James Sklar files Rule 144 notices for HGBL

James Sklar submitted Rule 144 notices reporting proposed 10b5-1 sales of Common stock in HGBL.

Rhea-AI Filing Summary

James Sklar submitted Rule 144 notices reporting proposed 10b5-1 sales of Common stock in HGBL. The filing lists transactions dated 01/02/2026 and 02/02/2026 described as "10b5-1 Sales for JAMES SKLAR," with numeric entries of 3734 and amounts shown alongside.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does the HGBL Form 144 disclose about James Sklar's activity?

The Form 144 lists proposed 10b5-1 sales by James Sklar of Common stock, with entries dated 01/02/2026 and 02/02/2026. The excerpt shows numeric values including 3734 adjacent to each sale record.

Which dates are shown for the reported 10b5-1 sales in the HGBL filing?

The filing records two 10b5-1 sale dates: 01/02/2026 and 02/02/2026. Each sale line in the excerpt is labeled "10b5-1 Sales for JAMES SKLAR" with associated numeric entries.

Who is listed as the broker or intermediary on the Form 144 for HGBL?

The excerpt lists Morgan Stanley Smith Barney LLC at 1 New York Plaza, 8th Floor as the broker/intermediary associated with the filing information shown in the record.

Does the Form 144 excerpt state how many shares were sold or proceeds received?

The excerpt includes numeric entries such as 3734 and figures adjacent to the sale lines, but it does not explicitly label them as "shares sold" or "aggregate proceeds" in the provided text.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 03/02/2026 - 04:31 PM EST Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001641547
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	HERITAGE GLOBAL INC.
SEC File Number	001-39471
Address of Issuer	12625 High Bluff Drive, Suite 305 San Diego CALIFORNIA 92130
Phone	(858)847-0659
Name of Person for Whose Account the Securities are To Be Sold	JAMES SKLAR
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Officer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	3734	4854.20	34741553	03/02/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	03/01/2023	Restricted Stock Units	Issuer			3531	03/01/2023	N/A
Common	03/30/2021	Previously Exercised Stock Options	Issuer			203	03/30/2021	Cash

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
10b5-1 Sales for JAMES SKLAR 12625 High Bluff Drive, Suite 305 San Diego CA 92130	Common	02/02/2026	3734	5113.71
10b5-1 Sales for JAMES SKLAR 12625 High Bluff Drive, Suite 305 San Diego CA 92130	Common	01/02/2026	3734	4596.93

144: Remarks and Signature

Remarks
Date of Notice	03/02/2026
Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1	06/25/2025
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	/s/ James Sklar
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)