As
filed with the U.S. Securities and Exchange Commission on September 9, 2025.
Registration
No. 333-285158
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
FORM
S-1/A
Amendment
No. 3
REGISTRATION
STATEMENT
UNDER
THE
SECURITIES ACT OF 1933
HARTFORD
CREATIVE GROUP, INC.
(Exact
Name of Registrant as Specified in its Charter)
Nevada
(State
or other jurisdiction of incorporation or organization)
7310
(Primary
Standard Industrial Classification Code Number)
51-0675116
(I.R.S.
Employer Identification Number)
8832
Glendon Way
Rosemead,
California 91770
(626)
321-1915
(Address,
including zip code, and telephone number, including area code, of registrant’s Principal Executive Offices)
Sheng-Yih
Chang
8832
Glendon Way
Rosemead,
California 91770
(626)
321-1915
(Name,
address, including zip code, and telephone number, including area code, of agent for service)
With
copies to:
Michael
J. Blankenship
Winston
& Strawn LLP
800
Capitol Street, Suite 2400
Houston,
TX 77002
United
States
Telephone:
(713) 651-2678 |
|
Jeffrey
P. Wofford, Esq.
Sichenzia
Ross Ference Carmel LLP
1185
Avenue of the Americas, 31st floor
New
York, NY 10036
T:
(212) 930-9700 |
Approximate
date of commencement of proposed sale to the public:
As
soon as practicable after the effective date of this Registration Statement.
If
any of the securities being registered on this Form are to be offered on a delayed or continuous basis pursuant to Rule 415 under the
Securities Act of 1933, check the following box. ☒
If
this Form is filed to register additional securities for an offering pursuant to Rule 462(b) under the Securities Act, check the following
box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering.
☐
If
this Form is a post-effective amendment filed pursuant to Rule 462(c) under the Securities Act, check the following box and list the
Securities Act registration statement number of the earlier effective registration statement for the same offering. ☐
If
this Form is a post-effective amendment filed pursuant to Rule 462(d) under the Securities Act, check the following box and list the
Securities Act registration statement number of the earlier effective registration statement for the same offering. ☐
Indicate
by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, a smaller reporting
company, or an emerging growth company. See the definitions of “large accelerated filer,” “accelerated filer,”
“smaller reporting company,” and “emerging growth company” in Rule 12b-2 of the Exchange Act.
| Large
accelerated filer |
☐ |
Accelerated
filer |
☐ |
| |
|
|
|
| Non-accelerated
filer |
☒ |
Smaller
reporting company |
☒ |
| |
|
|
|
| |
|
Emerging
growth company |
☐ |
If
an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying
with any new or revised financial accounting standards provided to Section 7(a)(2)(B) of the Securities Act. ☐
The
Registrant hereby amends this Registration Statement on such date or dates as may be necessary to delay its effective date until the
Registrant shall file a further amendment which specifically states that this Registration Statement shall thereafter become effective
in accordance with Section 8(a) of the Securities Act of 1933 or until the Registration Statement shall become effective on such date
as the Commission acting pursuant to said Section 8(a) may determine.
EXPLANATORY
NOTE
Hartford
Creative Group, Inc. is filing this Amendment No. 3 (this “Amendment”) to its Registration Statement on Form S-1 (File No.
333-285158) (the “Registration Statement”) as an exhibits-only filing. Accordingly, this Amendment consists only of the facing
page, this explanatory note, Item 16(a) of Part II of the Registration Statement, the signature page to the Registration Statement and
the filed exhibits. The remainder of the Registration Statement is unchanged and has been omitted.
