STOCK TITAN

Heritage Financial (HFWA) director converts 2,218 RSUs into common stock holdings

Filing Impact
(Moderate)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Heritage Financial Corp. director Trevor D. Dryer exercised restricted stock units into common shares. On May 1, 2026, he converted 2,218 RSUs at a stated value of $27.61 per share into the same number of common shares, bringing his direct holdings to 9,977 common shares. No open-market buy or sell was reported in this filing; the activity reflects equity compensation vesting rather than trading.

Positive

  • None.

Negative

  • None.
Insider Dryer Trevor D.
Role null
Type Security Shares Price Value
Exercise Restricted Stock Units 2,218 $27.61 $61K
Exercise Common Stock 2,218 $27.61 $61K
Holdings After Transaction: Restricted Stock Units — 0 shares (Direct, null); Common Stock — 9,977 shares (Direct, null)
Footnotes (1)
RSUs exercised 2,218 units Restricted Stock Units converted on May 1, 2026
Stated value per share $27.61 per share Value used for RSU-to-common conversion
Common shares received 2,218 shares Common stock acquired via RSU exercise
Shares held after transaction 9,977 shares Direct common stock holdings post-transaction
Restricted Stock Units financial
"security_title: "Restricted Stock Units" in the derivative transaction"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
derivative security financial
"transaction_code_description: "Exercise or conversion of derivative security""
A derivative security is a financial contract whose value comes from the price or performance of something else, such as a stock, bond, commodity, or market index. For investors it acts like an insurance policy or a wager: it can be used to protect against losses, lock in prices, or amplify gains and losses, so it can change a portfolio’s risk and potential return without owning the underlying asset directly.
Form 4 regulatory
"INSIDER FILING DATA (Form 4)"
Form 4 is a official document that company insiders, such as executives or major shareholders, file with regulators whenever they buy or sell company shares. It provides transparency about how those with inside knowledge are trading, helping investors see if insiders are confident in the company's prospects or may be selling for personal reasons. This information can influence investor decisions by revealing insiders' perspectives on the company's value.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Dryer Trevor D.

(Last)(First)(Middle)
201 5TH AVE SW

(Street)
OLYMPIA WASHINGTON 98501

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
HERITAGE FINANCIAL CORP /WA/ [ HFWA ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
05/01/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock05/01/2026M2,218A$27.619,977D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Units$005/01/2026M2,21805/01/202605/01/2026Common Stock2,218$27.610D
Explanation of Responses:
Remarks:
/s/ Kaylene Lahn Attorney In Fact for Trevor D. Dyer05/04/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did HFWA director Trevor D. Dryer report?

Trevor D. Dryer reported exercising restricted stock units into Heritage Financial common stock. He converted 2,218 RSUs at a stated value of $27.61 per share on May 1, 2026, receiving 2,218 common shares as part of his equity compensation.

Did Trevor D. Dryer buy or sell HFWA shares on the open market?

The filing does not show any open-market buying or selling by Trevor D. Dryer. It reports an exercise of 2,218 restricted stock units into an equal number of Heritage Financial common shares, reflecting compensation vesting rather than a discretionary market trade.

How many Heritage Financial (HFWA) shares does Trevor D. Dryer now hold?

After the reported transaction, Trevor D. Dryer directly holds 9,977 shares of Heritage Financial common stock. This figure includes the 2,218 shares he received on May 1, 2026, when his restricted stock units were exercised into common shares.

What was the value per share used for Trevor D. Dryer’s RSU exercise at HFWA?

The RSU conversion used a stated value of $27.61 per share. On May 1, 2026, 2,218 restricted stock units were exercised into 2,218 Heritage Financial common shares at this value, as part of an equity compensation arrangement rather than a market purchase.

Were any derivative or option positions left after the HFWA Form 4 transaction?

The Form 4 data show no remaining derivative positions after the transaction. The restricted stock unit position dropped to zero following the conversion of 2,218 RSUs into Heritage Financial common shares, indicating this specific RSU award was fully settled.