Heritage Financial (HFWA) shareholder files to sell 10,000 common shares

Rhea-AI Filing Summary

A shareholder of Heritage Financial Corporation (HFWA) has filed to potentially sell 10,000 shares of common stock through Fidelity Investments on NASDAQ, with an indicated aggregate market value of $300,100.00. The filing also notes 41,218,817 common shares outstanding and lists the shares as originating from restricted stock grants between 2017 and 2026.

Key Figures

Shares to be sold: 10,000 shares Aggregate market value: $300,100.00 Shares outstanding: 41,218,817 shares +2 more

5 metrics

Shares to be sold 10,000 shares Common stock covered by the Rule 144 notice

Aggregate market value $300,100.00 Value of 10,000 common shares proposed for sale

Shares outstanding 41,218,817 shares Common shares outstanding as referenced in the notice

Earliest grant date 05/01/2017 First restricted stock grant contributing to the 10,000 shares

Latest grant date 05/01/2026 Most recent restricted stock grant included in the 10,000 shares

Key Terms

Form 144, Restricted Stock, aggregate market value, Rule 144

4 terms

Form 144 regulatory

"144: Filer Information 144: Issuer Information"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

Restricted Stock financial

"Common | 05/01/2017 | Restricted Stock | Issuer"

Shares granted to an individual that carry limits on transfer or sale until certain conditions are met, such as staying with the company for a set time or hitting performance targets. Think of them as a locked gift that gradually opens; for investors they matter because they affect how many shares may enter the market later, signal management incentives and potential dilution, and reveal confidence in future company performance.

aggregate market value financial

"10000 | 300100.00 | 41218817 | 08/04/2026 | NASDAQ"

Aggregate market value is the combined price you would pay to buy all outstanding shares of a company or all companies in a group at current market prices — essentially the sum of each stock’s market capitalization. It matters to investors because it shows the overall size and weight of an investment or sector (like the total cost to buy every piece of a puzzle), helps compare scale across companies or markets, and influences index composition and risk exposure.

Rule 144 regulatory

"144: Securities To Be Sold"

Rule 144 is a U.S. securities regulation that sets conditions under which restricted or insider-held shares can be legally resold to the public, such as required holding periods, availability of public information, limits on how much can be sold at once, and certain filing requirements. For investors it matters because it determines when previously locked-up shares can enter the market — like a release valve that can increase supply, affect share price, and signal insider intent.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 08/04/2026 - 03:42 PM Accepted by SEC EDGAR 08/04/2026 - 03:41 PM Learn about SEC filing dates

FAQ

What does the HFWA Form 144 filing disclose?

The Form 144 discloses that a shareholder of Heritage Financial (HFWA) may sell 10,000 common shares on NASDAQ through Fidelity Investments, with an indicated aggregate market value of $300,100.00, subject to applicable Rule 144 conditions.

How many HFWA shares are proposed to be sold under this Form 144?

The filing covers a proposed sale of 10,000 shares of HFWA common stock. These shares come from several restricted stock grants awarded between 2017 and 2026, which together total the 10,000 shares listed.

What is the aggregate market value of the HFWA shares in this Form 144?

The Form 144 lists an aggregate market value of $300,100.00 for the 10,000 HFWA common shares that may be sold. This figure reflects the market value at the time of the filing for purposes of Rule 144 disclosure.

How many HFWA shares are noted as outstanding in the Form 144?

The Form 144 notes that 41,218,817 shares of HFWA common stock are outstanding. This number is provided as contextual information for the potential 10,000-share sale and does not represent the amount being sold.

On which exchange could the HFWA shares in this Form 144 be sold?

The filing identifies NASDAQ as the securities exchange for the potential sale of 10,000 HFWA common shares. Fidelity Investments is listed as the broker handling the transaction under the Rule 144 notice.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Fidelity Investments 245 Summer St Boston MA 02210	10000	300100.00	41218817	08/04/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	05/01/2017	Restricted Stock	Issuer			1421	05/01/2017	N/A
Common	05/01/2018	Restricted Stock	Issuer			1167	05/01/2018	Compensation
Common	05/01/2019	Restricted Stock	Issuer			968	05/01/2019	N/A
Common	05/05/2020	Restricted Stock	Issuer			522	05/05/2020	N/A
Common	05/04/2021	Restricted Stock	Issuer			1991	05/04/2021	N/A
Common	05/03/2022	Restricted Stock	Issuer			1713	05/03/2022	N/A
Common	05/01/2026	Restricted Stock	Issuer			2218	05/01/2026	N/A

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)