Welcome to our dedicated page for Heritage Finl Wash SEC filings (Ticker: HFWA), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Heritage Financial Corporation filings document the regulatory record of a Washington bank holding company whose common stock trades on Nasdaq under HFWA. Recent 8-K reports cover operating results and financial condition, Regulation FD investor presentation materials, dividend declarations, shareholder voting outcomes, material agreements, capital-structure matters, and other corporate events.
The company’s proxy materials and meeting reports disclose director elections, executive compensation votes, governance procedures, and shareholder approval matters. Filings also record disclosures related to Heritage Bank, completed acquisition activity, cybersecurity incident reporting, and the capital and governance framework supporting the company’s regional commercial banking business.
HERITAGE FINANCIAL CORP /WA/ director Jeffrey S. Lyon exercised equity awards into common shares. On May 1, 2026, he exercised 2,218 Restricted Stock Units, receiving the same number of Common Stock shares at a reference price of $27.61 per share. Following this transaction, his direct common stock holdings increased to 50,719 shares, and the reported Restricted Stock Units position was reduced to zero, reflecting a routine compensation-related conversion rather than an open‑market purchase or sale.
Heritage Financial Corp director Ann Watson exercised restricted stock units into common shares. On May 1, 2026, she converted 2,218 RSUs into the same number of Common Stock shares at an indicated value of $27.61 per share, with no open-market sale reported. After this transaction, she directly holds 26,121 Common Stock shares and no remaining restricted stock units from this award.
HERITAGE FINANCIAL CORP director Brian Charneski reported a compensation-related equity transaction. On May 1, 2026, he exercised 2,218 Restricted Stock Units into an equal number of Common Stock shares at $27.61 per share, bringing his directly held common shares to 44,709.
Heritage Financial Corp (HFWA) director Gail B. Giacobbe exercised restricted stock units into common shares. On May 1, 2026, 2,218 restricted stock units converted into 2,218 shares of common stock at a reported value of $27.61 per share, bringing her direct holdings to 9,977 shares.
HERITAGE FINANCIAL CORP (HFWA) director Brian L. Vance exercised equity awards into common shares. On May 1, 2026, he exercised 2,218 Restricted Stock Units at $27.61 per share, receiving the same number of Common Stock shares. After the transaction, he directly holds 102,342 Common Stock shares, and the reported Restricted Stock Unit position is reduced to zero. The filing shows no open-market sale, only a conversion of derivative securities into common shares.
Heritage Financial Corp director Karen R. Saunders exercised restricted stock units into common shares. On May 1, 2026, she converted 2,218 Restricted Stock Units into 2,218 shares of Common Stock at a reference price of $27.61 per share. All shares are held directly, and this filing shows an exercise-and-hold transaction with no reported share sale.
HERITAGE FINANCIAL CORP director Frederick B. Rivera exercised restricted stock units into common shares. He converted 2,218 restricted stock units into 2,218 shares of common stock at $27.61 per share. Following the transaction, he directly holds 7,190 shares of Heritage Financial common stock and no remaining RSUs from this grant.
HERITAGE FINANCIAL CORP (HFWA) director Kimberly T. Ellwanger exercised restricted stock units into common stock. On May 1, 2026, 2,218 restricted stock units converted into 2,218 shares of common stock at an indicated value of $27.61 per share. Following this derivative exercise, Ellwanger directly owns 35,037 shares of common stock. The filing shows no open-market sales, only the conversion of a derivative security into common shares, with no remaining derivative position reported in this Form 4.
Heritage Financial Corp/WA reported that Vanguard Capital Management disclosed beneficial ownership of 2,157,518 shares of Common Stock, representing 5.24% of the class. The filing states Vanguard has sole dispositive power over 2,157,518 shares and sole voting power over 309,612 shares. The Schedule 13G lists Vanguard Capital Management and affiliated business divisions and notes these holdings include shares held for Vanguard funds and managed accounts.
BlackRock, Inc. filed an amendment on Schedule 13G/A reporting beneficial ownership of 5,464,986 shares of Heritage Financial Corp common stock, equal to 13.3% of the class.
The filing shows sole voting power of 5,408,228 and sole dispositive power of 5,464,986. It notes that iShares Core S&P Small-Cap ETF has an interest above 5%. The form is signed by Spencer Fleming on 04/24/2026.