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Halliburton (HAL) EVP reports 5,840-share tax transfer and option expiry

Filing Impact
(Moderate)
Filing Sentiment
(Negative)
Form Type
4

Rhea-AI Filing Summary

Halliburton Company executive Sarah I. Rubenfeld, EVP Administration & CHRO, reported routine equity transactions involving Halliburton common stock. On December 4, 2025, 5,840 shares of common stock were transferred to Halliburton to cover federal tax withholding when restricted stock vested under the Stock and Incentive Plan. The vesting relates to stock granted on December 2, 2020, using the New York Stock Exchange closing price of $26.91 on December 2, 2025 for tax purposes. After these tax-related shares were withheld, she beneficially owned 484,831.685 shares directly, including 929.708 shares acquired through the Employee Stock Purchase Plan.

The filing also lists several outstanding stock options, including options to buy 51,100, 34,300, and 30,500 shares at exercise prices of $31.44, $43.38, and $53.54, respectively, with expirations in 2028, 2027, and 2026. A separate option for 44,500 shares at an exercise price of $38.95 expired unexercised on December 2, 2025.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Pope Lawrence J

(Last) (First) (Middle)
HALLIBURTON COMPANY
3000 N. SAM HOUSTON PARKWAY E.

(Street)
HOUSTON TX 77032

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
HALLIBURTON CO [ HAL ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
EVP Administration & CHRO
3. Date of Earliest Transaction (Month/Day/Year)
12/04/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 12/04/2025 F 5,840(1) D $26.91(2) 484,831.685(3) D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Option to Buy Common Stock $31.44 12/05/2018 12/05/2028 Common Stock 51,100 51,100 D
Option to Buy Common Stock $43.38 12/06/2017 12/06/2027 Common Stock 34,300 34,300 D
Option to Buy Common Stock $53.54 12/07/2016 12/07/2026 Common Stock 30,500 30,500 D
Option to Buy Common Stock $38.95 12/02/2015 12/02/2025 Common Stock 44,500 0(4) D
Explanation of Responses:
1. Shares transferred to Halliburton Company for payment for Federal tax withholding obligations on lapse of restrictions on shares issued under the Stock and Incentive Plan. Said Plan permits Reporting Person to satisfy withholding tax obligation by transferring unrestricted shares to the Issuer.
2. The stock vested on December 2, 2025 and is related to stock granted on December 2, 2020. The closing price of Halliburton Company's Common Stock on the New York Stock Exchange on December 2, 2025 was $26.91. Shares were withheld for tax reporting on December 4, 2025.
3. Includes 929.708 shares of stock purchased through the Halliburton Company Employee Stock Purchase Plan for the periods ending March 31, 2025 and June 30, 2025.
4. Stock option expired December 2, 2025.
Remarks:
/s/ Sarah I. Rubenfeld, by Power of Attorney 12/08/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did Halliburton (HAL) report on this Form 4?

The Form 4 reports that EVP Administration & CHRO Sarah I. Rubenfeld transferred 5,840 shares of Halliburton common stock to the company on December 4, 2025 to satisfy federal tax withholding obligations when restricted stock vested.

How many Halliburton (HAL) shares does the reporting person own after the transaction?

Following the tax withholding share transfer, Sarah I. Rubenfeld beneficially owned 484,831.685 Halliburton common shares directly, including 929.708 shares purchased through the Employee Stock Purchase Plan.

Why were 5,840 Halliburton shares transferred back to the company?

The 5,840 shares were transferred to Halliburton to pay federal tax withholding triggered by the lapse of restrictions on shares issued under the company’s Stock and Incentive Plan, which allows withholding via share transfer.

What stock price was used for the Halliburton (HAL) tax withholding calculation?

The explanation notes that Halliburton’s common stock closed at $26.91 on the New York Stock Exchange on December 2, 2025, and this price was used in connection with the vested stock and tax withholding.

What stock options for Halliburton (HAL) does the executive still hold?

The Form 4 lists options to buy 51,100 shares at $31.44 expiring December 5, 2028, 34,300 shares at $43.38 expiring December 6, 2027, and 30,500 shares at $53.54 expiring December 7, 2026, all held directly.

Which Halliburton stock option expired in December 2025?

An option to buy 44,500 Halliburton common shares at an exercise price of $38.95, originally granted on December 2, 2015 and expiring on December 2, 2025, is reported as having 0 derivative securities remaining, indicating expiration.
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