Herzfeld Credit Income Fund, Inc. filings document shareholder governance for a closed-end fund, including proxy materials for its annual meeting of stockholders. The Fund’s definitive proxy statement covers director elections, board-class matters, meeting procedures, and voting items submitted to common stockholders. These disclosures sit alongside the Fund’s public-company context as a Nasdaq-listed closed-end management investment company.
Herzfeld Credit Income Fund, Inc. will hold its annual stockholder meeting on December 8, 2026, to elect one Class III director. The Board nominated Brigitta S. Herzfeld and unanimously recommends a vote FOR her election. The meeting is scheduled for 2:00 p.m. Eastern Time at the Fund’s offices or another location and time deemed necessary by its officers, including by remote communication.
Stockholders of record at close of business on October 13, 2026, may vote. On that date, 2,021,875 common shares were issued and outstanding, each entitled to one vote. A quorum requires holders of a majority of outstanding shares present in person or by proxy; if a quorum is present, a plurality of votes cast approves the proposal. The Nominating and Governance Committee does not consider nominees recommended by stockholders.
Herzfeld Credit Income Fund, Inc. completed a cash tender offer to purchase up to 5%, or 100,886 shares, at 97.5% of the most recently determined NAV per share as of October 15, 2026. On October 20, 2026, the Fund accepted 14,147 shares tendered individually by Thomas J. Herzfeld and 42,834 shares tendered by the Accounts at $18.2033 per share; payment was made that day.
Thomas J. Herzfeld, et al. reported beneficial ownership of 757,138 shares, or 39.41% of the 1,920,989 shares outstanding as of October 20, 2026. The Accounts also reported open-market sales on October 8, October 9, and October 12, 2026.
Herzfeld Credit Income Fund, Inc. (HERZ) accepted for purchase 4,998 shares tendered individually by reporting person Erik M. Herzfeld, President, and 42,834 shares tendered by the Accounts, each at $18.2033 per share; payment was made October 20, 2026. The Accounts also sold 100 shares at $15.00 on October 8, 5,825 at $15.0306 on October 9, and 208 at $14.9302 on October 12, 2026, through open-market transactions.
The Fund's cash tender offer covered up to 100,886 shares, or 5% of outstanding shares, at 97.5% of net asset value as of October 15, 2026. Because tenders exceeded the shares sought, the Fund applied a 6.99895% proration. Erik M. Herzfeld reported beneficial ownership totaling 635,567 shares, or 33.09% of the 1,920,989 shares outstanding reported by the Fund as of October 20, 2026.
Erik Mervin Herzfeld reported disposition transactions in this Form 4 filing. Herzfeld Credit Income Fund, Inc. director Erik Mervin Herzfeld tendered 4,998 common shares to the Fund in its issuer tender offer on October 20, 2026. The reported price was $18.2033 per share, and he held 66,415 common shares directly following the transaction. The post-transaction holdings include shares acquired from time to time through the Fund’s dividend reinvestment plan. No Rule 10b5-1 plan is reported.
Herzfeld Credit Income Fund, Inc. (HERZ) director Brigitta Suzanne Herzfeld returned 1,086 common shares to the Fund on October 20, 2026, in connection with its issuer tender offer. The reported price was $18.2033 per share, and the final proration factor was 6.99895%. Her reported direct holdings afterward were 14,430 shares, including shares acquired through the Fund’s dividend reinvestment plan. No Rule 10b5-1 plan is reported.
Thomas J. Herzfeld reported disposition transactions in this Form 4 filing. Herzfeld Credit Income Fund, Inc. reported that Thomas J. Herzfeld, Chairman of the Advisor, tendered 14,147 common shares to the Fund on October 20, 2026, at $18.2033 per share in the Fund’s issuer tender offer. The final proration factor was 6.99895%. He directly held 187,986 shares afterward; that reported balance includes shares acquired from time to time through the Fund’s dividend reinvestment plan.
Ryan M. Paylor reported disposition transactions in this Form 4 filing. Herzfeld Credit Income Fund, Inc. was the issuer in the tender offer under which Portfolio Manager Ryan M. Paylor tendered 490 common shares to the Fund on October 20, 2026, at $18.2033 per share. Paylor's reported direct holdings afterward were 6,507 shares, including shares acquired through the Fund's dividend reinvestment plan in transactions exempt from Section 16 under Rule 16a-11. The offer's final proration factor was 6.99895%.
Herzfeld Credit Income Fund, Inc. is the issuer in a Schedule 13G reporting CSS LLC’s beneficial ownership of 110,800 common shares, equal to 5.49% of the class. CSS LLC reported sole voting and sole dispositive power over all 110,800 shares, with shared voting and shared dispositive power of 0 shares.
Herzfeld Credit Income Fund, Inc. made an issuer tender offer to purchase for cash up to 100,886 shares, stated as 5% of its outstanding common stock. The offer was subject to the conditions in its Offer to Purchase and Letter of Transmittal and expired October 15, 2026, at 5:00 p.m. Eastern Time. The Fund announced the final results on October 20, 2026.
Herzfeld Credit Income Fund, Inc. (HERZ) offered to purchase for cash up to 5% or 100,886 shares of its outstanding common stock. The offer expired October 15, 2026, at 5:00 p.m. Eastern Time, under the terms and conditions of the Offer to Purchase and related Letter of Transmittal. The amendment adds an October 19, 2026 press release announcing preliminary results.