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HCI Group CFO surrenders 165 shares to cover taxes

HCI Group, Inc. Chief Financial Officer James Mark Harmsworth had 165 common shares surrendered at $204.06 per share to cover the minimum federal tax liability associated with the vesting of 417 restricted shares on October 23, 2026.

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Form Type
4

Rhea-AI Filing Summary

HCI Group, Inc. Chief Financial Officer James Mark Harmsworth had 165 common shares surrendered at $204.06 per share to cover the minimum federal tax liability associated with the vesting of 417 restricted shares on October 23, 2026. His 1,251-share restricted stock grant, effective December 19, 2025, vests in 417-share installments on October 23, 2026, October 23, 2027, and October 23, 2028.

Insider Harmsworth James Mark
Role Chief Financial Officer
Type Security Shares Price Value
Tax Withholding Common stock F1, F2 165 $204.06 $34K
holding Common Stock -- -- --
Holdings After Transaction: Common Stock — 38,315 shares (Direct)
Footnotes (2)
  1. F1. 165 shares were surrendered to cover the minimum federal tax liability associated with the vesting of 417 restricted shares on October 23, 2026.
  2. F2. Restricted stock grant of 1,251 shares effective 12/19/2025: Restricted shares will lapse and the restricted shares will vest as follows: 417 shares on each of October 23, 2026, October 23, 2027, and October 23, 2028. These shares were granted by the company pursuant to the company's 2012 Omnibus Incentive Plan and under the terms and conditions of a restricted stock agreement dated 12/19/2025.
Shares surrendered for tax liability 165 shares October 23, 2026
Transaction price per share $204.06 per share October 23, 2026
Restricted shares vesting 417 shares October 23, 2026
Restricted stock grant 1,251 shares Effective December 19, 2025
minimum federal tax liability financial
"cover the minimum federal tax liability"
restricted stock grant financial
"Restricted stock grant of 1,251 shares"
A restricted stock grant is an award of company shares given to an employee or executive that cannot be sold or transferred until certain conditions are met, such as staying with the company for a set time or hitting performance goals. For investors, it signals how the company ties pay to future performance and can affect the number of shares outstanding and management’s incentives—think of it as a wrapped gift you only keep once you meet the requirements.
2012 Omnibus Incentive Plan technical
"pursuant to the company's 2012 Omnibus Incentive Plan"
restricted stock agreement technical
"under the terms and conditions of a restricted stock agreement"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many HCI shares were withheld for the CFO’s taxes?

HCI Group, Inc. Chief Financial Officer James Mark Harmsworth had 165 common shares surrendered at $204.06 per share to cover the minimum federal tax liability associated with vesting 417 restricted shares on October 23, 2026.

How does the HCI CFO’s restricted stock award vest?

The 1,251-share restricted stock grant was effective December 19, 2025. It vests in installments of 417 shares on October 23, 2026, October 23, 2027, and October 23, 2028.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Harmsworth James Mark

(Last)(First)(Middle)
3802 COCONUT PALM DRIVE

(Street)
TAMPA FLORIDA 33619

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
HCI Group, Inc. [ HCI ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
Chief Financial Officer
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
10/23/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock37,481D
Common stock10/23/2026F165(1)D$204.06834(2)D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. 165 shares were surrendered to cover the minimum federal tax liability associated with the vesting of 417 restricted shares on October 23, 2026.
2. Restricted stock grant of 1,251 shares effective 12/19/2025: Restricted shares will lapse and the restricted shares will vest as follows: 417 shares on each of October 23, 2026, October 23, 2027, and October 23, 2028. These shares were granted by the company pursuant to the company's 2012 Omnibus Incentive Plan and under the terms and conditions of a restricted stock agreement dated 12/19/2025.
/s/ Andrew L. Graham as Attorney-in-fact for James Mark Harmsworth10/27/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

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