HFWA Form 144: Brokered notice lists multiple share lots

HFWA reported a Form 144 notice for proposed sale of Common Stock by Morgan Stanley Smith Barney LLC Executive Financial Services.

Rhea-AI Filing Summary

HFWA reported a Form 144 notice for proposed sale of Common Stock by Morgan Stanley Smith Barney LLC Executive Financial Services. The filing lists multiple award types and grant dates with specific share quantities, including 497 shares (03/15/2022), 183 shares (03/15/2021), 308 shares (03/15/2025), and additional restricted stock and performance‑share lots.

Insights

Securities Compliance Counsel

Form 144 notifies the SEC of proposed brokered resale of restricted/awarded HFWA shares.

The filing lists specific lots by grant type and grant date with per‑lot share counts. It functions as a notice of intent to sell under applicable resale rules and does not itself effectuate a sale.

Timing and proceeds are not stated; subsequent trade reports would show execution details.

Key Figures

Lot - 03/15/2022 Performance Shares: 497 shares Lot - 03/15/2021 Performance Shares: 183 shares Lot - 03/15/2025 Performance Shares: 308 shares +1 more

4 metrics

Lot - 03/15/2022 Performance Shares 497 shares 03/15/2022 grant listed in Form 144

Lot - 03/15/2021 Performance Shares 183 shares 03/15/2021 grant listed in Form 144

Lot - 03/15/2025 Performance Shares 308 shares 03/15/2025 grant listed in Form 144

Restricted Stock lots (examples) 400; 532; 383; 562; 794 shares Restricted stock grants with various grant dates shown in the filing

Key Terms

Form 144, Performance Shares, Restricted Stock

3 terms

Form 144 regulatory

"144: Securities To Be Sold"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

Performance Shares financial

"Common | 03/15/2022 | Performance Shares"

Performance shares are a type of company stock given to executives or employees that only become theirs if the company meets specific goals, like hitting certain profits or growth targets. They motivate leaders to work toward the company’s success, because their additional shares depend on achieving these results.

Restricted Stock financial

"Common | 03/10/2019 | Restricted Stock"

Shares granted to an individual that carry limits on transfer or sale until certain conditions are met, such as staying with the company for a set time or hitting performance targets. Think of them as a locked gift that gradually opens; for investors they matter because they affect how many shares may enter the market later, signal management incentives and potential dilution, and reveal confidence in future company performance.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does HFWA's Form 144 disclose about the seller?

The Form 144 names Morgan Stanley Smith Barney LLC Executive Financial Services as the selling broker. It lists award types and grant dates tied to specific lots and share counts disclosed in the notice.

How many HFWA shares are listed in the notice?

The notice lists multiple lots by grant date, including 497, 183, 308, 400, 532, 383, 562, and 794 shares associated with respective awards and dates.

Does the Form 144 mean the shares have been sold?

No. The Form 144 is a notification of proposed resale under the rules. It does not confirm execution; separate trade reports would show whether and when sales occurred.

What types of awards are mentioned in HFWA's filing?

The filing lists Performance Shares and Restricted Stock with various grant dates (e.g., 03/15/2022, 03/15/2021, 03/10/2019), each tied to specific share counts.

Will HFWA receive proceeds from these sales?

The Form 144 lists a brokered resale by a selling holder. It does not state whether the issuer receives proceeds; proceeds treatment is not specified in the excerpt.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 06/09/2026 - 05:40 PM EDT Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001410604
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	HERITAGE FINANCIAL CORPORATION
SEC File Number	000-29480
Address of Issuer	201 Fifth Avenue SW Olympia WASHINGTON 98501
Phone	(360) 943-1500
Name of Person for Whose Account the Securities are To Be Sold	DONALD HINSON
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Officer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	3842	109012.52	41218817	06/09/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	03/15/2022	Performance Shares	Issuer			497	03/15/2022	Not Applicable
Common	03/15/2021	Performance Shares	Issuer			183	03/15/2021	Not Applicable
Common	03/15/2021	Performance Shares	Issuer			183	03/15/2021	Not Applicable
Common	03/15/2025	Performance Shares	Issuer			308	03/15/2025	Not Applicable
Common	03/15/2021	Restricted Stock	Issuer			400	03/15/2021	Not Applicable
Common	03/15/2021	Restricted Stock	Issuer			532	03/15/2021	Not Applicable
Common	03/15/2021	Restricted Stock	Issuer			383	03/15/2021	Not Applicable
Common	03/10/2019	Restricted Stock	Issuer			562	03/10/2019	Not Applicable
Common	03/10/2019	Restricted Stock	Issuer			794	03/10/2019	Not Applicable

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks
Date of Notice	06/09/2026
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	/s/ Donald J. Hinson
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)