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  4. [Form 4] HUNTINGTON BANCSHARES INC /MD/ Insider Trading Activity

Huntington Bancshares (HBAN) SVP awarded 6,229 stock units

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Houston Helga reported acquisition or exercise transactions in this Form 4 filing.

Huntington Bancshares senior executive Helga Houston reported stock awards of 6,229.48 common shares as compensation, not open-market purchases. The filing shows 1,763.858 shares held directly, 4,275.713 shares through an Executive Deferred Compensation Plan, and 189.909 shares via a Supplemental Stock Purchase and Tax Savings Plan.

After these awards, she holds 555,384.358 shares directly, 445,347.206 shares in the deferred compensation plan, and 19,746.856 shares in the supplemental plan, reflecting her total reported equity stake in the company.

Positive

  • None.

Negative

  • None.
Insider Houston Helga
Role Senior Exec. V. P.
Type Security Shares Price Value
Grant/Award Common Stock 1,763.858 $0.00 --
Grant/Award Common Stock 4,275.713 $0.00 --
Grant/Award Common Stock 189.909 $0.00 --
Holdings After Transaction: Common Stock — 555,384.358 shares (Direct); Common Stock — 445,347.206 shares (Indirect, By Executive Deferred Compensation Plan)
Footnotes (1)
  1. [object Object]
Total stock awards 6,229.48 shares Common stock awards on April 1, 2026
Direct shares awarded 1,763.858 shares Common stock grant to Helga Houston
Deferred compensation plan award 4,275.713 shares Executive Deferred Compensation Plan allocation
Supplemental plan award 189.909 shares Supplemental Stock Purchase and Tax Savings Plan
Direct holdings after award 555,384.358 shares Total direct ownership following transactions
Executive Deferred Compensation Plan financial
"By Executive Deferred Compensation Plan"
Supplemental Stock Purchase and Tax Savings Plan financial
"By Issuer's Supplemental Stock Purchase and Tax Savings Plan"
Section 16 of the Securities and Exchange Act of 1934 regulatory
"for the purpose of Section 16 of the Securities and Exchange Act of 1934"
beneficial owner regulatory
"shall not be construed as an admission that the undersigned is ... the beneficial owner of the securities"
A beneficial owner is the person who ultimately owns or controls a financial asset or property, even if their name isn't directly on official documents. Think of it like someone who secretly holds the keys to a safe deposit box—others may appear to have access, but the true owner is the one who benefits from what's inside. Identifying beneficial owners helps ensure transparency and prevent illegal activities like money laundering or fraud.
Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Houston Helga
(Last)(First)(Middle)
HUNTINGTON CENTER
41 S. HIGH STREET
(Street)
COLUMBUS OHIO 43215
(City)(State)(Zip)
UNITED STATES
(Country)		2. Issuer Name and Ticker or Trading Symbol
HUNTINGTON BANCSHARES INC /MD/ [ HBAN ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
Senior Exec. V. P.
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
04/01/2026		6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock04/01/2026A1,763.858A$0.0000555,384.358D
Common Stock04/01/2026A4,275.713A$0.0000445,347.206IBy Executive Deferred Compensation Plan(1)
Common Stock04/01/2026A189.909A$0.000019,746.856IBy Issuer's Supplemental Stock Purchase and Tax Savings Plan(1)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. The filing of this statement shall not be construed as an admission that the undersigned is, for the purpose of Section 16 of the Securities and Exchange Act of 1934 or otherwise, the beneficial owner of the securities.
Rachel L. Lawless, Attorney-in-Fact04/03/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What does the latest Form 4 for HBAN report about Helga Houston?

The Form 4 reports that Senior Executive Vice President Helga Houston received stock-based compensation totaling 6,229.48 Huntington Bancshares common shares. These are awards, not open-market purchases, and increase both her direct and plan-based holdings in the company’s stock.

How many Huntington Bancshares (HBAN) shares does Helga Houston now hold directly?

Following the reported stock awards, Helga Houston directly holds 555,384.358 shares of Huntington Bancshares common stock. This direct position reflects shares registered in her name, separate from additional indirect holdings in the company’s compensation and savings plans.

What indirect HBAN holdings are reported for Helga Houston in this Form 4?

The filing shows 4,275.713 Huntington Bancshares shares held through an Executive Deferred Compensation Plan and 19,746.856 shares in a Supplemental Stock Purchase and Tax Savings Plan. These plan-based positions are reported as indirect ownership interests connected to her executive compensation programs.

Were Helga Houston’s HBAN transactions open-market buys or compensation awards?

The transactions were compensation-related awards, coded as “A” for grant or award acquisitions, with a transaction price of $0.0000 per share. They represent non-market stock grants under company plans rather than open-market purchases or sales of Huntington Bancshares shares.

Does the HBAN Form 4 say Helga Houston is the beneficial owner of all reported shares?

The filing includes a standard disclaimer stating it should not be construed as an admission that she is the beneficial owner of the securities for Section 16 or other purposes. This language is common in insider reports involving plan-based or indirect holdings.