Helen of Troy director gets 860 restricted shares

A Helen of Troy director received an immediately vesting restricted stock grant with an attached tax-offset right, modestly increasing direct share ownership.

Rhea-AI Filing Summary

HELEN OF TROY LTD (symbol: HELE) is the issuer of record for a Form 4 filing submitted to the SEC. CASE THURMAN K reported acquisition or exercise transactions in this Form 4 filing.

HELEN OF TROY LTD (HELE) reported that director Case Thurman K received a grant of 860 common shares on September 1, 2026. The award is structured as restricted stock that vested immediately and is paired with a tax-offset right providing cash to cover certain tax liabilities from the vesting event. Following this grant, the director directly holds 12,504 common shares of the company.

Insider Trade Summary

Grant/Award: 860 shares

Grant/Award 1 txn

Insider CASE THURMAN K

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Common Shares, Par value $0.10 per share F1	860	$0.00	$0.00

Holdings After Transaction: Common Shares, Par value $0.10 per share — 12,504 shares (Direct)

Footnotes (1)

1. F1. Grant of restricted stock, which vested immediately and is accompanied by a tax-offset right which entitles the reporting person to receive, upon vesting of the restricted stock, a cash amount to pay certain tax liabilities incurred in connection with the event.

Key Figures

Restricted stock granted: 860 shares Shares owned after transaction: 12,504 shares Grant price per share: $0.00 per share

3 metrics

Restricted stock granted 860 shares Grant to director on September 1, 2026

Shares owned after transaction 12,504 shares Director’s direct holdings following the grant

Grant price per share $0.00 per share Compensation-related restricted stock award, not a market purchase

Key Terms

restricted stock, tax-offset right, tax liabilities

3 terms

restricted stock financial

"Grant of restricted stock, which vested immediately"

Shares granted to an individual that carry limits on transfer or sale until certain conditions are met, such as staying with the company for a set time or hitting performance targets. Think of them as a locked gift that gradually opens; for investors they matter because they affect how many shares may enter the market later, signal management incentives and potential dilution, and reveal confidence in future company performance.

tax-offset right financial

"is accompanied by a tax-offset right which entitles the reporting person"

tax liabilities financial

"cash amount to pay certain tax liabilities incurred in connection"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What equity award did the Helen of Troy (HELE) director receive on September 1, 2026?

The director received a grant of 860 shares of Helen of Troy common stock in the form of restricted stock that vested immediately, according to the filing.

How many Helen of Troy (HELE) shares does the director hold after this Form 4 transaction?

After the reported grant, the director directly holds 12,504 common shares of Helen of Troy Ltd, as stated in the filing.

Was the Helen of Troy (HELE) restricted stock grant made at a purchase price?

The grant is reported at a per-share price of $0.00, indicating it is a compensation-related award rather than a market purchase of Helen of Troy shares.

What is the tax-offset right mentioned in the Helen of Troy (HELE) Form 4?

The filing explains that the restricted stock grant includes a tax-offset right, entitling the director to receive a cash amount upon vesting to pay certain tax liabilities incurred in connection with the vesting event.

Was the Helen of Troy (HELE) share grant under a Rule 10b5-1 trading plan?

No. The Form 4 indicates no Rule 10b5-1 trading plan applies to this transaction; the document-level 10b5-1 checkbox is explicitly unchecked.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 09/02/2026 - 05:41 PM EDT Accepted by SEC EDGAR 09/02/2026 - 05:41 PM EDT Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

CASE THURMAN K

(Last) (First) (Middle)

201 E. MAIN STREET

SUITE 300

(Street)

EL PASO TEXAS 79901

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
HELEN OF TROY LTD [ HELE ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
09/01/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Shares, Par value $0.10 per share	09/01/2026		A		860	A	$0(1)	12,504	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Grant of restricted stock, which vested immediately and is accompanied by a tax-offset right which entitles the reporting person to receive, upon vesting of the restricted stock, a cash amount to pay certain tax liabilities incurred in connection with the event.

Remarks:

	W. Crews Lott as Attorney-In-Fact for Thurman Case	09/02/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)