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Warrior Met Coal (HCC) COO logs RSU vesting, tax share withholding and updated holdings

Filing Impact
(Moderate)
Filing Sentiment
(Negative)
Form Type
4

Rhea-AI Filing Summary

Warrior Met Coal chief operating officer Jack K. Richardson reported routine equity compensation activity. On February 8, 2026, time-based restricted stock units vested and converted into a total of 4,411 shares of common stock at no cost to him.

To cover taxes on the vesting, the company withheld 1,716 shares of common stock at a price of $89.05 per share. After these transactions, Richardson directly held 191,628 shares of common stock and 6,472 restricted stock units that continue to vest under the 2017 Equity Incentive Plan.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Richardson Jack K.

(Last) (First) (Middle)
16243 HIGHWAY 216

(Street)
BROOKWOOD AL 35444

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
WARRIOR MET COAL, INC. [ HCC ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
CHIEF OPERATING OFFICER
3. Date of Earliest Transaction (Month/Day/Year)
02/08/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 02/08/2026 M(1) 2,623 A $0 191,556 D
Common Stock 02/08/2026 F(2) 1,048 D $89.05 190,508 D
Common Stock 02/08/2026 M(1) 1,788 A $0 192,296 D
Common Stock 02/08/2026 F(2) 668 D $89.05 191,628 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Units (3) 02/08/2026 M 2,623 (3) (3) Common Stock 2,623 $0 0 D
Restricted Stock Units (4) 02/08/2026 M 1,788 (4) (4) Common Stock 1,788 $0 1,788 D
Restricted Stock Units (5) (5) (5) Common Stock 6,472 6,472 D
Explanation of Responses:
1. Represents the vesting and settlement of time-based restricted stock units ("RSUs"), which convert into common stock on a one-for-one basis.
2. Represents the withholding of shares for tax purposes.
3. The RSUs were granted to the reporting person under the Warrior Met Coal, Inc. 2017 Equity Incentive Plan, and vest in equal installments on each of the first three anniversaries of February 8, 2023, the date of grant.
4. The RSUs were granted to the reporting person under the Warrior Met Coal, Inc. 2017 Equity Incentive Plan, and vest in equal installments on each of the first three anniversaries of February 8, 2024, the date of grant.
5. The RSUs were granted to the reporting person under the Warrior Met Coal, Inc. 2017 Equity Incentive Plan, and vest in equal installments on each of the first three anniversaries of February 10, 2025, the date of grant
/s/ Kelli K. Gant, by power of attorney 02/10/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did Warrior Met Coal (HCC) disclose about Jack Richardsons Form 4 transactions?

Warrior Met Coal reported that COO Jack K. Richardson had restricted stock units vest and convert into common stock. The filing also shows share withholding for taxes and updates his direct holdings of common stock and remaining restricted stock units under the 2017 Equity Incentive Plan.

How many Warrior Met Coal (HCC) RSUs vested for the COO on February 8, 2026?

On February 8, 2026, a total of 4,411 restricted stock units vested for COO Jack K. Richardson. These RSUs converted into an equal number of common shares at no cost, reflecting scheduled vesting under the companys 2017 Equity Incentive Plan.

How many Warrior Met Coal (HCC) shares were withheld for taxes in this Form 4?

The company withheld 1,716 shares of Warrior Met Coal common stock to satisfy tax obligations tied to RSU vesting. These shares were withheld at a price of $89.05 per share, as disclosed by transaction code F in the Form 4 filing.

What are Jack Richardsons direct common stock holdings in Warrior Met Coal (HCC) after the transactions?

After the reported transactions, COO Jack K. Richardson directly owned 191,628 shares of Warrior Met Coal common stock. This figure reflects the RSU conversions and the shares withheld for taxes as of the Form 4 transaction date in February 2026.

How many unvested restricted stock units does the Warrior Met Coal (HCC) COO still hold?

Following the February 8, 2026 activity, Jack K. Richardson held 6,472 restricted stock units. These RSUs were granted under the 2017 Equity Incentive Plan and are scheduled to vest in installments on the specified anniversary dates in the accompanying footnotes.

Under what plan were the Warrior Met Coal (HCC) RSUs granted to the COO?

All reported restricted stock units were granted under the Warrior Met Coal, Inc. 2017 Equity Incentive Plan. The filing notes that different RSU grants vest in three equal annual installments beginning on February 8, 2023, February 8, 2024, and February 10, 2025.
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