Welcome to our dedicated page for JH Diversified Income Fund SEC filings (Ticker: HEQ), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The John Hancock Diversified Income Fund (NYSE: HEQ) SEC filings page on Stock Titan provides access to the fund’s official regulatory documents as filed with the U.S. Securities and Exchange Commission. As a closed-end management investment company in the finance and insurance sector, HEQ reports key information about its governance, operations, and shareholder matters through these filings.
Among the important documents available is the definitive proxy statement (DEF 14A) for John Hancock Diversified Income Fund and related John Hancock closed-end funds. This proxy statement describes the annual meeting of shareholders, the proposal to elect Trustees, and the structure of the Board, including its staggered terms. It also identifies John Hancock Investment Management LLC as the advisor and administrator and Wellington Management Company LLP as the subadvisor to Diversified Income Fund, and outlines how shareholders of record can vote by mail, phone, or online.
On Stock Titan, HEQ filings are updated in line with the SEC’s EDGAR system, and AI-powered summaries help explain the content and purpose of each document in accessible language. Users can review proxy statements to understand Board oversight, advisory relationships, and record ownership details, and can use the platform’s tools to quickly identify sections on voting procedures, committee charters, and other governance topics.
In addition to proxy materials, investors may consult other HEQ filings to complement the fund’s distribution notices and shareholder communications. The combination of real-time filing access and AI-generated explanations is intended to make it easier to interpret lengthy documents and to locate information relevant to income-focused, sector-diversified closed-end funds like John Hancock Diversified Income Fund.
HEQ: submitted a Form N-CEN annual report providing standard registrant and fund questionnaires and service‑provider tables. The excerpt lists aggregate brokerage commissions of 181,4930000000 and a largest principal transaction entry of 1,263,834,1640000000 in the schedules shown.
John Hancock Diversified Income Fund filed its annual certified shareholder report for the reporting period ended
The fund reports net assets of
John Hancock Diversified Income Fund director Kenneth J. Phelan bought about 905 common shares of beneficial interest in the fund. The purchase occurred on January 27, 2026 at an approximate price of $11.10 per share, based on the fund’s net asset value process.
Following this transaction, he beneficially owns about 905 shares, all reported as held directly. The filing notes that both the exact price per share and the precise number of shares may vary slightly because they are tied to the fund’s net asset value calculation timing.
John Hancock Diversified Income Fund insider filing shows no holdings. Tom Levering, identified as an officer of the fund's investment advisor, filed an initial ownership report (Form 3) for John Hancock Diversified Income Fund, which trades under the symbol HEQ. The filing states in the explanation of responses that no securities are beneficially owned, and both the non-derivative and derivative securities tables contain no reported positions.
John Hancock Diversified Income Fund insider filing: Alyssa A. Irving, identified as an officer of the fund’s investment advisor, filed an initial ownership report on Form 3. The filing states that no non-derivative or derivative securities of John Hancock Diversified Income Fund (HEQ) are beneficially owned. This indicates that, as of the event date of January 1, 2026, the reporting person does not hold reportable securities of the fund.
First Trust Portfolios L.P., First Trust Advisors L.P., and The Charger Corporation jointly report beneficial ownership of 1,400,541 common shares of John Hancock Diversified Income Fund, representing 11.58% of the fund’s outstanding class as of 12/31/2025.
The shares are held primarily in unit investment trusts sponsored by First Trust Portfolios and in other investment vehicles advised by First Trust Advisors. The reporting entities have no sole or shared voting power over these shares but report shared dispositive power over the 1,400,541 shares. They state the holdings are maintained in the ordinary course of business and not for the purpose of changing or influencing control of the fund, and each disclaims beneficial ownership of the reported shares.
John Hancock Diversified Income Fund (HEQ) and affiliated closed-end funds are calling an annual shareholder meeting to elect six trustees. The meeting is scheduled for February 17, 2026 at 2:00 p.m. Eastern at 200 Berkeley Street, Boston, MA. Shareholders of record as of November 25, 2025 can vote in person, online, by phone, or by mail.
The sole proposal is to elect six trustees—James R. Boyle, Kristie M. Feinberg, Grace K. Fey, Christine L. Hurtsellers, Hassell H. McClellan, and Kenneth J. Phelan—to terms ending at the 2029 annual meeting. The board is staggered into three classes and has a super-majority of independent trustees, supported by standing committees covering audit, compliance, contracts and risk, governance, and investments.
PricewaterhouseCoopers LLP remains the independent registered public accounting firm, with the audit committee confirming its independence and recommending inclusion of audited financials in the funds’ reports. Proxy preparation and distribution costs across the funds are estimated at about $248,840, and the board unanimously recommends voting “FOR” all six nominees.
John Hancock Diversified Income Fund (HEQ) filed a Form 3 indicating that the reporting director currently holds no beneficial ownership of the fund’s securities. The filing identifies the individual as a director of HEQ and confirms that the statement is filed by one reporting person. Both the non-derivative and derivative securities tables are effectively empty, and the explanation section explicitly states that no securities are beneficially owned. This establishes a baseline disclosure of the director’s initial ownership position as of 11/12/2025.
John Hancock Diversified Income Fund (HEQ) filed an initial ownership report showing that a new director currently holds no fund securities. The Form 3 indicates the reporting person is a director of HEQ and that no non-derivative or derivative securities are beneficially owned at this time, as confirmed in the explanation of responses. The filing is an administrative disclosure of insider status rather than a report of any stock or option holdings.
First Trust Portfolios L.P., First Trust Advisors L.P., and The Charger Corporation filed Amendment No. 13 to a Schedule 13G/A reporting beneficial ownership of 1,731,980 shares of John Hancock Diversified Income Fund (HEQ), representing 14.32% of the class as of 09/30/2025.
The filing shows no sole or shared voting power (0) and shared dispositive power over 1,731,980 shares. The position is largely held by certain unit investment trusts sponsored by First Trust Portfolios; no individual trust holds more than 3% of any registered investment company’s shares. The trustee votes these shares to align with other shareholders, and the signatories certify the holdings are in the ordinary course and not intended to influence control.