HEQ insider John Norberg files Form 3

John Hancock Diversified Income Fund insider John Norberg filed a Form 3, which is an initial statement of beneficial ownership.

Accepted by SEC EDGAR 07/08/2026 - 03:24 PM EDT Learn about SEC filing dates

Rhea-AI Filing Summary

John Hancock Diversified Income Fund insider John Norberg filed a Form 3, which is an initial statement of beneficial ownership. The filing does not list any specific holdings or transactions, and transaction summaries show no reported buys, sells, exercises, or other changes in ownership.

Key Terms

Form 3, initial statement of beneficial ownership, Officer of Investment Advisor

3 terms

Form 3 regulatory

"insider John Norberg filed a Form 3, which is an initial statement"

Form 3 is the initial public filing that officers, directors and large shareholders must submit to report their ownership of a company’s securities when they become insiders. It acts like an opening inventory sheet that gives investors a starting point to see who holds significant stakes and to spot later trades or potential conflicts of interest, helping assess insider confidence and transparency.

initial statement of beneficial ownership regulatory

"filed a Form 3, which is an initial statement of beneficial ownership"

An initial statement of beneficial ownership is the first regulatory filing an insider or large investor submits to disclose the amount of a company's stock they control or benefit from. It matters to investors because it reveals who has significant influence over a company—like showing who’s holding the cards—and helps track potential conflicts of interest, insider motives, and future buying or selling that can move the stock price.

Officer of Investment Advisor financial

"The filing identifies John Norberg as an “Officer of Investment Advisor” related to HEQ"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does the HEQ Form 3 filing by John Norberg show?

The HEQ Form 3 shows John Norberg’s initial status as a reportable insider. It lists no specific holdings or transactions, indicating no reported buys, sells, or derivative positions at the time of this filing.

Did John Norberg buy or sell HEQ shares in this Form 3?

No, the Form 3 for HEQ shows no buy or sell activity. The transaction summary reports zero purchases, zero sales, and no other ownership changes, reflecting only an initial insider reporting status.

Is any derivative position reported for HEQ in this Form 3?

No derivative positions are reported in this HEQ Form 3. The derivativeSummary and related transaction counts are all zero, indicating no options, warrants, or similar instruments disclosed for John Norberg.

What is John Norberg’s role in relation to HEQ?

The filing identifies John Norberg as an “Officer of Investment Advisor” related to HEQ. He is not listed as a director, officer of the fund, or ten percent owner, but is still required to file as an associated insider.

Does the HEQ Form 3 disclose any gifts or tax-related share movements?

No, the HEQ Form 3 shows zero gifts and zero tax-withholding transactions. All related counts for gifts, tax withholding, and restructuring events are reported as zero in the transaction summary.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
Estimated average burden
hours per response:			0.5

1. Name and Address of Reporting Person^*

Norberg John

(Last) (First) (Middle)

280 CONGRESS STREET

(Street)

BOSTON MASSACHUSETTS 02210

(City) (State) (Zip)

UNITED STATES

(Country)

2. Date of Event Requiring Statement (Month/Day/Year)
07/01/2026

3. Issuer Name and Ticker or Trading Symbol
John Hancock Diversified Income Fund [ HEQ ]

3a. Foreign Trading Symbol

5. If Amendment, Date of Original Filed (Month/Day/Year)

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
	Officer (give title below)	X	Other (specify below)
			Officer of Investment Advisor

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

No securities are beneficially owned.

	Justin Alden-Dunn, by Power of Attorney from John Norberg	07/08/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)