Every Form 4 that Herzfeld Credit Income Fund, Inc. (HERZ) has filed with the SEC in the last 12 months is listed below, newest first, and each one links through to the document itself with the summary and the scores our analysis gives it.
A Form 4 covers the transactions officers, directors and large holders report, so if you follow HERZ and want that one kind of document rather than the whole filing history, this is the page to keep. The company's other filings, of every form, are on the full HERZ filings page.
Erik Mervin Herzfeld reported disposition transactions in this Form 4 filing. Herzfeld Credit Income Fund, Inc. director Erik Mervin Herzfeld tendered 4,998 common shares to the Fund in its issuer tender offer on October 20, 2026. The reported price was $18.2033 per share, and he held 66,415 common shares directly following the transaction. The post-transaction holdings include shares acquired from time to time through the Fund’s dividend reinvestment plan. No Rule 10b5-1 plan is reported.
Herzfeld Credit Income Fund, Inc. (HERZ) director Brigitta Suzanne Herzfeld returned 1,086 common shares to the Fund on October 20, 2026, in connection with its issuer tender offer. The reported price was $18.2033 per share, and the final proration factor was 6.99895%. Her reported direct holdings afterward were 14,430 shares, including shares acquired through the Fund’s dividend reinvestment plan. No Rule 10b5-1 plan is reported.
Thomas J. Herzfeld reported disposition transactions in this Form 4 filing. Herzfeld Credit Income Fund, Inc. reported that Thomas J. Herzfeld, Chairman of the Advisor, tendered 14,147 common shares to the Fund on October 20, 2026, at $18.2033 per share in the Fund’s issuer tender offer. The final proration factor was 6.99895%. He directly held 187,986 shares afterward; that reported balance includes shares acquired from time to time through the Fund’s dividend reinvestment plan.
Ryan M. Paylor reported disposition transactions in this Form 4 filing. Herzfeld Credit Income Fund, Inc. was the issuer in the tender offer under which Portfolio Manager Ryan M. Paylor tendered 490 common shares to the Fund on October 20, 2026, at $18.2033 per share. Paylor's reported direct holdings afterward were 6,507 shares, including shares acquired through the Fund's dividend reinvestment plan in transactions exempt from Section 16 under Rule 16a-11. The offer's final proration factor was 6.99895%.
Herzfeld Credit Income Fund, Inc. insider Thomas J. Herzfeld, described as Chairman of the Advisor, reported an open-market purchase of 3610 shares of common stock at $16.0141 per share. After this transaction, he directly holds 197248 shares, indicating a routine increase in his personal stake.
Herzfeld Credit Income Fund, Inc. portfolio manager Ryan M. Paylor reported two open-market purchases of the company’s common stock. On April 15, 2026, he bought 390 shares at $16.0141 per share, and on March 27, 2026, he bought 96 shares at $15.50 per share.
After these transactions, Paylor directly owned 6,567 shares of common stock, indicating relatively small, incremental buying activity rather than a large position change.
Herzfeld Credit Income Fund advisor chairman Thomas J. Herzfeld bought additional shares of the fund. On this Form 4, he reported an open-market purchase of 2,974 shares of common stock at $15.50 per share. After the transaction, he directly owned 193,638 common shares.
Herzfeld Credit Income Fund, Inc portfolio manager Ryan M. Paylor bought common stock in two open-market purchases, acquiring 112 shares at $15.3156 per share on March 2, 2026 and 40 shares at $15.8096 per share on March 3, 2026. After these buys, he directly owns 6,081 shares.
Herzfeld Credit Income Fund, Inc insider Thomas J. Herzfeld reported buying additional common stock in two open-market transactions. He purchased 3,760 shares at $15.3185 per share on March 2, 2026 and 1,276 shares at $15.8086 per share on March 3, 2026, for a total of 5,036 shares. Following these purchases, his directly held position increased to 190,664 shares of the fund’s common stock.
Herzfeld Credit Income Fund, Inc. reported that Chairman of the Advisor Thomas J. Herzfeld received additional common shares through a fund distribution. On December 30, 2025, the fund paid a distribution of $0.6867 per share to stockholders, which could be taken in cash or common stock, with total cash for all stockholders capped at 20% of the total payout.
Approximately 80% of this December 2025 distribution was paid in shares of common stock. The stock portion was valued using a price of $2.5799 per share, based on the volume-weighted average trading price on December 12, 15 and 16, 2025. In connection with this distribution, Mr. Herzfeld received 313,441 shares, bringing his directly held beneficial ownership to 1,856,241 common shares of the fund.
Herzfeld Credit Income Fund, Inc. (HERZ) filed a Form 4 indicating that the reporting person is a retired director. The filing notes it is made solely to check the exit box for board member retirement, and does not report any acquisitions or disposals of the company’s securities. This means the individual is no longer serving on the board and is updating insider reporting status accordingly.