownership of 1,540,415 shares, equal to 5.2% of HANMI Financial's common stock as of 03/31/2026. The filing lists shared voting power of 222,850 shares and shared dispositive power of 1,540,415.

Does the Schedule 13G filing show who controls the shares for HAFC?

The filing attributes holdings to State Street and named advisory subsidiaries, indicating managed/client holdings rather than sole control. Item 6 is marked Not Applicable, so no other >5% party is identified to receive dividends or proceeds.

When was the HAFC ownership position reported and signed?

The ownership figures are reported as of 03/31/2026, and the filing is signed on 05/12/2026. These dates reflect the quarter-end position and the signature date on the Schedule 13G submission.

Which State Street entities are named in the HAFC filing?

The filing lists advisory entities including SSGA Funds Management, Inc., State Street Global Advisors Europe Limited, and others as the relevant subsidiaries holding the position on behalf of clients or funds.

Does this Schedule 13G indicate activist intentions for HAFC shares?

No; the Schedule 13G format signals a passive reporting status. The filing does not state activist intent or proposals; any change in intent would typically trigger a different filing type or an amendment.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 05/12/2026 - 11:04 AM Learn about SEC filing dates

SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

SCHEDULE 13G

UNDER THE SECURITIES EXCHANGE ACT OF 1934

HANMI FINANCIAL CORP

(Name of Issuer)

COMMON STOCK

(Title of Class of Securities)

410495204

(CUSIP Number)

03/31/2026

(Date of Event Which Requires Filing of this Statement)

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

Rule 13d-1(b)

Rule 13d-1(c)

Rule 13d-1(d)

schemaVersion:

SCHEDULE 13G

CUSIP Number(s): 410495204

1

Names of Reporting Persons

STATE STREET CORPORATION

2

Check the appropriate box if a member of a Group (see instructions)

(a)
(b)

3

Sec Use Only

4

Citizenship or Place of Organization

MASSACHUSETTS

Number of Shares Beneficially Owned by Each Reporting Person With:

5	Sole Voting Power 0.00
6	Shared Voting Power 222,850.00
7	Sole Dispositive Power 0.00
8	Shared Dispositive Power 1,540,415.00

9

Aggregate Amount Beneficially Owned by Each Reporting Person

1,540,415.00

10

Check box if the aggregate amount in row (9) excludes certain shares (See Instructions)

11

Percent of class represented by amount in row (9)

5.2 %

12

Type of Reporting Person (See Instructions)

HC

SCHEDULE 13G

Item 1.
(a)	Name of issuer: HANMI FINANCIAL CORP
(b)	Address of issuer's principal executive offices: 3660 WILSHIRE BLVD PENTHOUSE SUITE A, LOS ANGELES, CALIFORNIA, 90010
Item 2.
(a)	Name of person filing: STATE STREET CORPORATION;
(b)	Address or principal business office or, if none, residence: ONE CONGRESS STREET, SUITE 1, BOSTON MA 02114, UNITED STATES
(c)	Citizenship: MA
(d)	Title of class of securities: COMMON STOCK
(e)	CUSIP Number(s): 410495204
Item 3.	If this statement is filed pursuant to §§ 240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:
(a)	Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o);
(b)	Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);
(c)	Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c);
(d)	Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8);
(e)	An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E);
(f)	An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F);
(g)	A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);
(h)	A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
(i)	A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
(j)	A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J). If filing as a non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J), please specify the type of institution:
(k)	Group, in accordance with Rule 240.13d-1(b)(1)(ii)(K).
Item 4.	Ownership
(a)	Amount beneficially owned: 1540415.00
(b)	Percent of class: 5.2 %
(c)	Number of shares as to which the person has:
	(i) Sole power to vote or to direct the vote: 0
	(ii) Shared power to vote or to direct the vote: 222,850
	(iii) Sole power to dispose or to direct the disposition of: 0
	(iv) Shared power to dispose or to direct the disposition of: 1,540,415
Item 5.	Ownership of 5 Percent or Less of a Class.
	Not Applicable
Item 6.	Ownership of more than 5 Percent on Behalf of Another Person.
	If any other person is known to have the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of, such securities, a statement to that effect should be included in response to this item and, if such interest relates to more than 5 percent of the class, such person should be identified. A listing of the shareholders of an investment company registered under the Investment Company Act of 1940 or the beneficiaries of employee benefit plan, pension fund or endowment fund is not required. NOT APPLICABLE
Item 7.	Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person.
	If a parent holding company has filed this schedule, pursuant to Rule 13d-1(b)(ii)(G), so indicate under Item 3(g) and attach an exhibit stating the identity and the Item 3 classification of the relevant subsidiary. If a parent holding company has filed this schedule pursuant to Rule 13d-1(c) or Rule 13d-1(d), attach an exhibit stating the identification of the relevant subsidiary. SSGA FUNDS MANAGEMENT, INC. (IA);STATE STREET GLOBAL ADVISORS EUROPE LIMITED (IA);STATE STREET GLOBAL ADVISORS LIMITED (IA);STATE STREET GLOBAL ADVISORS TRUST COMPANY (IA);STATE STREET GLOBAL ADVISORS, LTD. (IA);
Item 8.	Identification and Classification of Members of the Group.
	If a group has filed this schedule pursuant to §240.13d-1(b)(1)(ii)(K), so indicate under Item 3(k) and attach an exhibit stating the identity and Item 3 classification of each member of the group. If a group has filed this schedule pursuant to §240.13d-1(c) or §240.13d-1(d), attach an exhibit stating the identity of each member of the group. NOT APPLICABLE
Item 9.	Notice of Dissolution of Group.
	Notice of dissolution of a group may be furnished as an exhibit stating the date of the dissolution and that all further filings with respect to transactions in the security reported on will be filed, if required, by members of the group, in their individual capacity. See Item 5. NOT APPLICABLE

Item 10.

Certifications:

By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect, other than activities solely in connection with a nomination under ?? 240.14a-11.

SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

STATE STREET CORPORATION

Signature:	ELIZABETH SCHAEFER
Name/Title:	SENIOR VICE PRESIDENT, CHIEF ACCOUNTING OFFICER
Date:	05/12/2026