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Alyssa Irving (HEQ) files Form 3 reporting no beneficial ownership

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
3

Rhea-AI Filing Summary

John Hancock Diversified Income Fund insider filing: Alyssa A. Irving, identified as an officer of the fund’s investment advisor, filed an initial ownership report on Form 3. The filing states that no non-derivative or derivative securities of John Hancock Diversified Income Fund (HEQ) are beneficially owned. This indicates that, as of the event date of January 1, 2026, the reporting person does not hold reportable securities of the fund.

Positive

  • None.

Negative

  • None.
SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0104
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hours per response: 0.5
1. Name and Address of Reporting Person*
Irving Alyssa A

(Last) (First) (Middle)
280 CONGRESS STREET

(Street)
BOSTON MA 02210

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
01/01/2026
3. Issuer Name and Ticker or Trading Symbol
John Hancock Diversified Income Fund [ HEQ ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
Officer (give title below) X Other (specify below)
Officer of Investment Advisor
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
No securities are beneficially owned.
Justin Alden-Dunn, by Power of Attorney from Alyssa Irving 01/22/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

Who is the reporting person in the HEQ Form 3 filing?

The reporting person is Alyssa A. Irving, identified in the filing as an Officer of the Investment Advisor to John Hancock Diversified Income Fund (HEQ).

What is the relationship of Alyssa A. Irving to John Hancock Diversified Income Fund (HEQ)?

The filing shows that Alyssa A. Irving is an Officer of the Investment Advisor to John Hancock Diversified Income Fund (HEQ), and is not listed as a director or 10% owner.

Does Alyssa A. Irving own any HEQ shares according to this Form 3?

No. In the Explanation of Responses, the Form 3 explicitly states that no securities are beneficially owned by the reporting person.

What is the event date in the John Hancock Diversified Income Fund (HEQ) Form 3?

The date of the event requiring the Form 3 statement is listed as 01/01/2026.

Is this HEQ Form 3 filed by one or multiple reporting persons?

The filing indicates that it is a Form filed by One Reporting Person, referring to Alyssa A. Irving.

What securities are disclosed in the HEQ Form 3 tables?

Both Table I (non-derivative securities) and Table II (derivative securities) are effectively empty, with the Explanation of Responses stating that no securities are beneficially owned.

Who signed the HEQ Form 3 on behalf of the reporting person?

The Form 3 is signed by Justin Alden-Dunn, acting by Power of Attorney from Alyssa Irving, dated 01/22/2026.
JH Diversified Income Fund

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