PART
II
INFORMATION
NOT REQUIRED IN PROSPECTUS
Item
16. Exhibits and Financial Statement Schedules.
| (a) |
Exhibits:
Reference is made to the Exhibit Index following the signature pages hereto, which Exhibit Index is hereby incorporated into this
Item. |
EXHIBIT
INDEX
| Exhibit
No. |
|
Description |
| 1.1* |
|
Form of Underwriting Agreement |
| 3.1* |
|
Articles of incorporation, as amended, of the Registrant (incorporated by reference to Exhibit 3.1 to the Company’s Registration Statement on Form S-1 filed on February 2, 2010) |
| 3.2* |
|
First Amendment to articles of incorporation, as amended, of the Registrant |
| 3.3* |
|
Second Amendment to articles of incorporation, as amended, of the Registrant |
| 3.4* |
|
Bylaws of the Registrant (incorporated by reference to Exhibit 3.2 to the Company’s Registration Statement on Form S-1 filed on February 2, 2010) |
| 3.5* |
|
Amended and Restated articles of incorporation, as amended, of the Registrant |
| 3.6* |
|
Amended and Restated Bylaws of the Registrant |
| 3.7* |
|
Certificate of Change for Hartford Creative Group, Inc., effective as of March 31, 2025 (incorporated by reference to Exhibit 3.1 to the Company’s Periodic Report on Form 8-K filed on April 7, 2025). |
| 4.1* |
|
Description of Capital Stock |
| 5.1
|
|
Opinion of Woodburn and Wedge |
| 10.1* |
|
Form of Indemnification Agreement |
| 10.2* |
|
Employment Agreement between the Registrant and Sheng-Yih Chang (incorporated by reference to Exhibit 10.1 to the Company’s Current Report on Form 8-K filed on January 7, 2025) |
| 10.3* |
|
ICFO Consulting Agreement, dated March 18, 2024, between the Registrant and Green-Keen Consulting LLC (incorporated by reference to Exhibit 10.1 to the Company’s Current Report on Form 8-K filed on April 3, 2024) |
| 10.4
* |
|
Employment Agreement between the Registrant and Lili Dai |
| 14.1* |
|
Code of Business Conduct and Ethics |
| 21.1* |
|
List of Subsidiaries of the Registrant |
| 23.1* |
|
Consent of Simon & Edward, LLP |
| 23.2 |
|
Consent of Woodburn and Wedge (included in Exhibit 5.1) |
| 24.1* |
|
Power of Attorney (included on signature page) |
| 99.1* |
|
Consent of Sheng-Yih Chang |
| 99.2* |
|
Consent of Yuan Lu |
| 99.3* |
|
Consent of Xin Dong |
| 99.4* |
|
Consent of Guo Jurong |
| 99.5* |
|
Consent of Shen Yiqian |
| 107
* |
|
Fee Table |
*
Previously filed.
**
To be filed by amendment.
++
Portions of this exhibit have been redacted in compliance with Regulation S-K Item 601(b)(10). The omitted information is not material
and would likely cause competitive harm to the Company if publicly disclosed. The Company agrees to furnish an unredacted copy to the
SEC upon its request.
#
Certain schedules and exhibits have been omitted in compliance with Regulation S-K Item 601(a)(5). The Company agrees to furnish a copy
of any omitted schedule or exhibit to the SEC upon its request.
| (b) |
Financial
Statement Schedules: Schedules not listed above have been omitted because the information required to be set forth therein
is not applicable or is shown in the financial statements or notes thereto. |
SIGNATURES
Pursuant
to the requirements of Section 13 or 15(d) of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed
on its behalf by the undersigned, thereunto duly authorized.
| |
HARTFORD
CREATIVE GROUP, INC. |
| |
|
| Date:
September 9, 2025 |
By:
|
/s/
Sheng-Yih Chang |
| |
|
Sheng-Yih
Chang |
| |
|
Chief
Executive Officer |
KNOW
ALL PERSONS BY THESE PRESENTS, that each person whose signature appears below constitutes and appoints Sheng-Yih Chang, his or her true
and lawful attorney-in-fact and agent, with full power of substitution and resubstitution, for him or her and in his or her name, place
and stead, in any and all capacities, to sign any and all amendments (including post-effective amendments) to this registration statement
and any and all additional registration statements pursuant to Rule 462(b) of the Securities Act of 1933, and to file the same, with
all exhibits thereto, and all other documents in connection therewith, with the Securities and Exchange Commission, granting unto said
attorney-in-fact and agent full power and authority to do and perform each and every act in person, hereby ratifying and confirming all
that said attorney-in-fact and agent or his substitute may lawfully do or cause to be done by virtue hereof.
Pursuant
to the requirements of the Securities Exchange Act of 1934 this report has been signed below by the following persons on behalf of the
registrant and in the capacities and on the dates indicated.
| Name |
|
Title |
|
Date |
| |
|
|
|
|
| /s/
Sheng-Yih Chang |
|
Chief
Executive Officer, President, Dir. |
|
September
9, 2025 |
| Sheng-Yih
Chang |
|
(Principal
Executive Officer) |
|
|
| |
|
|
|
|
| /s/
Lili Dai |
|
Chief
Financial Officer |
|
September
9, 2025 |
| Lili
Dai |
|
(Principal
Accounting Officer) |
|
|
| |
|
|
|
|
| /s/
Yuan Lu |
|
Director |
|
September
9, 2025 |
| Yuan
Lu |
|
|
|
|
| |
|
|
|
|
| /s/
Xin Dong |
|
Director |
|
September
9, 2025 |
| Xin
Dong |
|
|
|
|
| |
|
|
|
|
| /s/
Jurong Guo |
|
Director |
|
September
9, 2025 |
| Jurong
Guo |
|
|
|
|
| |
|
|
|
|
| /s/
Yiqian Shen |
|
Director |
|
September
9, 2025 |
| Yiqian
Shen |
|
|
|
|