Heritage Financial (HFWA) holder Scott Elliott plans sale of 3,692 shares

Rhea-AI Filing Summary

Heritage Financial Corporation (HFWA) received notice from shareholder Scott Elliott of an intended sale of 3,692 shares of common stock on Nasdaq as of 08/06/2026, with an indicated value of $109,763.16. A separate schedule lists the underlying restricted stock issuances from the issuer between 2018 and 2022 that correspond in total to these shares.

Key Figures

Shares to be sold: 3,692 shares Indicated value: $109,763.16 Proposed sale date: 08/06/2026 +2 more

5 metrics

Shares to be sold 3,692 shares Common stock identified in the securities information section

Indicated value $109,763.16 Amount shown with the 3,692 common shares to be sold

Proposed sale date 08/06/2026 Date associated with the common shares in the securities information

Restricted stock entry 1 623 shares Restricted stock from issuer dated 03/10/2018

Restricted stock entry 2 1,226 shares Restricted stock from issuer dated 03/15/2019

Key Terms

Form 144, Restricted Stock, Nasdaq

3 terms

Form 144 regulatory

"144: Securities Information common | Scott Elliott"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

Restricted Stock financial

"Common | 03/10/2018 | Restricted Stock | Issuer"

Shares granted to an individual that carry limits on transfer or sale until certain conditions are met, such as staying with the company for a set time or hitting performance targets. Think of them as a locked gift that gradually opens; for investors they matter because they affect how many shares may enter the market later, signal management incentives and potential dilution, and reveal confidence in future company performance.

Nasdaq market

"22735 | 08/06/2026 | Nasdaq 144: Securities To Be Sold"

The Nasdaq is a stock exchange where many companies' shares are bought and sold, functioning much like a marketplace for investments. It matters to investors because it provides a platform to buy and sell ownership stakes in companies, helping them track the value of those companies and make informed decisions. As one of the largest and most technology-focused markets, it also reflects trends and developments in the business world.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 08/06/2026 - 02:01 PM Accepted by SEC EDGAR 08/06/2026 - 02:00 PM Learn about SEC filing dates

FAQ

What does HFWA’s Form 144 filing by Scott Elliott disclose?

The notice discloses an intended sale of 3,692 HFWA common shares by shareholder Scott Elliott on Nasdaq, with an indicated value of $109,763.16, based on information provided in the sale section.

How many HFWA shares are covered by Scott Elliott’s planned sale?

The filing covers 3,692 shares of HFWA common stock. This figure appears in the securities information section identifying the class as common stock to be sold on Nasdaq.

What is the indicated dollar value of the HFWA shares in this Form 144?

The shares have an indicated value of $109,763.16. This amount is shown alongside the 3,692 HFWA common shares in the securities information section relating to the proposed sale.

On which market are the HFWA shares in the Form 144 expected to trade?

The common shares referenced in the notice are associated with trading on Nasdaq. The securities information section explicitly identifies Nasdaq as the market for these HFWA common shares.

What prior HFWA restricted stock issuances relate to the 3,692 shares?

The filing lists multiple restricted stock entries from the issuer dated in 2018, 2019, and 2022, with share amounts such as 623, 393, 360, 622, 1,226, and 468 that together correspond to the 3,692 shares.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
common	Scott Elliott 195 E George Hopper Rd Burlington WA 98233	3692	109763.16	22735	08/06/2026	Nasdaq

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	03/10/2018	Restricted Stock	Issuer			623	03/10/2018	NA
Common	03/15/2018	Restricted Stock	Issuer			393	03/15/2018	NA
Common	06/10/2018	Restricted Stock	Issuer			360	06/10/2018	NA
Common	03/10/2019	Restricted Stock	Issuer			622	03/10/2019	NA
Common	03/15/2019	Restricted Stock	Issuer			1226	03/15/2019	NA
Common	03/15/2022	Restricted Stock	Issuer			468	03/15/2022	NA

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)