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Himax Technologies grants CEO 4,797 stock units

The RSUs vest across three annual dates, with continued service required at each vesting date.

(Neutral)
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Himax Technologies, Inc. (symbol: HIMX) is the issuer of record for a Form 4 filing submitted to the SEC. Wu Jordan reported acquisition or exercise transactions in this Form 4 filing.

Himax Technologies, Inc. (HIMX) President and CEO Jordan Wu received a grant of 4,797 restricted stock units on September 24, 2026. Each unit represents the contingent right to receive two ordinary shares upon vesting; the award is tied to 9,594 ordinary shares. The RSUs vest in three installments of 1,599 on September 30, 2027, September 30, 2028, and September 30, 2029, contingent upon continued service at vesting. The reported direct RSU position after the grant was 4,797 units.

Positive

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Negative

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Insider Wu Jordan
Role President, CEO
Type Security Shares Price Value
Grant/Award Restricted Stock Units F1, F2 4,797 $0.00 $0.00
Holdings After Transaction: Restricted Stock Units — 4,797 contracts (Direct)
Footnotes (2)
  1. F1. Each RSU represents the contingent right to receive two ordinary shares upon vesting of the unit.
  2. F2. The RSUs were granted on September 24, 2026, and are subject to an annual vesting schedule, contingent upon continued service at the time of vesting. 1,599 RSUs vest on September 30, 2027, 1,599 RSUs vest on September 30, 2028 and 1,599 RSUs vest on September 30, 2029. They do not have an expiration date.
RSUs granted 4,797 RSUs September 24, 2026
Underlying ordinary shares 9,594 ordinary shares Shares deliverable upon vesting of the RSUs
Vesting installment 1,599 RSUs Scheduled for September 30, 2027, September 30, 2028, and September 30, 2029; contingent upon continued service at vesting
Direct RSU position after grant 4,797 RSUs After the September 24, 2026 grant
Restricted Stock Units financial
"grant of 4,797 Restricted Stock Units"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
annual vesting schedule financial
"subject to an annual vesting schedule"
contingent right financial
"contingent right to receive two ordinary shares"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many RSUs did HIMX President and CEO Jordan Wu receive?

Jordan Wu received 4,797 restricted stock units on September 24, 2026. Each unit represents the contingent right to receive two ordinary shares upon vesting, and the reported direct RSU position after the grant was 4,797 units.

When do HIMX CEO Jordan Wu's RSUs vest?

The RSUs are scheduled to vest in installments of 1,599 units on September 30, 2027, September 30, 2028, and September 30, 2029. Vesting is contingent upon continued service at the time of vesting.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Learn about SEC filing dates
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Wu Jordan

(Last)(First)(Middle)
NO. 26, ZILIAN ROAD, XINSHI DISTRICT

(Street)
TAINAN CITY744092

(City)(State)(Zip)

TAIWAN

(Country)
2. Issuer Name and Ticker or Trading Symbol
Himax Technologies, Inc. [ HIMX ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
XOfficer (give title below)Other (specify below)
President, CEO
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
09/24/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Units$0.0000(1)09/24/2026A4,797 (2) (2)Ordinary shares9,594$04,797D
Explanation of Responses:
1. Each RSU represents the contingent right to receive two ordinary shares upon vesting of the unit.
2. The RSUs were granted on September 24, 2026, and are subject to an annual vesting schedule, contingent upon continued service at the time of vesting. 1,599 RSUs vest on September 30, 2027, 1,599 RSUs vest on September 30, 2028 and 1,599 RSUs vest on September 30, 2029. They do not have an expiration date.
/s/ Jordan Wu09/25/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

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