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Hudson Technologies (HDSN) SVP Robert Stoody discloses stock and option holdings

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
3

Rhea-AI Filing Summary

Hudson Technologies Senior VP - Operations Robert Stoody filed an initial ownership report showing his beneficial stake in the company. He indirectly holds 70,047 shares of common stock through the Stoody Family Trust.

He also holds stock options for 38,147 shares at an exercise price of $10.09 expiring on March 1, 2026, and options for 5,902 shares at $14.89 expiring on February 27, 2027. An additional option covers 24,849 shares at $5.95, expiring March 13, 2030, which vests on December 31, 2027 if specified stock price and earnings per share targets are achieved.

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SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0104
Estimated average burden
hours per response: 0.5
1. Name and Address of Reporting Person*
Stoody Robert

(Last) (First) (Middle)
C/O HUDSON TECHNOLOGIES, INC.
300 TICE BOULEVARD, SUITE 290

(Street)
WOODCLIFF LAKE NJ 07677

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
01/30/2026
3. Issuer Name and Ticker or Trading Symbol
HUDSON TECHNOLOGIES INC /NY [ HDSN ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Senior VP - Operations
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock 70,047 I By Stoody Family Trust
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Option 03/01/2023 03/01/2026 Common Stock 38,147 $10.09 D
Stock Option 02/27/2024 02/27/2027 Common Stock 5,902 $14.89 D
Stock Option (1) 03/13/2030 Common Stock 24,849 $5.95 D
Explanation of Responses:
1. Vests on December 31, 2027 dependent upon achievement of stock price and earnings per share targets.
/s/ Robert Stoody 02/02/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What does the Hudson Technologies (HDSN) Form 3 filing for Robert Stoody show?

The Form 3 shows Senior VP - Operations Robert Stoody’s initial beneficial ownership in Hudson Technologies. It reports indirect ownership of 70,047 common shares via the Stoody Family Trust and several stock option grants with specified share amounts, exercise prices, and expiration dates.

How many Hudson Technologies (HDSN) common shares does Robert Stoody beneficially own?

Robert Stoody is reported as indirectly owning 70,047 Hudson Technologies common shares through the Stoody Family Trust. This figure reflects his beneficial interest as of the event date in the filing, separate from additional stock options that may convert into shares upon exercise and vesting.

What stock options are reported for Robert Stoody in the Hudson Technologies (HDSN) Form 3?

The filing lists options for 38,147 shares at $10.09 expiring March 1, 2026, 5,902 shares at $14.89 expiring February 27, 2027, and 24,849 shares at $5.95 expiring March 13, 2030. Each option relates to Hudson Technologies common stock held directly.

What are the vesting conditions for Robert Stoody’s 24,849-share stock option at Hudson Technologies (HDSN)?

The 24,849-share stock option at a $5.95 exercise price vests on December 31, 2027. Vesting depends on Hudson Technologies achieving specified stock price and earnings per share targets, linking this award’s realization to both market performance and company profitability.

How are Robert Stoody’s Hudson Technologies (HDSN) common shares held?

The Form 3 shows 70,047 Hudson Technologies common shares held indirectly by the Stoody Family Trust. This indicates beneficial ownership is attributed through the trust, while Robert Stoody personally holds the listed stock options as direct derivative securities.
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