STOCK TITAN

[Form 4] WARRIOR MET COAL, INC. Insider Trading Activity

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Warrior Met Coal director Brett J. Harvey reported an exercise of restricted stock units into common shares. He exercised 3,041 restricted stock units, acquiring the same number of Warrior Met Coal common shares. Following this transaction, he directly holds 43,001 shares of common stock.

Harvey also continues to hold 1,708 restricted stock units, each linked to one share of common stock. According to the plan terms in the footnotes, these units vest on specified anniversaries and will be settled in shares upon his termination of service as a director under his irrevocable deferral election.

Positive

  • None.

Negative

  • None.
Insider HARVEY J BRETT
Role null
Type Security Shares Price Value
Exercise Restricted Stock Units 3,041 $0.00 --
Exercise Common Stock 3,041 $0.00 --
holding Restricted Stock Units -- -- --
Holdings After Transaction: Restricted Stock Units — 0 shares (Direct, null); Common Stock — 43,001 shares (Direct, null)
Footnotes (1)
  1. Represents the vesting of restricted stock units, which settle in shares of common stock on a one-for-one basis upon the reporting person's termination of service as a director in accordance with the reporting person's irrevocable deferral election. The restricted stock units were granted to the reporting person under the Warrior Met Coal, Inc. 2017 Equity Incentive Plan, and vest in full on the first anniversary of April 23, 2025, the date of grant, and will be settled in shares of common stock upon the reporting person's termination of service as a director in accordance with the reporting person's irrevocable deferral election. The restricted stock units were granted to the reporting person under the Warrior Met Coal, Inc. 2026 Equity Incentive Plan, and vest in full on the first anniversary of April 20, 2026, the date of grant, and will be settled in shares of common stock upon the reporting person's termination of service as a director in accordance with the reporting person's irrevocable deferral election.
RSUs exercised 3,041 units Restricted Stock Units converted to common stock on 2026-04-23
Common shares after transaction 43,001 shares Directly held Warrior Met Coal common stock post-transaction
Remaining RSUs 1,708 units Outstanding restricted stock units linked to common stock
RSU exercise price $0.0000 per unit Exercise price for restricted stock units reported in Form 4
Restricted Stock Units financial
"Represents the vesting of restricted stock units, which settle in shares of common stock"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
Equity Incentive Plan financial
"granted to the reporting person under the Warrior Met Coal, Inc. 2017 Equity Incentive Plan"
An equity incentive plan is a program that gives employees, executives or directors the right to receive company stock or options to buy stock as part of their pay. Think of it as offering slices of future company profit to motivate people to boost long‑term performance; for investors it matters because it can align employee goals with shareholder value but also increases the number of shares outstanding, which can dilute existing ownership.
irrevocable deferral election financial
"settle in shares of common stock upon the reporting person's termination of service as a director in accordance with the reporting person's irrevocable deferral election"
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
HARVEY J BRETT

(Last)(First)(Middle)
16243 HIGHWAY 216

(Street)
BROOKWOOD ALABAMA 35444

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
WARRIOR MET COAL, INC. [ HCC ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
04/23/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock04/23/2026M(1)3,041A$043,001D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Units(2)04/23/2026M3,041 (2) (2)Common Stock3,041$00D
Restricted Stock Units(3) (3) (3)Common Stock1,7081,708D
Explanation of Responses:
1. Represents the vesting of restricted stock units, which settle in shares of common stock on a one-for-one basis upon the reporting person's termination of service as a director in accordance with the reporting person's irrevocable deferral election.
2. The restricted stock units were granted to the reporting person under the Warrior Met Coal, Inc. 2017 Equity Incentive Plan, and vest in full on the first anniversary of April 23, 2025, the date of grant, and will be settled in shares of common stock upon the reporting person's termination of service as a director in accordance with the reporting person's irrevocable deferral election.
3. The restricted stock units were granted to the reporting person under the Warrior Met Coal, Inc. 2026 Equity Incentive Plan, and vest in full on the first anniversary of April 20, 2026, the date of grant, and will be settled in shares of common stock upon the reporting person's termination of service as a director in accordance with the reporting person's irrevocable deferral election.
/s/ Kelli K. Gant, by power of attorney04/27/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did HCC director Brett J. Harvey report?

Brett J. Harvey reported exercising 3,041 restricted stock units into 3,041 shares of Warrior Met Coal common stock. This transaction reflects a derivative exercise, not an open-market purchase or sale, and increases his directly held common share position reported in the filing.

How many Warrior Met Coal (HCC) shares does Brett J. Harvey hold after this Form 4?

After the reported transactions, Brett J. Harvey directly holds 43,001 shares of Warrior Met Coal common stock. This figure comes from the Form 4’s non-derivative holdings table and represents his post-transaction common stock position as of the reported transaction date.

How many restricted stock units does HCC director Brett J. Harvey still hold?

The filing shows Brett J. Harvey holding 1,708 restricted stock units, each tied to one share of Warrior Met Coal common stock. These units remain outstanding as a derivative position and are scheduled to vest and settle in shares under the company’s equity incentive plan.

What was the exercise price for Brett J. Harvey’s Warrior Met Coal restricted stock units?

The restricted stock units were exercised at an exercise price of $0.0000 per unit. This zero exercise price is typical for restricted stock units, which generally convert into common shares without additional cash payment when vesting or settlement conditions are met.

Are Brett J. Harvey’s Warrior Met Coal restricted stock units subject to deferral elections?

Yes. The footnotes state his restricted stock units settle in common shares on a one-for-one basis upon his termination of service as a director, in line with his irrevocable deferral election under Warrior Met Coal’s equity incentive plans.