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Halliburton (HAL) CFO uses 12,729 shares to cover tax on stock award

Filing Impact
(High)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Halliburton Company’s EVP & Chief Financial Officer Eric Carre transferred shares to the company to cover taxes tied to a stock award. On a tax-withholding disposition dated March 5, he delivered 12,729 shares of common stock at $36.00 per share to Halliburton to satisfy federal tax obligations upon the lapse of restrictions on performance-based stock issued under the Stock and Incentive Plan. After this transaction, he directly held 173,054.623 shares of Halliburton common stock, and the filing also lists several vested options to buy common stock that remain outstanding.

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SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Carre Eric

(Last) (First) (Middle)
3000 N. SAM HOUSTON PARKWAY E.

(Street)
HOUSTON TX 77032

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
HALLIBURTON CO [ HAL ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
EVP & Chief Financial Officer
3. Date of Earliest Transaction (Month/Day/Year)
03/05/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 03/05/2026 F 12,729(1) D $36(2) 173,054.623 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Option to Buy Common Stock $31.44 12/05/2018 12/05/2028 Common Stock 50,100 50,100 D
Option to Buy Common Stock $43.38 12/06/2017 12/06/2027 Common Stock 34,425 34,425 D
Option to Buy Common Stock $53.54 12/07/2016 12/07/2026 Common Stock 30,100 30,100 D
Explanation of Responses:
1. Shares transferred to Halliburton Company for payment for Federal tax withholding obligations on lapse of restrictions on shares issued under the Stock and Incentive Plan. Said Plan permits Reporting Person to satisfy withholding tax obligation by transferring unrestricted shares to the Issuer.
2. The Performance Unit shares were issued on February 27, 2026. The closing price of Halliburton Company's Common Stock on the New York Stock Exchange on February 27, 2026 was $36.00. Shares were withheld for tax reporting on March 5, 2026.
Remarks:
/s/ Sarah I. Rubenfeld, by Power of Attorney 03/06/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did Halliburton (HAL) CFO Eric Carre report in this Form 4?

Eric Carre reported a tax-withholding disposition of Halliburton shares. He transferred 12,729 common shares to Halliburton at $36.00 per share to pay federal taxes due on recently vested performance-based stock granted under the company’s Stock and Incentive Plan.

Was the Halliburton (HAL) CFO’s Form 4 transaction an open-market stock sale?

The transaction was not an open-market sale. It was a tax-withholding disposition, where 12,729 shares were transferred back to Halliburton to cover federal tax obligations when restrictions lapsed on performance unit shares issued under the Stock and Incentive Plan.

How many Halliburton (HAL) shares does the CFO hold after this Form 4?

After the tax-withholding disposition, Eric Carre directly holds 173,054.623 Halliburton common shares. The Form 4 also lists several option awards to buy Halliburton common stock that remain outstanding, reflecting additional potential equity exposure beyond his directly held shares.

At what price were Halliburton (HAL) shares valued for the CFO’s tax withholding?

The shares were valued at $36.00 each. The footnotes state Halliburton’s common stock closed at $36.00 on February 27, 2026, when the performance unit shares were issued, and those shares were later withheld for tax reporting on March 5, 2026.

Why did the Halliburton (HAL) CFO transfer shares back to the company?

He transferred shares to satisfy federal tax withholding obligations. Under Halliburton’s Stock and Incentive Plan, executives may pay required withholding taxes by delivering unrestricted shares back to the company when performance-based or restricted stock awards vest.
Halliburton

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831.21M
Oil & Gas Equipment & Services
Oil & Gas Field Services, Nec
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United States
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