Himax Technologies CEO acquires 13,612 shares

Q: How many HIMX ordinary shares did Jordan Wu acquire in the RSU settlement?

Jordan Wu acquired 13,612 ordinary shares upon the vesting and settlement of RSUs on September 30, 2026.

Q: How many HIMX shares did Jordan Wu hold after the transaction?

Jordan Wu reported holdings of 540,253 ordinary shares following the September 30, 2026 transaction.

Each RSU represented a contingent right to receive two ordinary shares upon vesting.

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Form Type

Rhea-AI Filing Summary

Himax Technologies, Inc. President and CEO Jordan Wu reported the vesting and settlement of 6,806 restricted stock units (RSUs) on September 30, 2026, with 13,612 ordinary shares acquired. Each RSU represented the contingent right to receive two ordinary shares upon vesting. Wu’s reported holdings following the transaction were 540,253 ordinary shares.

Insider Trade Summary

6,806 shares exercised/converted

Exercise 4 txns

Insider Wu Jordan

Role President, CEO

Type	Security	Shares	Price	Value
Exercise	Restricted Stock Units ^{F2, F3}	1,057	$0.00	$0.00
Exercise	Restricted Stock Units ^{F2, F3}	4,309	$0.00	$0.00
Exercise	Restricted Stock Units ^{F2, F3}	1,440	$0.00	$0.00
Exercise	Ordinary shares, par value at US$0.3 per share ^F1	13,612	$0.00	$0.00

Holdings After Transaction: Restricted Stock Units — 7,189 contracts (Direct); Ordinary shares, par value at US$0.3 per share — 540,253 shares (Direct)

Footnotes (3)

F1. The ordinary shares were acquired upon vesting and settlement of restricted stock units (RSUs).
F2. Each RSU represents the contingent right to receive two ordinary shares upon vesting of the unit.
F3. The RSUs were vested on September 30, 2026 and do not have an expiration date.

Key Figures

Restricted stock units vested: 6,806 restricted stock units Ordinary shares acquired: 13,612 ordinary shares Ordinary shares following transaction: 540,253 ordinary shares +1 more

4 metrics

Restricted stock units vested 6,806 restricted stock units Vested on September 30, 2026

Ordinary shares acquired 13,612 ordinary shares Upon vesting and settlement on September 30, 2026

Ordinary shares following transaction 540,253 ordinary shares Jordan Wu's reported holdings

Ordinary shares per RSU 2 ordinary shares Contingent right upon vesting

Key Terms

Restricted Stock Units, contingent right, vesting

3 terms

Restricted Stock Units financial

"vesting and settlement of restricted stock units (RSUs)"

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

contingent right financial

"contingent right to receive two ordinary shares"

vesting financial

"The RSUs were vested on September 30, 2026"

Vesting is the process by which you earn full ownership of something, like company stock or a retirement benefit, over time. It’s like earning the right to keep a gift piece by piece the longer you stay with a company, making sure employees stay committed before they receive all the benefits.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many HIMX ordinary shares did Jordan Wu acquire in the RSU settlement?

Jordan Wu acquired 13,612 ordinary shares upon the vesting and settlement of RSUs on September 30, 2026.

How many HIMX shares did Jordan Wu hold after the transaction?

Jordan Wu reported holdings of 540,253 ordinary shares following the September 30, 2026 transaction.

AI-generated analysis. How Rhea-AI works. Not financial advice.

Form 4 Insider Transactions: What Each Field Means →

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Available on EDGAR 09/30/2026 - 06:12 AM Accepted by SEC EDGAR 09/30/2026 - 06:12 AM

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Wu Jordan

(Last)

(First)

(Middle)

NO. 26, ZILIAN ROAD, XINSHI DISTRICT

(Street)

TAINAN CITY

744092

(City)

(State)

(Zip)

TAIWAN

(Country)

2. Issuer Name and Ticker or Trading Symbol
Himax Technologies, Inc. [ HIMX ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	10% Owner
X	Officer (give title below)	Other (specify below)
	President, CEO

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
09/30/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Ordinary shares, par value at US$0.3 per share⁽¹⁾	09/30/2026		M		13,612	A	$0	540,253	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
Restricted Stock Units	$0.0000⁽²⁾	09/30/2026		M			1,057	⁽³⁾	⁽³⁾	Ordinary shares	2,114	$0	0	D
Restricted Stock Units	$0.0000⁽²⁾	09/30/2026		M			4,309	⁽³⁾	⁽³⁾	Ordinary shares	8,618	$0	4,308	D
Restricted Stock Units	$0.0000⁽²⁾	09/30/2026		M			1,440	⁽³⁾	⁽³⁾	Ordinary shares	2,880	$0	2,881	D

Explanation of Responses:

1. The ordinary shares were acquired upon vesting and settlement of restricted stock units (RSUs).

2. Each RSU represents the contingent right to receive two ordinary shares upon vesting of the unit.

3. The RSUs were vested on September 30, 2026 and do not have an expiration date.

	/s/ Jordan Wu	09/30/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR