[144] Hagerty, Inc. SEC Filing
Hagerty, Inc. (HGTY) Form 144 filing reports a proposed sale of 34,447 common shares through Merrill Lynch (NYSE) with an aggregate market value of $426,608. The filing states these shares were acquired on 12/02/2021 by Aldel LLC as part of a PIPE related to Hagerty's business combination. The report also lists numerous dispositions by Robert I. Kauffman / Aldel LLC over the past three months, showing regular sales activity. The filing includes the usual Rule 144 representation that the seller is not aware of undisclosed material adverse information.
Modulo 144 di Hagerty, Inc. (HGTY) riporta una proposta di vendita di 34.447 azioni ordinarie tramite Merrill Lynch (NYSE) con valore di mercato aggregato di $426.608. Il documento indica che queste azioni sono state acquisite il 02/12/2021 da Aldel LLC nell’ambito di un PIPE legato alla combinazione aziendale di Hagerty. Il rapporto elenca inoltre numerose cessioni da parte di Robert I. Kauffman / Aldel LLC negli ultimi tre mesi, evidenziando un’attività di vendita regolare. Il documento include la tipica dichiarazione della Regola 144 secondo cui il venditore non è a conoscenza di informazioni materiali non divulgate.
Formulario 144 de Hagerty, Inc. (HGTY) reporta una venta propuesta de 34,447 acciones ordinarias a través de Merrill Lynch (NYSE) con un valor de mercado agregado de $426,608. El formulario indica que estas acciones fueron adquiridas el 02/12/2021 por Aldel LLC como parte de un PIPE relacionado con la combinación de negocios de Hagerty. El informe también enumera numerosas disposiciones por parte de Robert I. Kauffman / Aldel LLC en los últimos tres meses, mostrando actividad de ventas regular. El documento incluye la habitual declaración de la Regla 144 de que el vendedor no tiene conocimiento de información material no divulgada.
Hagerty, Inc. (HGTY) Form 144 제출은 Merrill Lynch(NYSE)를 통해 34,447 주의 보통주 매도를 제안하고 총 시장가치를 426,608달러로 보고합니다. 이 제출서는 이들 주식이 Hagerty의 사업 합병과 관련된 PIPE의 일환으로 2021년 12월 2일에 Aldel LLC에 의해 취득되었다고 명시합니다. 보고서는 지난 3개월 동안 Robert I. Kauffman / Aldel LLC의 다수 처분을 목록화하여 정기적인 매도 활동을 보여줍니다. 또한 매도인이 비공개 중대한 정보에 대해 알고 있지 않다는 일반적인 Rule 144 진술이 포함되어 있습니다.
Formulaire 144 Hagerty, Inc. (HGTY) signale une vente proposée de 34 447 actions ordinaires par l’intermédiaire de Merrill Lynch (NYSE) pour une valeur marchande totale de 426 608 $. Le document indique que ces actions ont été acquises le 02/12/2021 par Aldel LLC dans le cadre d’un PIPE lié à la fusion/à la combinaison d’activités de Hagerty. Le rapport répertorie également de nombreuses cessions par Robert I. Kauffman / Aldel LLC au cours des trois derniers mois, montrant une activité de vente régulière. Le document comprend la déclaration habituelle de la Rule 144 selon laquelle le vendeur n’a pas connaissance d’informations matérielles non divulguées.
Hagerty, Inc. (HGTY) Form 144 Einreichung meldet den geplanten Verkauf von 34.447 Stammaktien über Merrill Lynch (NYSE) mit einem Gesamtmarktwert von 426.608 $. Die Einreichung gibt an, dass diese Aktien am 02.12.2021 von Aldel LLC im Rahmen eines PIPE erworben wurden, der mit Hagertys Geschäftszusammenführung zusammenhängt. Der Bericht listet zudem zahlreiche Veräußerungen durch Robert I. Kauffman / Aldel LLC in den letzten drei Monaten auf und zeigt regelmäßige Verkaufsaktivitäten. Der Bericht enthält die übliche Erklärung der Rule 144, dass der Verkäufer nicht über nicht offengelegte wesentliche Informationen verfügt.
نموذج Hagerty, Inc. (HGTY) 144 يَكشِف عن بيع مقترح لـ 34,447 سهماً عادياً من خلال Merrill Lynch (NYSE) بقيمة سوقية كلية قدرها $426,608. يذكر التقرير أن هذه الأسهم تم الحصول عليها في 02/12/2021 بواسطة Aldel LLC كجزء من PIPE المرتبط بدمج أعمال Hagerty. كما يسرد التقرير العديد من التصرفات من Robert I. Kauffman / Aldel LLC خلال الثلاثة أشهر الماضية، مع إظهار نشاط بيع منتظم. يتضمن التقرير البيان المعتاد لقانون Rule 144 بأن البائع ليس لديه علم بمعلومات مادية غير معلنة.
Hagerty, Inc.（HGTY） Form 144 申报 报告拟通过 Merrill Lynch（NYSE）出售 34,447 股普通股，总市值为 $426,608。该申报称这些股票于 2021-12-02 由 Aldel LLC 获得，属于与 Hagerty 业务合并相关的 PIPE 的一部分。报告还列出在过去三个月内由 Robert I. Kauffman / Aldel LLC 的多笔处置，显示出规律性的出售活动。申报包括通常的 Rule 144 陈述，即卖方并未掌握尚未披露的重大不利信息。
- Proposed sale fully disclosed: filing identifies broker, share amount (34,447) and aggregate market value ($426,608).
