Heritage Financial (HFWA) plans 3,778-share Rule 144 stock sale via Morgan Stanley

Rhea-AI Filing Summary

Heritage Financial Corporation (HFWA) filed to sell common stock through Morgan Stanley Smith Barney LLC Executive Financial Services. The planned sale covers 3,778 shares of common stock with an aggregate market value of $112,177.89, to be sold on NASDAQ on July 30, 2026.

The shares relate to multiple grants of restricted stock from the issuer with grant dates on March 15, 2024, June 15, 2024, March 15, 2025, and June 15, 2025, and individual grant amounts ranging from 267 to 1,146 shares.

Key Figures

Shares to be sold: 3,778 shares Aggregate market value: $112,177.89 Planned sale date: 07/30/2026 +2 more

5 metrics

Shares to be sold 3,778 shares Planned NASDAQ sale through Morgan Stanley Smith Barney LLC Executive Financial Services

Aggregate market value $112,177.89 Market value of 3,778 HFWA common shares to be sold

Planned sale date 07/30/2026 Intended date of NASDAQ sale of HFWA common stock

Largest single restricted stock grant 1,146 shares Restricted stock grant dated 03/15/2025 listed among securities to be sold

Restricted stock grant 479 shares Restricted stock grant dated 06/15/2024 listed among securities to be sold

Key Terms

Restricted Stock, Securities To Be Sold, Executive Financial Services

3 terms

Restricted Stock financial

"Common | 03/15/2024 | Restricted Stock | Issuer"

Shares granted to an individual that carry limits on transfer or sale until certain conditions are met, such as staying with the company for a set time or hitting performance targets. Think of them as a locked gift that gradually opens; for investors they matter because they affect how many shares may enter the market later, signal management incentives and potential dilution, and reveal confidence in future company performance.

Securities To Be Sold regulatory

"144: Securities To Be Sold"

Executive Financial Services financial

"Morgan Stanley Smith Barney LLC Executive Financial Services"

AI-generated analysis. How Rhea-AI works. Not financial advice.

See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google

Add on Google Not now

Available on EDGAR 07/30/2026 - 04:24 PM Accepted by SEC EDGAR 07/30/2026 - 04:23 PM Learn about SEC filing dates

FAQ

What type of transaction did HFWA report in this Form 144 filing?

HFWA reported a planned sale of common stock under Rule 144. The shares are to be sold through Morgan Stanley Smith Barney LLC Executive Financial Services on the NASDAQ market.

How many HFWA shares are planned to be sold and what is their value?

The filing covers a planned sale of 3,778 common shares with an aggregate market value of $112,177.89. These shares are scheduled for sale on the NASDAQ marketplace.

When are the HFWA shares covered by this Form 144 expected to be sold?

The covered HFWA common shares are planned for sale on July 30, 2026. This date is listed as the intended sale date for the NASDAQ transaction through Morgan Stanley Smith Barney LLC.

What kind of HFWA securities are being sold under this Form 144 notice?

The securities are common stock originally issued as restricted stock by the issuer. The filing lists several restricted stock grants dated March 15, 2024, June 15, 2024, March 15, 2025, and June 15, 2025.

How many HFWA restricted stock shares are associated with the listed grants?

The filing lists several restricted stock grants with share amounts of 267, 292, 479, 307, 375, 438, 1,146, and 474 shares. These grant amounts help describe the origin of the common shares being sold.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	3778	112177.89	41218817	07/30/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	03/15/2024	Restricted Stock	Issuer			267	03/15/2024	Not Applicable
Common	03/15/2024	Restricted Stock	Issuer			292	03/15/2024	Not Applicable
Common	06/15/2024	Restricted Stock	Issuer			479	06/15/2024	Not Applicable
Common	03/15/2025	Restricted Stock	Issuer			307	03/15/2025	Not Applicable
Common	03/15/2025	Restricted Stock	Issuer			375	03/15/2025	Not Applicable
Common	03/15/2025	Restricted Stock	Issuer			438	03/15/2025	Not Applicable
Common	03/15/2025	Restricted Stock	Issuer			1146	03/15/2025	Not Applicable
Common	06/15/2025	Restricted Stock	Issuer			474	06/15/2025	Not Applicable

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)