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Director at Warrior Met Coal (NYSE: HCC) exercises 2,534 RSUs award

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Warrior Met Coal director Alan H. Schumacher exercised restricted stock units into common shares as part of his equity compensation. On April 23, 2026, 2,534 restricted stock units converted into 2,534 shares of common stock at a stated price of $0.00 per share. Following the transaction, he directly owned 42,054 common shares and had 1,423 restricted stock units outstanding that will be settled in stock when his board service ends under his irrevocable deferral election.

Positive

  • None.

Negative

  • None.
Insider SCHUMACHER ALAN H
Role null
Type Security Shares Price Value
Exercise Restricted Stock Units 2,534 $0.00 --
Exercise Common Stock 2,534 $0.00 --
holding Restricted Stock Units -- -- --
Holdings After Transaction: Restricted Stock Units — 0 shares (Direct, null); Common Stock — 42,054 shares (Direct, null)
Footnotes (1)
  1. Represents the vesting of restricted stock units, which settle in shares of common stock on a one-for-one basis upon the reporting person's termination of service as a director in accordance with the reporting person's irrevocable deferral election. The restricted stock units were granted to the reporting person under the Warrior Met Coal, Inc. 2017 Equity Incentive Plan, and vest in full on the first anniversary of April 23, 2025, the date of grant, and will be settled in shares of common stock upon the reporting person's termination of service as a director in accordance with the reporting person's irrevocable deferral election. The restricted stock units were granted to the reporting person under the Warrior Met Coal, Inc. 2026 Equity Incentive Plan, and vest in full on the first anniversary of April 20, 2026, the date of grant, and will be settled in shares of common stock upon the reporting person's termination of service as a director in accordance with the reporting person's irrevocable deferral election.
RSUs exercised 2,534 shares Restricted stock units converted to common stock on April 23, 2026
Shares owned after transaction 42,054 shares Common stock directly held by Alan H. Schumacher after Form 4 transactions
Remaining RSUs 1,423 units Restricted stock units outstanding, settling upon termination of director service
RSU exercise price $0.00 per share Stated conversion price for RSUs exercised into common stock
Restricted Stock Units financial
"Represents the vesting of restricted stock units, which settle in shares of common stock"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
irrevocable deferral election financial
"settle in shares of common stock on a one-for-one basis upon the reporting person's termination of service as a director in accordance with the reporting person's irrevocable deferral election"
Equity Incentive Plan financial
"granted to the reporting person under the Warrior Met Coal, Inc. 2017 Equity Incentive Plan"
An equity incentive plan is a program that gives employees, executives or directors the right to receive company stock or options to buy stock as part of their pay. Think of it as offering slices of future company profit to motivate people to boost long‑term performance; for investors it matters because it can align employee goals with shareholder value but also increases the number of shares outstanding, which can dilute existing ownership.
Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
SCHUMACHER ALAN H
(Last)(First)(Middle)
16243 HIGHWAY 216
(Street)
BROOKWOOD ALABAMA 35444
(City)(State)(Zip)
UNITED STATES
(Country)		2. Issuer Name and Ticker or Trading Symbol
WARRIOR MET COAL, INC. [ HCC ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
04/23/2026		6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock04/23/2026M(1)2,534A$042,054D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Units(2)04/23/2026M2,534 (2) (2)Common Stock2,534$00D
Restricted Stock Units(3) (3) (3)Common Stock1,4231,423D
Explanation of Responses:
1. Represents the vesting of restricted stock units, which settle in shares of common stock on a one-for-one basis upon the reporting person's termination of service as a director in accordance with the reporting person's irrevocable deferral election.
2. The restricted stock units were granted to the reporting person under the Warrior Met Coal, Inc. 2017 Equity Incentive Plan, and vest in full on the first anniversary of April 23, 2025, the date of grant, and will be settled in shares of common stock upon the reporting person's termination of service as a director in accordance with the reporting person's irrevocable deferral election.
3. The restricted stock units were granted to the reporting person under the Warrior Met Coal, Inc. 2026 Equity Incentive Plan, and vest in full on the first anniversary of April 20, 2026, the date of grant, and will be settled in shares of common stock upon the reporting person's termination of service as a director in accordance with the reporting person's irrevocable deferral election.
/s/ Kelli K. Gant, by power of attorney04/27/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What insider transaction did Warrior Met Coal (HCC) report for Alan H. Schumacher?

Warrior Met Coal reported that director Alan H. Schumacher exercised 2,534 restricted stock units into 2,534 common shares. This was an equity compensation event coded as a derivative exercise, not an open-market stock purchase or sale, and carried a stated exercise price of $0.00 per share.

How many Warrior Met Coal (HCC) shares does Alan H. Schumacher hold after this Form 4?

After the reported transactions, Alan H. Schumacher directly holds 42,054 shares of Warrior Met Coal common stock. This figure comes from the Form 4’s post-transaction ownership line for his non-derivative common stock position, reflecting his updated direct holdings as of April 23, 2026.

What happened to the 2,534 restricted stock units in the Warrior Met Coal (HCC) filing?

The 2,534 restricted stock units vested and were exercised, converting into 2,534 shares of Warrior Met Coal common stock. The Form 4 classifies this as an “M” code derivative exercise with a stated conversion price of $0.00, eliminating that specific RSU position after settlement.

Does Alan H. Schumacher still hold restricted stock units of Warrior Met Coal (HCC)?

Yes. After the reported exercise, he still holds restricted stock units representing 1,423 underlying common shares. According to the filing, these units settle one-for-one in common stock upon his termination of service as a director, consistent with his irrevocable deferral election.

Are the Warrior Met Coal (HCC) restricted stock units part of an equity incentive plan?

Yes. The footnotes state the restricted stock units were granted under Warrior Met Coal’s equity incentive plans. They vest in full on the first anniversary of their respective grant dates and will be settled in common shares when Schumacher’s service as a director ends under his deferral election.