Hagerty (HGTY) CHRO Collette Champagne gets RSU grant with tax withholding

Filing Impact

(Moderate)

Filing Sentiment

(Neutral)

Form Type

Rhea-AI Filing Summary

Hagerty, Inc. Chief Human Resources and Chief Administrative Officer Collette Champagne reported routine equity compensation activity involving Class A Common Stock. She received a grant of 23,742 RSU-based shares under Hagerty’s 2021 Equity Incentive Plan, vesting in equal annual installments through April 1, 2029, contingent on continued service or certain separation events.

On the same date, 28,278 shares of Class A Common Stock were withheld at $10.66 per share to satisfy tax obligations upon RSU vesting, which is not an open-market sale. After these transactions, Champagne directly owned 270,207 shares of Class A Common Stock.

Insider Trade Summary

2 transactions reported

Mixed 2 txns

Insider Champagne Collette

Role CHRO and CAO

Type	Security	Shares	Price	Value
Grant/Award	Class A Common Stock	23,742	$0.00	--
Tax Withholding	Class A Common Stock	28,278	$10.66	$301K

Holdings After Transaction: Class A Common Stock — 298,485 shares (Direct)

Footnotes (1)

Represents shares of Class A Common Stock of Hagerty, Inc. ("Class A Common Stock") underlying restricted stock units ("RSUs") acquired by the Reporting Person under the Hagerty, Inc. (the "Issuer") 2021 Equity Incentive Plan (the "Plan"). The RSUs vest in equal amounts on each annual-anniversary of the grant date ending on April 1, 2029, subject to the Reporting Person's continued service with the Issuer, with exceptions for death, disability, or retirement terminations, or a change of control of the Issuer. Represents total number of shares of Class A Common Stock of the Issuer withheld for taxes upon vesting of RSUs pursuant to various RSU award agreements.

Key Figures

RSU grant shares: 23,742 shares Shares withheld for taxes: 28,278 shares Withholding price: $10.66 per share +2 more

5 metrics

RSU grant shares 23,742 shares Class A Common Stock underlying RSUs granted on April 1, 2026

Shares withheld for taxes 28,278 shares Withheld upon RSU vesting under various award agreements

Withholding price $10.66 per share Value used for tax withholding on 28,278 shares

Shares owned after transactions 270,207 shares Direct ownership of Class A Common Stock following April 1, 2026 events

RSU vesting period end April 1, 2029 Final annual-anniversary vesting date for granted RSUs

Key Terms

restricted stock units ("RSUs"), 2021 Equity Incentive Plan, withheld for taxes, change of control

4 terms

restricted stock units ("RSUs") financial

"Represents shares of Class A Common Stock of Hagerty, Inc. ("Class A Common Stock") underlying restricted stock units ("RSUs") acquired by the Reporting Person"

Restricted stock units (RSUs) are a company promise to give an employee shares of stock (or cash equivalent) in the future, but only after certain conditions—usually staying with the company for a set time or hitting performance goals—are met. Investors watch RSUs because when they vest they increase the number of shares outstanding and can lead insiders to sell shares, affecting share price, company dilution and the true cost of employee pay.

2021 Equity Incentive Plan financial

"acquired by the Reporting Person under the Hagerty, Inc. (the "Issuer") 2021 Equity Incentive Plan (the "Plan")."

withheld for taxes financial

"Represents total number of shares of Class A Common Stock of the Issuer withheld for taxes upon vesting of RSUs"

change of control financial

"with exceptions for death, disability, or retirement terminations, or a change of control of the Issuer."

A change of control occurs when the ownership or management of a company shifts significantly, such as through a sale, merger, or acquisition, resulting in new leadership or ownership structure. This change can impact the company's direction and decision-making, which is important for investors because it may affect the company's stability, strategy, and future prospects.

Form 4 Insider Transactions: What Each Field Means →

04/03/2026 - 02:48 PM

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Champagne Collette

(Last)

(First)

(Middle)

121 DRIVERS EDGE

(Street)

TRAVERSE CITY

MICHIGAN

49684

(City)

(State)

(Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Hagerty, Inc. [ HGTY ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	10% Owner
X	Officer (give title below)	Other (specify below)
	CHRO and CAO

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
04/01/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Class A Common Stock	04/01/2026		A		23,742⁽¹⁾	A	$0	298,485	D
Class A Common Stock	04/01/2026		F		28,278⁽²⁾	D	$10.66	270,207	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)

Explanation of Responses:

1. Represents shares of Class A Common Stock of Hagerty, Inc. ("Class A Common Stock") underlying restricted stock units ("RSUs") acquired by the Reporting Person under the Hagerty, Inc. (the "Issuer") 2021 Equity Incentive Plan (the "Plan"). The RSUs vest in equal amounts on each annual-anniversary of the grant date ending on April 1, 2029, subject to the Reporting Person's continued service with the Issuer, with exceptions for death, disability, or retirement terminations, or a change of control of the Issuer.

2. Represents total number of shares of Class A Common Stock of the Issuer withheld for taxes upon vesting of RSUs pursuant to various RSU award agreements.

Remarks:

Exhibit 24 - Power of Attorney

	/s/ Tracey Derenzy, Power of Attorney	04/03/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What did Hagerty (HGTY) executive Collette Champagne report in this Form 4?

Collette Champagne reported a routine equity compensation grant and related tax withholding. She received 23,742 RSU-based Class A shares and had 28,278 shares withheld for taxes, ending with 270,207 directly owned shares of Hagerty Class A Common Stock.

How many Hagerty (HGTY) shares did Collette Champagne receive as RSUs?

She received 23,742 shares of Hagerty Class A Common Stock underlying restricted stock units. These RSUs were granted under Hagerty’s 2021 Equity Incentive Plan and vest annually in equal amounts, subject to her continued service and certain limited termination or change-of-control conditions.

How do the RSUs granted to Hagerty (HGTY) executive Collette Champagne vest?

The RSUs vest in equal amounts on each annual anniversary of the April 1 grant date, ending on April 1, 2029. Vesting requires continued service with Hagerty, with exceptions for death, disability, retirement terminations, or a change of control of the company under the plan.

Why were 28,278 Hagerty (HGTY) shares withheld from Collette Champagne?

Hagerty withheld 28,278 shares of Class A Common Stock to cover tax liabilities arising from RSU vesting. The shares were valued at $10.66 each for this purpose, and this withholding is a non-market, administrative disposition rather than an open-market sale of stock.

How many Hagerty (HGTY) shares does Collette Champagne hold after these transactions?

Following the RSU grant and tax withholding, Collette Champagne directly owned 270,207 shares of Hagerty Class A Common Stock. This figure reflects her post-transaction holdings and shows she continues to maintain a substantial equity position in the company.

Were Collette Champagne’s Hagerty (HGTY) transactions open-market buys or sells?

No open-market buys or sells were reported. The Form 4 shows an RSU grant classified as an acquisition, plus shares withheld to pay taxes on vesting. These are standard compensation and tax events rather than discretionary market trading in Hagerty stock.