Welcome to our dedicated page for John Hancock Diversified Income Fund SEC filings (Ticker: HEQ), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
John Hancock Diversified Income Fund filings document closed-end fund governance and shareholder voting matters. The definitive proxy statement covers trustee elections, annual meeting procedures, voting methods and board oversight for the fund, which is managed by John Hancock Investment Management LLC and subadvised by Wellington Management Company LLP.
John Hancock Diversified Income Fund trustee William K. Bacic purchased 308 Common Shares of Beneficial Interest at $11.48 per share on July 22, 2026. This transaction, categorized as a purchase in an open market or private transaction, increased his direct holdings to 1,294 shares.
First Trust Portfolios L.P., First Trust Advisors L.P. and The Charger Corporation jointly report beneficial ownership of 1,074,261 common shares of John Hancock Diversified Income Fund, representing 8.88% of the class.
The reporting persons have no voting power over these shares but hold shared dispositive power over 1,074,261 shares, primarily through unit investment trusts and other client accounts. No individual unit investment trust holds more than 3% of any registered investment company issuer’s shares, and each reporting person disclaims beneficial ownership of the shares referenced.
John Hancock Diversified Income Fund filed an initial statement of beneficial ownership for Mark Edmund O'Brien in connection with the fund's securities. O'Brien is identified as an Officer of Investment Advisor and is not listed as a director or ten percent owner of the fund.
John Hancock Diversified Income Fund insider John Norberg filed a Form 3, which is an initial statement of beneficial ownership. The filing does not list any specific holdings or transactions, and transaction summaries show no reported buys, sells, exercises, or other changes in ownership.
John Hancock Diversified Income Fund director Christine Hurtsellers reported buying additional shares of HEQ. On May 6, 2026, she made four open-market purchases totaling 1037.394 Common Shares of Beneficial Interest at prices ranging from $11.5600 to $11.6099 per share. Following these transactions, she directly held 1037.394 common shares.
John Hancock Diversified Income Fund ownership disclosure: First Trust Portfolios L.P., First Trust Advisors L.P. and The Charger Corporation report beneficial ownership of 1,230,465 shares of Common stock, equal to 10.17% of the class as of 03/31/2026. The filing is a joint Schedule 13G/A (Amendment No. 15) clarifying that shared dispositive power is claimed for these shares and that voting power is held by trustees of unit investment trusts rather than the reporting persons.
The filing states the holdings are held on behalf of unit investment trusts and other accounts, that no single unit investment trust holds more than 3%, and that each reporting person disclaims beneficial ownership of the shares identified.
HEQ: submitted a Form N-CEN annual report providing standard registrant and fund questionnaires and service‑provider tables. The excerpt lists aggregate brokerage commissions of 181,4930000000 and a largest principal transaction entry of 1,263,834,1640000000 in the schedules shown.
John Hancock Diversified Income Fund filed its annual certified shareholder report for the reporting period ended 12-31-2025, presenting full-year results and portfolio details.
The fund reports net assets of $147,093,758, a net asset value per share of $12.20 based on 12,058,852 shares outstanding, and a 1-year total return at NAV of 15.03%. The fund continues a Managed Distribution Plan that pays quarterly distributions of $0.2500 per share; total distributions for the year were $12,085,027, of which $6,025,729 was recorded as a return of capital.
John Hancock Diversified Income Fund director Kenneth J. Phelan bought about 905 common shares of beneficial interest in the fund. The purchase occurred on January 27, 2026 at an approximate price of $11.10 per share, based on the fund’s net asset value process.
Following this transaction, he beneficially owns about 905 shares, all reported as held directly. The filing notes that both the exact price per share and the precise number of shares may vary slightly because they are tied to the fund’s net asset value calculation timing.
John Hancock Diversified Income Fund insider filing shows no holdings. Tom Levering, identified as an officer of the fund's investment advisor, filed an initial ownership report (Form 3) for John Hancock Diversified Income Fund, which trades under the symbol HEQ. The filing states in the explanation of responses that no securities are beneficially owned, and both the non-derivative and derivative securities tables contain no reported positions.