John Hancock HEQ files Form 3 for O'Brien

John Hancock Diversified Income Fund filed an initial statement of beneficial ownership for Mark Edmund O'Brien in connection with the fund's securities.

Rhea-AI Filing Summary

John Hancock Diversified Income Fund filed an initial statement of beneficial ownership for Mark Edmund O'Brien in connection with the fund's securities. O'Brien is identified as an Officer of Investment Advisor and is not listed as a director or ten percent owner of the fund.

Key Figures

Buy transactions: 0 Sell transactions: 0 Net buy/sell shares: 0

3 metrics

Buy transactions 0 BuyCount in transaction summary for Mark Edmund O'Brien

Sell transactions 0 SellCount in transaction summary for Mark Edmund O'Brien

Net buy/sell shares 0 NetBuySellShares in transaction summary marked neutral

Key Terms

ten percent owner, beneficial ownership, Officer of Investment Advisor

3 terms

ten percent owner financial

""is_ten_percent_owner": 0"

beneficial ownership financial

"initial statement of beneficial ownership for Mark Edmund O'Brien"

Beneficial ownership means the person or entity that actually enjoys the benefits of owning shares or other assets — such as receiving dividends, voting rights, or price gains — even if the legal title is held in another name. For investors it matters because knowing who truly controls and profits from a company reveals who can influence decisions, exposes potential conflicts of interest or hidden concentration of power, and affects transparency and risk in the stock.

Officer of Investment Advisor financial

""other": "Officer of Investment Advisor""

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does the HEQ Form 3 filing for Mark Edmund O'Brien represent?

The HEQ Form 3 filing is an initial statement of beneficial ownership for Mark Edmund O'Brien in John Hancock Diversified Income Fund, reflecting his status related to the fund's securities.

Is Mark Edmund O'Brien a director or ten percent owner of HEQ?

No. The Form 3 indicates that Mark Edmund O'Brien is not a director and not a ten percent owner of John Hancock Diversified Income Fund (HEQ).

What is Mark Edmund O'Brien’s role in relation to John Hancock Diversified Income Fund (HEQ)?

Mark Edmund O'Brien is identified as an Officer of Investment Advisor to John Hancock Diversified Income Fund, rather than as a director or major shareholder of the fund.

Does the HEQ Form 3 filing report any insider transactions or share trades?

No insider transactions or share trades are reported. The transaction summary shows no buys, sells, exercises, gifts, or tax withholdings for Mark Edmund O'Brien.

Are there any derivative securities reported for Mark Edmund O'Brien in the HEQ Form 3?

No. The Form 3 data shows an empty derivativeSummary, indicating no derivative securities positions are reported for Mark Edmund O'Brien in this filing.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 07/10/2026 - 04:48 PM EDT Learn about SEC filing dates

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
Estimated average burden
hours per response:			0.5

1. Name and Address of Reporting Person^*

O'Brien Mark Edmund

(Last) (First) (Middle)

80 VICTORIA STREET

(Street)

LONDON SW1E 5JL

(City) (State) (Zip)

UNITED KINGDOM

(Country)

2. Date of Event Requiring Statement (Month/Day/Year)
07/01/2026

3. Issuer Name and Ticker or Trading Symbol
John Hancock Diversified Income Fund [ HEQ ]

3a. Foreign Trading Symbol

5. If Amendment, Date of Original Filed (Month/Day/Year)

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
	Officer (give title below)	X	Other (specify below)
			Officer of Investment Advisor

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

No securities are beneficially owned.

	Justin Alden-Dunn, by Power of Attorney from Mark O'Brien	07/10/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)