- Acquisition provenance provided: shares were acquired 12/02/2021 by Aldel LLC in connection with a PIPE announced in an 8-K.
- Comprehensive past-sales record: lists multiple dispositions by Robert I. Kauffman/Aldel LLC over the past three months, improving transparency.
- Ongoing selling activity: numerous share dispositions by Robert I. Kauffman/Aldel LLC are reported in the past three months, indicating continued liquidation of holdings.
Insights
TL;DR: Rule 144 notice for a modest proposed sale; recent serial dispositions are disclosed but not shown as materially dilutive.
The filing formally notifies the market of a proposed sale of 34,447 common shares (aggregate value $426,608) to be executed through Merrill Lynch on the NYSE. It documents the acquisition source — Aldel LLC acquired the shares on 12/02/2021 via a PIPE tied to Hagerty's business combination — which clarifies insider/affiliate provenance. The extensive list of sales by Robert I. Kauffman/Aldel LLC over the past three months demonstrates ongoing liquidation activity, all presented under Rule 144 procedural disclosures. Taken together, this is a compliance-focused disclosure providing transparency about insider/affiliate selling rather than new operational or financial information about the issuer.
TL;DR: Filing is standard governance transparency; documents source of shares and recent sales but contains no new adverse disclosures.
The document fulfills Rule 144 requirements by stating the class, broker, amount, market value, and acquisition history for the shares proposed for sale. It explicitly ties the acquisition to a PIPE transaction disclosed in an 8-K in December 2021, which helps trace affiliate holdings. The seller's representation regarding material non-public information is included, as customary. The filing does not present governance changes, litigation, or other events that would materially affect investor assessment beyond the disclosed selling activity.
Modulo 144 di Hagerty, Inc. (HGTY) riporta una proposta di vendita di 34.447 azioni ordinarie tramite Merrill Lynch (NYSE) con valore di mercato aggregato di $426.608. Il documento indica che queste azioni sono state acquisite il 02/12/2021 da Aldel LLC nell’ambito di un PIPE legato alla combinazione aziendale di Hagerty. Il rapporto elenca inoltre numerose cessioni da parte di Robert I. Kauffman / Aldel LLC negli ultimi tre mesi, evidenziando un’attività di vendita regolare. Il documento include la tipica dichiarazione della Regola 144 secondo cui il venditore non è a conoscenza di informazioni materiali non divulgate.
Formulario 144 de Hagerty, Inc. (HGTY) reporta una venta propuesta de 34,447 acciones ordinarias a través de Merrill Lynch (NYSE) con un valor de mercado agregado de $426,608. El formulario indica que estas acciones fueron adquiridas el 02/12/2021 por Aldel LLC como parte de un PIPE relacionado con la combinación de negocios de Hagerty. El informe también enumera numerosas disposiciones por parte de Robert I. Kauffman / Aldel LLC en los últimos tres meses, mostrando actividad de ventas regular. El documento incluye la habitual declaración de la Regla 144 de que el vendedor no tiene conocimiento de información material no divulgada.
Hagerty, Inc. (HGTY) Form 144 제출은 Merrill Lynch(NYSE)를 통해 34,447 주의 보통주 매도를 제안하고 총 시장가치를 426,608달러로 보고합니다. 이 제출서는 이들 주식이 Hagerty의 사업 합병과 관련된 PIPE의 일환으로 2021년 12월 2일에 Aldel LLC에 의해 취득되었다고 명시합니다. 보고서는 지난 3개월 동안 Robert I. Kauffman / Aldel LLC의 다수 처분을 목록화하여 정기적인 매도 활동을 보여줍니다. 또한 매도인이 비공개 중대한 정보에 대해 알고 있지 않다는 일반적인 Rule 144 진술이 포함되어 있습니다.
Formulaire 144 Hagerty, Inc. (HGTY) signale une vente proposée de 34 447 actions ordinaires par l’intermédiaire de Merrill Lynch (NYSE) pour une valeur marchande totale de 426 608 $. Le document indique que ces actions ont été acquises le 02/12/2021 par Aldel LLC dans le cadre d’un PIPE lié à la fusion/à la combinaison d’activités de Hagerty. Le rapport répertorie également de nombreuses cessions par Robert I. Kauffman / Aldel LLC au cours des trois derniers mois, montrant une activité de vente régulière. Le document comprend la déclaration habituelle de la Rule 144 selon laquelle le vendeur n’a pas connaissance d’informations matérielles non divulguées.
Hagerty, Inc. (HGTY) Form 144 Einreichung meldet den geplanten Verkauf von 34.447 Stammaktien über Merrill Lynch (NYSE) mit einem Gesamtmarktwert von 426.608 $. Die Einreichung gibt an, dass diese Aktien am 02.12.2021 von Aldel LLC im Rahmen eines PIPE erworben wurden, der mit Hagertys Geschäftszusammenführung zusammenhängt. Der Bericht listet zudem zahlreiche Veräußerungen durch Robert I. Kauffman / Aldel LLC in den letzten drei Monaten auf und zeigt regelmäßige Verkaufsaktivitäten. Der Bericht enthält die übliche Erklärung der Rule 144, dass der Verkäufer nicht über nicht offengelegte wesentliche Informationen verfügt.
FAQ
What does Hagerty (HGTY) Form 144 disclose?
When and how were the shares being sold acquired?
Who is selling the shares according to the filing?
Where will the proposed sale be executed?
Does the filing state any undisclosed material information?
