Heritage Financial (HFWA) director files Form 3 with no holdings

Rhea-AI Filing Summary

Heritage Financial Corp director Allan Scott Tanton filed an initial Form 3, stating that he beneficially owns no securities of the company as of 01/01/2026. The non-derivative and derivative securities tables are empty, and the remarks section confirms that no securities are beneficially owned.

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Accepted by SEC EDGAR 01/16/2026 - 02:01 PM Learn about SEC filing dates

FAQ

Who filed this Form 3 for Heritage Financial Corp (HFWA)?

The Form 3 was filed for Allan Scott Tanton, who is identified as a director of Heritage Financial Corp.

What does this Form 3 disclose about Allan Scott Tantons HFWA holdings?

The filing states in the remarks section that no securities are beneficially owned by Allan Scott Tanton.

Are there any non-derivative or derivative HFWA securities reported on this Form 3?

No. Both Table I (non-derivative securities) and Table II (derivative securities) show no entries, consistent with the remark that no securities are beneficially owned.

What is the event date for this Heritage Financial Corp (HFWA) Form 3?

The date of the event requiring the statement is listed as 01/01/2026.

Is this Form 3 filed by one or multiple reporting persons for HFWA?

The filing indicates that it is a Form filed by One Reporting Person, referring to Allan Scott Tanton.

Does this Form 3 indicate any insider transactions in HFWA stock?

No transactions are reported. The form contains no entries in the transaction tables and explicitly notes that no securities are beneficially owned.

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
Estimated average burden
hours per response:			0.5

1. Name and Address of Reporting Person^*

Allan Scott Tanton

(Last) (First) (Middle)

201 5TH AVE SW

(Street)

OLYMPIA WA 98501

(City) (State) (Zip)

2. Date of Event Requiring Statement (Month/Day/Year)
01/01/2026

3. Issuer Name and Ticker or Trading Symbol
HERITAGE FINANCIAL CORP /WA/ [ HFWA ]

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

5. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

Remarks:

No securities are beneficially owned.

	/s/ Kaylene Lahn Attorney in Fact for Scott Tanton Allan	01/16/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.