HEQ insider Form 3 shows no share ownership

John Hancock Diversified Income Fund insider filing shows no holdings.

Accepted by SEC EDGAR 01/22/2026 - 11:01 AM EST Learn about SEC filing dates

Rhea-AI Filing Summary

John Hancock Diversified Income Fund insider filing shows no holdings. Tom Levering, identified as an officer of the fund's investment advisor, filed an initial ownership report (Form 3) for John Hancock Diversified Income Fund, which trades under the symbol HEQ. The filing states in the explanation of responses that no securities are beneficially owned, and both the non-derivative and derivative securities tables contain no reported positions.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

Who is the reporting person in the HEQ Form 3 filing?

The reporting person is Tom Levering, identified as an Officer of the Investment Advisor to John Hancock Diversified Income Fund.

What does the HEQ Form 3 say about Tom Levering's beneficial ownership?

The Form 3 explicitly states in the explanation of responses that no securities are beneficially owned by the reporting person.

What is the relationship of Tom Levering to John Hancock Diversified Income Fund (HEQ)?

Tom Levering is listed as Other – Officer of Investment Advisor, not as a director, officer of the fund itself, or 10% owner of HEQ.

Are any non-derivative or derivative securities reported in this HEQ Form 3?

No. Both Table I (Non-Derivative Securities) and Table II (Derivative Securities) show no reported positions, consistent with the note that no securities are beneficially owned.

Is this HEQ Form 3 filed by one or more reporting persons?

The filing indicates that the Form is filed by one reporting person, referring to Tom Levering.

What is the date of the event requiring this HEQ Form 3 statement?

The date of the event requiring the statement is listed as 01/01/2026.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
Estimated average burden
hours per response:			0.5

1. Name and Address of Reporting Person^*

Levering Tom

(Last) (First) (Middle)

280 CONGRESS STREET

(Street)

BOSTON MA 02210

(City) (State) (Zip)

2. Date of Event Requiring Statement (Month/Day/Year)
01/01/2026

3. Issuer Name and Ticker or Trading Symbol
John Hancock Diversified Income Fund [ HEQ ]

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
	Officer (give title below)	X	Other (specify below)
			Officer of Investment Advisor

5. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

No securities are beneficially owned.

	Justin Alden-Dunn, by Power of Attorney from Tom Levering	01/22/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.