Welcome to our dedicated page for Heritage Global SEC filings (Ticker: HGBL), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Heritage Global Inc. (HGBL) SEC filings page on Stock Titan is intended to aggregate the company’s regulatory disclosures and present them alongside AI-powered summaries. While no specific SEC filings are listed in the data provided here, Heritage Global’s public communications reference detailed financial reporting, including revenues from services and asset sales, non-GAAP measures such as EBITDA and Adjusted EBITDA, and balance sheet information covering cash, notes receivable, inventory, equity method investments, property and equipment, intangible assets, goodwill, and various liabilities.
In a typical reporting cycle, investors look to SEC filings such as annual reports (Form 10-K) and quarterly reports (Form 10-Q) for narrative and quantitative detail on these items. For a company like Heritage Global, these filings can provide segment information for its Industrial Assets and Financial Assets divisions, discussions of asset sales and service revenues, explanations of equity method investments, and descriptions of non-GAAP metrics and how management uses them to evaluate performance.
Stock Titan’s platform is designed so that, when available, real-time updates from EDGAR feed directly into the filings list. AI-generated overviews can then help explain lengthy documents, highlight key sections on liquidity, capital allocation (including share repurchases and acquisitions), and summarize risk factor discussions. For investors interested in insider activity, forms such as Form 4, when present, can be surfaced and interpreted to show reported purchases or sales by officers, directors, or significant shareholders.
Although the specific SEC documents for HGBL are not shown in the current data, this page serves as the central location where those filings would appear, with tools to filter by form type and to read AI-assisted explanations of Heritage Global’s financial statements, segment disclosures, and management commentary.
Heritage Global Inc. executive vice president, general counsel and secretary James Edward Sklar reported an open-market sale of 3,734 shares of common stock on March 2, 2026 at a weighted average price of $1.30 per share, executed under a previously established Rule 10b5-1 trading plan. Following this transaction, he beneficially owns 264,859 shares of Heritage Global common stock.
James Sklar submitted Rule 144 notices reporting proposed 10b5-1 sales of Common stock in HGBL. The filing lists transactions dated 01/02/2026 and 02/02/2026 described as "10b5-1 Sales for JAMES SKLAR," with numeric entries of 3734 and amounts shown alongside.
Heritage Global Inc. officer Bruce Kenneth Hounsell filed an initial Form 3 reporting his beneficial ownership of stock options. He holds options to purchase 500,000 shares of common stock at an exercise price of $1.30 per share, expiring on January 9, 2036.
These options vest in equal installments, with 33 1/3% vesting every twelve months until they are fully vested on January 9, 2029. The options are reported as being held directly.
Heritage Global Inc. executive James Edward Sklar, EVP, General Counsel & Secretary, sold 3,734 shares of common stock on February 2, 2026 at a weighted average price of $1.37 per share under a pre-arranged Rule 10b5-1 trading plan.
After this sale, Sklar beneficially owned 268,593 shares of Heritage Global common stock in direct ownership.
HGBL insider James Sklar filed a Form 144 indicating an intended sale of 3,734 common shares, with an aggregate market value of $5,115.58. The shares are to be sold through Morgan Stanley Smith Barney on NASDAQ around February 2, 2026. The shares were acquired as restricted stock units on March 1, 2023. The notice also lists three prior 10b5-1 sales of 3,734 shares each during November 2025, December 2025, and January 2026, with gross proceeds of $5,353.44, $4,901.50, and $4,596.93, respectively. By signing, the seller represents that he does not know any undisclosed material adverse information about the issuer.
Heritage Global Inc. reported that its wholly owned subsidiary, Heritage DebtX LLC, entered into an Asset Purchase Agreement to acquire substantially all assets and certain liabilities of The Debt Exchange, Inc. (DebtX), effective January 1, 2026. Heritage Global paid $8,450,000 in cash funded from cash on hand, and the transaction closed on January 9, 2026. The acquired business provides loan-portfolio advisory and valuation services, proprietary market-transaction data, and execution support for financial institutions and government agencies, and will operate within Heritage Global’s Financial Assets Division.
In connection with the deal, Heritage DebtX LLC entered into an employment agreement with Bruce Hounsell, who will become Co-President on January 26, 2026 and President after March 31, 2026. His agreement runs through January 26, 2029 and includes a $400,000 annual base salary, performance-based bonus eligibility, a one-time grant of 500,000 stock options vesting over three years, and a commission/revenue-share arrangement via MaisieDog LLC capped at $500,000 in aggregate commissions or retained revenue, along with standard severance, benefits, and restrictive covenants.
Heritage Global Inc. (HGBL) reported Q3 2025 results. Total revenues were $11.36 million, up from $10.41 million a year ago, driven by asset sales of $3.89 million. Net income was $0.59 million versus $1.09 million in the prior-year quarter. For the nine months, revenues rose to $39.12 million from $34.59 million, while net income was $3.29 million compared to $5.39 million.
Cash was $19.43 million and total assets were $86.51 million as of September 30, 2025. Stockholders’ equity was $66.50 million. The company closed on a new headquarters property, lifting property and equipment to $9.49 million, and recorded $4.10 million in non‑current mortgage debt. Operating cash flow was $4.56 million year‑to‑date; investing used $8.92 million, and financing provided $2.05 million. The 2022 buyback retired 2,897,658 shares; a new $7.5 million repurchase authorization runs through June 30, 2028, with no repurchases as of quarter‑end. Notes receivable and equity‑method loans include $22.3 million in nonaccrual balances tied to the largest borrower.
Heritage Global Inc. (HGBL) reported an insider transaction by its EVP, General Counsel & Secretary. On 11/03/2025, the officer sold 3,734 shares of common stock at a weighted average price of $1.43 per share under a previously established Rule 10b5-1 trading plan. The filing notes the sales occurred in multiple trades between $1.41 and $1.46.
Following the sale, the reporting person beneficially owns 279,795 shares, held directly. The disclosure indicates a routine, pre‑planned transaction rather than discretionary trading.
James Edward Sklar, EVP, General Counsel & Secretary of Heritage Global Inc. (HGBL), reported a sale of 7,468 shares of Common Stock on 10/01/2025 under a previously established 10b5-1 plan at a weighted average price of $1.63. The Form 4 shows the shares were sold at prices ranging from $1.61 to $1.65. After the reported transactions, Mr. Sklar beneficially owns 283,529 shares. The Form 4 was signed on 10/02/2025 and indicates the filing was made by one reporting person.
Heritage Global Inc. (HGBL) filed a Form 144 reporting a proposed sale of 7,468 shares of common stock on NASDAQ with an aggregate market value of $12,396.88. The filing lists total shares outstanding of 34,741,553 and an approximate sale date of 10/01/2025.
The securities were acquired on 03/07/2024 as Restricted Stock Units from the issuer and payment was recorded on the same date. The filer certifies there is no undisclosed material adverse information and notes no securities of the issuer were sold by the filer in the past three months.