Every Form 4 that Herzfeld Credit Income Fund, Inc. (HERZ) has filed with the SEC in the last 12 months is listed below, newest first, and each one links through to the document itself with the summary and the scores our analysis gives it.
A Form 4 covers the transactions officers, directors and large holders report, so if you follow HERZ and want that one kind of document rather than the whole filing history, this is the page to keep. The company's other filings, of every form, are on the full HERZ filings page.
Herzfeld Credit Income Fund, Inc. insider Thomas J. Herzfeld, described as Chairman of the Advisor, reported an open-market purchase of 3610 shares of common stock at $16.0141 per share. After this transaction, he directly holds 197248 shares, indicating a routine increase in his personal stake.
Herzfeld Credit Income Fund, Inc. portfolio manager Ryan M. Paylor reported two open-market purchases of the company’s common stock. On April 15, 2026, he bought 390 shares at $16.0141 per share, and on March 27, 2026, he bought 96 shares at $15.50 per share.
After these transactions, Paylor directly owned 6,567 shares of common stock, indicating relatively small, incremental buying activity rather than a large position change.
Herzfeld Credit Income Fund advisor chairman Thomas J. Herzfeld bought additional shares of the fund. On this Form 4, he reported an open-market purchase of 2,974 shares of common stock at $15.50 per share. After the transaction, he directly owned 193,638 common shares.
Herzfeld Credit Income Fund, Inc portfolio manager Ryan M. Paylor bought common stock in two open-market purchases, acquiring 112 shares at $15.3156 per share on March 2, 2026 and 40 shares at $15.8096 per share on March 3, 2026. After these buys, he directly owns 6,081 shares.
Herzfeld Credit Income Fund, Inc insider Thomas J. Herzfeld reported buying additional common stock in two open-market transactions. He purchased 3,760 shares at $15.3185 per share on March 2, 2026 and 1,276 shares at $15.8086 per share on March 3, 2026, for a total of 5,036 shares. Following these purchases, his directly held position increased to 190,664 shares of the fund’s common stock.
Herzfeld Credit Income Fund, Inc. reported that Chairman of the Advisor Thomas J. Herzfeld received additional common shares through a fund distribution. On December 30, 2025, the fund paid a distribution of $0.6867 per share to stockholders, which could be taken in cash or common stock, with total cash for all stockholders capped at 20% of the total payout.
Approximately 80% of this December 2025 distribution was paid in shares of common stock. The stock portion was valued using a price of $2.5799 per share, based on the volume-weighted average trading price on December 12, 15 and 16, 2025. In connection with this distribution, Mr. Herzfeld received 313,441 shares, bringing his directly held beneficial ownership to 1,856,241 common shares of the fund.
Herzfeld Credit Income Fund, Inc. (HERZ) filed a Form 4 indicating that the reporting person is a retired director. The filing notes it is made solely to check the exit box for board member retirement, and does not report any acquisitions or disposals of the company’s securities. This means the individual is no longer serving on the board and is updating insider reporting status accordingly.
Herzfeld Credit Income Fund (HERZ) reported an insider transaction on Form 4. On 10/21/2025, the reporting person disposed of 121,238 shares of common stock at $2.5935 per share in connection with the issuer’s tender offer.
Following the transaction, the insider beneficially owned 1,542,799 shares, held directly. The filing notes the shares were tendered pursuant to the Fund’s tender offer, with a final proration factor of 7.2858%. The reporting person’s relationship to the issuer is listed as Chairman of the Advisor.
Herzfeld Credit Income Fund (HERZ) reported an insider transaction by a director. On 10/21/2025, the reporting person disposed of 9,600 shares of common stock at a price of $2.5935 per share through participation in the company’s issuer tender offer. Following this transaction, the director beneficially owns 122,166 shares directly. The filing notes the shares were accepted pursuant to the tender offer described in a Schedule TO filed on September 17, 2025, with a final proration factor of 7.2858%.
Herzfeld Credit Income Fund (HERZ) — Form 4 insider activity: A reporting person identified as a portfolio manager disposed of 3,679 shares of common stock on 10/21/2025 at $2.5935 per share. The filing states these shares were tendered to the Fund in an issuer tender offer disclosed in a Schedule TO filed on September 17, 2025. Following the transaction, the filer beneficially owned 46,823 shares directly.
The explanation notes the final proration factor for the tender offer was 7.2858%, indicating only a portion of tendered shares were accepted in the offer.
Herzfeld Credit Income Fund, Inc. (HERZ) reported an insider transaction by Erik M. Herzfeld, President and Portfolio Manager. On 10/21/2025, he disposed of 46,642 shares of common stock at $2.5935 per share, executed via the issuer’s tender offer.
Following the transaction, he beneficially owned 593,529 shares directly. The filing notes this reflects shares tendered pursuant to the Fund’s Schedule TO filed on September 17, 2025, and cites a final proration factor of 7.2858%.