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Warrior Met Coal (HCC) CCO receives 2,225 new restricted stock units

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Warrior Met Coal chief commercial officer Charles Lussier received a grant of 2,225 restricted stock units on February 9, 2026 under the Warrior Met Coal, Inc. 2017 Equity Incentive Plan.

These RSUs vest in three equal annual installments on each of the first three anniversaries of February 9, 2026. The filing also notes previously granted RSUs of 935 units from February 8, 2024 and 3,450 units from February 10, 2025, all held as direct ownership.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Lussier Charles

(Last) (First) (Middle)
16243 HIGHWAY 216

(Street)
BROOKWOOD AL 35444

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
WARRIOR MET COAL, INC. [ HCC ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
CHIEF COMMERCIAL OFFICER
3. Date of Earliest Transaction (Month/Day/Year)
02/09/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Units (1) (1) (1) Common Stock 935 935 D
Restricted Stock Units (2) (2) (2) Common Stock 3,450 3,450 D
Restricted Stock Units (3) 02/09/2026 A 2,225 (3) (3) Common Stock 2,225 $0 2,225 D
Explanation of Responses:
1. The restricted stock units ("RSUs") were granted to the reporting person under the Warrior Met Coal, Inc. 2017 Equity Incentive Plan, and vest in equal installments on each of the first three anniversaries of February 8, 2024, the date of grant.
2. The RSUs were granted to the reporting person under the Warrior Met Coal, Inc. 2017 Equity Incentive Plan, and vest in equal installments on each of the first three anniversaries of February 10, 2025, the date of grant.
3. The RSUs were granted to the reporting person under the Warrior Met Coal, Inc. 2017 Equity Incentive Plan, and vest in equal installments on each of the first three anniversaries of February 9, 2026, the date of grant.
/s/ Kelli K. Gant, by power of attorney 02/11/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What equity award did Warrior Met Coal (HCC) grant to Charles Lussier?

Warrior Met Coal granted 2,225 restricted stock units to chief commercial officer Charles Lussier on February 9, 2026. The award was made under the 2017 Equity Incentive Plan and represents stock-based compensation rather than a cash payment, aligning his interests with shareholders.

How do Charles Lussier’s new RSUs at Warrior Met Coal (HCC) vest?

The 2,225 new restricted stock units vest in three equal annual installments. Vesting occurs on each of the first three anniversaries of February 9, 2026, meaning full vesting over three years, subject to the terms of Warrior Met Coal’s 2017 Equity Incentive Plan.

What prior RSU grants to Charles Lussier does Warrior Met Coal (HCC) report?

The filing reports 935 RSUs from a February 8, 2024 grant and 3,450 RSUs from a February 10, 2025 grant. Both sets of RSUs were issued under the 2017 Equity Incentive Plan and vest over three years in equal annual installments.

Is Charles Lussier’s Form 4 transaction in Warrior Met Coal (HCC) a purchase or a grant?

The Form 4 shows an acquisition of RSUs by grant, not an open-market share purchase. The transaction code "A" indicates a grant, award, or other acquisition of derivative securities, with a stated price per unit of $0.00 as typical for equity compensation.

What role does Charles Lussier hold at Warrior Met Coal (HCC)?

Charles Lussier is reported as chief commercial officer of Warrior Met Coal. His position qualifies him as an officer subject to Section 16 reporting, which is why grants of restricted stock units are disclosed on Form 4 for public transparency to investors.

Are Charles Lussier’s restricted stock units in Warrior Met Coal (HCC) held directly or indirectly?

The Form 4 identifies all reported restricted stock units as held directly by Charles Lussier. The ownership code "D" appears for the 2,225-unit 2026 grant and for the previously granted 935 and 3,450 RSUs, with no indirect ownership entity listed.
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