Welcome to our dedicated page for Herzfeld Credit Income Fund SEC filings (Ticker: HERZ), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Herzfeld Credit Income Fund, Inc. (NASDAQ: HERZ) SEC filings page on Stock Titan provides access to the Fund’s regulatory documents as filed with the U.S. Securities and Exchange Commission. As a non-diversified, closed-end management investment company and regulated investment company, HERZ files periodic and transactional reports that describe its governance, investment policies, distribution practices, and stockholder rights.
Among the key filings for HERZ are proxy statements such as the definitive proxy statement (DEF 14A) filed in October 2025. That document outlines the Fund’s classified Board structure, director elections, quorum and voting requirements, and details of the Annual Meeting of Stockholders. It also confirms that the Fund’s common stock trades on the NASDAQ Capital Market under the ticker "HERZ" and provides information on how stockholders can obtain the Fund’s annual and semi-annual reports.
Investors can also use HERZ’s SEC filings to understand how the Fund operates under the Investment Company Act of 1940 and the Internal Revenue Code of 1986. Filings and related materials explain that the Fund seeks to qualify as a regulated investment company, describe its distribution requirements, and discuss how it may distribute or retain net capital gains. Disclosures associated with tender offers and self-tender policies, referenced in press releases, are filed with the SEC and set out the terms under which the Fund may repurchase a portion of its outstanding shares at a percentage of net asset value.
On Stock Titan, HERZ filings are complemented by AI-powered summaries that highlight the most important points in dense documents such as proxy statements, annual reports, and tender offer materials. These summaries help readers quickly identify information on topics such as Board elections, distribution policies, changes to dividend reinvestment plans, and share repurchase programs. Users can review Forms and schedules related to governance, stockholder meetings, and corporate actions, while AI-generated insights clarify complex regulatory language and point to sections that discuss risk factors, voting procedures, and the Fund’s status as a NASDAQ-listed closed-end fund.
In addition, Stock Titan’s filings interface is designed to surface updates as new HERZ documents are posted to the SEC’s EDGAR system, helping investors follow changes in policies, capital structure, or governance that are reflected in formal filings. This combination of real-time access and AI explanation allows users to navigate HERZ’s regulatory history more efficiently and to better understand how its filings relate to its investment and distribution practices.
Herzfeld Credit Income Fund, Inc. received an amended Schedule 13D showing that Thomas J. Herzfeld and related advisory accounts beneficially own 898,801 shares of common stock, or 44.87% of the 2,002,996 shares outstanding as of February 23, 2025.
Herzfeld holds 197,248 shares with sole voting and dispositive power, and has shared voting and/or dispositive power over 701,553 shares held in advisory client accounts. The filing details numerous open market purchases and smaller sales between March 5 and April 16, 2026, reflecting active trading that maintains a large, controlling-level stake. No individual advisory account currently holds more than 5% of the issuer’s common shares.
Erik M. Herzfeld reports beneficial ownership of 772,965 shares of Herzfeld Credit Income Fund, Inc., representing 37.57% of the 2,002,996 common shares outstanding as of February 23, 2025. This includes 71,412 shares over which he has sole voting and dispositive power and 701,553 shares held in advisory client accounts where he shares voting and/or dispositive power.
During March and April 2026, advisory clients executed multiple open-market trades, with net purchases including 13,573 shares at $16.527 on April 16, 2026 and several smaller buys around $15.50–$15.99 per share. No individual client account currently holds more than 5% of the issuer’s common shares.
Herzfeld Credit Income Fund, Inc. portfolio manager Ryan M. Paylor reported two open-market purchases of the company’s common stock. On April 15, 2026, he bought 390 shares at $16.0141 per share, and on March 27, 2026, he bought 96 shares at $15.50 per share.
After these transactions, Paylor directly owned 6,567 shares of common stock, indicating relatively small, incremental buying activity rather than a large position change.
Herzfeld Credit Income Fund, Inc. insider Thomas J. Herzfeld, described as Chairman of the Advisor, reported an open-market purchase of 3610 shares of common stock at $16.0141 per share. After this transaction, he directly holds 197248 shares, indicating a routine increase in his personal stake.
Herzfeld Credit Income Fund advisor chairman Thomas J. Herzfeld bought additional shares of the fund. On this Form 4, he reported an open-market purchase of 2,974 shares of common stock at $15.50 per share. After the transaction, he directly owned 193,638 common shares.
Erik M. Herzfeld reports updated ownership in Herzfeld Credit Income Fund, Inc., disclosing beneficial ownership of 752,442 common shares. This represents 37.57% of the 2,002,996 shares outstanding as of February 23, 2025.
He has sole voting and dispositive power over 71,411 shares and shared power over 681,031 shares held in advisory accounts. The filing details recent open-market activity in March 2026, with advisory clients primarily buying shares in multiple transactions at prices around the mid‑$15 range, alongside small sales.
Thomas J. Herzfeld and related accounts report a significant stake in Herzfeld Credit Income Fund, Inc. They disclose beneficial ownership of 866,736 common shares, equal to 43.27% of the 2,002,996 shares outstanding as of February 23, 2025.
Herzfeld holds 190,664 shares with sole voting and dispositive power, and 676,072 shares are held with shared voting and/or dispositive power through advisory accounts. Recent open-market activity includes advisory clients buying 16,953 shares and Herzfeld personally buying 5,036 shares on March 2–3, 2026 at prices around $15.32–$15.81 per share.
Herzfeld Credit Income Fund, Inc portfolio manager Ryan M. Paylor bought common stock in two open-market purchases, acquiring 112 shares at $15.3156 per share on March 2, 2026 and 40 shares at $15.8096 per share on March 3, 2026. After these buys, he directly owns 6,081 shares.
Herzfeld Credit Income Fund, Inc insider Thomas J. Herzfeld reported buying additional common stock in two open-market transactions. He purchased 3,760 shares at $15.3185 per share on March 2, 2026 and 1,276 shares at $15.8086 per share on March 3, 2026, for a total of 5,036 shares. Following these purchases, his directly held position increased to 190,664 shares of the fund’s common stock.
Erik M. Herzfeld reports beneficial ownership of 730,542 shares of Herzfeld Credit Income Fund, Inc., representing 36.47% of the common stock. This is based on 2,002,996 shares outstanding as of February 23, 2025.
He has sole voting and dispositive power over 71,411 shares, and shared power over 659,131 shares held in advisory accounts. On February 18, 2026, advisory clients sold 1,835 shares at $17.3134. The issuer effected a 10‑to‑1 reverse stock split on February 6, 2026, and the amendment reflects post‑split figures, including rounding of fractional shares.