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Hartford (HIG) CEO Christopher Swift exercises options and sells shares under 10b5-1 plan

Filing Impact
(Very High)
Filing Sentiment
(Very Negative)
Form Type
4

Rhea-AI Filing Summary

The Hartford Financial Services Group (HIG) Chairman and CEO Christopher Swift reported an option exercise and related share sales. On February 4, 2026, he exercised 100,970 stock options at an exercise price of $48.89 per share, receiving the same number of common shares.

That day he sold 19,778 shares at a weighted average price of $141.1913 per share and 81,192 shares at a weighted average price of $140.6763 per share under a Rule 10b5-1 trading plan adopted on November 3, 2025. After these transactions, Swift directly held 194,816.948 common shares, in addition to indirect holdings of 40,003 shares held by his spouse and 155,? words wait

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
X
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Swift Christopher

(Last) (First) (Middle)
ONE HARTFORD PLAZA

(Street)
HARTFORD CT 06155

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
HARTFORD INSURANCE GROUP, INC. [ HIG ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
X Officer (give title below) Other (specify below)
Chairman and CEO
3. Date of Earliest Transaction (Month/Day/Year)
02/04/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 02/04/2026 M 100,970 A $48.89 295,786.948 D
Common Stock 02/04/2026 S(1) 19,778 D $141.1913(2) 276,008.948 D
Common Stock 02/04/2026 S(1) 81,192 D $140.6763(3) 194,816.948 D
Common Stock 40,003 I By Spouse
Common Stock 95,386 I Swift Family Gift Trust
Common Stock 60,865 I Swift Family Legacy Trust
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Option $48.89 02/04/2026 M 100,970 (4) 02/28/2027 Common Stock 100,970 $0.0000 0.0000 D
Stock Option $49.01 (5) 02/26/2029 Common Stock 352,263 352,263 D
Stock Option $51.87 (6) 02/23/2031 Common Stock 310,820 310,820 D
Stock Option $53.81 (7) 02/27/2028 Common Stock 284,819 284,819 D
Stock Option $55.27 (8) 02/25/2030 Common Stock 327,679 327,679 D
Stock Option $69.41 (9) 02/23/2032 Common Stock 301,932 301,932 D
Stock Option $78.28 (10) 02/28/2033 Common Stock 248,933 248,933 D
Stock Option $95.74 (11) 02/27/2034 Common Stock 116,414 116,414 D
Stock Option $116.41 (12) 02/25/2035 Common Stock 99,403 99,403 D
Explanation of Responses:
1. The transaction reported on this Form 4 was effected pursuant to a trading plan previously adopted by Mr. Swift on November 3, 2025, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. The exercised options were granted to Mr. Swift in 2017 and are scheduled to expire on February 28, 2027.
2. Price reflected is the weighted average sale price for shares sold. The range of sales prices for the transactions reported was $141 - $141.47 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
3. Price reflected is the weighted average sale price for shares sold. The range of sales prices for the transactions reported was $140 - $140.99 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
4. The options became fully exercisable on February 28, 2020, the third anniversary of the grant date.
5. The options became fully exercisable on February 26, 2022, the third anniversary of the grant date.
6. The options became fully exercisable on February 23, 2024, the third anniversary of the grant date.
7. The options became fully exercisable on February 27, 2021, the third anniversary of the grant date.
8. The options became fully exercisable on February 25, 2023, the third anniversary of the grant date.
9. The options became fully exercisable on February 23, 2025, the third anniversary of the grant date.
10. One-third of the options became exercisable on February 28, 2024, an additional one-third of the options became exercisable on February 28, 2025 and the remaining one-third of the options will become exercisable on February 28, 2026, the third anniversary of the grant date.
11. One-third of the options became exercisable on February 27, 2025, an additional one-third of the options will become exercisable on February 27, 2026 and the remaining one-third of the options will become exercisable on February 27, 2027, the third anniversary of the grant date.
12. One-third of the options will become exercisable on February 25, 2026, an additional one-third of the options will become exercisable on February 25, 2027 and the remaining one-third of the options will become exercisable on February 25, 2028, the third anniversary of the grant date.
Anthony J. Salerno, Jr., Attorney-in-Fact 02/06/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transactions did HIG CEO Christopher Swift report on February 4, 2026?

Christopher Swift reported exercising 100,970 stock options and receiving 100,970 HIG common shares. He then sold 19,778 shares and 81,192 shares in two transactions the same day, as disclosed in the Form 4 insider filing.

At what prices did HIG CEO Christopher Swift sell Hartford (HIG) shares?

Swift sold 19,778 Hartford (HIG) shares at a weighted average price of $141.1913 and 81,192 shares at a weighted average price of $140.6763. Footnotes state each figure is an average, with detailed price breakdowns available upon request.

How many HIG shares does Christopher Swift hold directly after the reported Form 4 trades?

After the February 4, 2026 transactions, Christopher Swift directly held 194,816.948 shares of Hartford (HIG) common stock. This amount reflects his holdings after exercising options and completing the reported share sales on that date.

Were Christopher Swift’s HIG share sales under a Rule 10b5-1 trading plan?

Yes. The filing states the reported transaction was effected under a trading plan Swift adopted on November 3, 2025, in accordance with Rule 10b5-1. Such plans pre-schedule trades to help separate them from day-to-day market timing decisions.

What stock options did Christopher Swift exercise in the latest Hartford (HIG) Form 4?

Swift exercised 100,970 stock options with a $48.89 exercise price, expiring February 28, 2027. A footnote explains these options were granted in 2017 and became fully exercisable on February 28, 2020, before this reported exercise.

What indirect Hartford (HIG) share holdings are reported for Christopher Swift?

The Form 4 reports indirect ownership of 40,003 HIG shares held by his spouse, 95,386 shares held by the Swift Family Gift Trust, and 60,865 shares held by the Swift Family Legacy Trust, in addition to his directly held common stock.
The Hartford Insurance Group Inc

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