Himax Technologies CFO acquires 3,916 shares

Q: How many ordinary shares did HIMX's CFO acquire?

Ming-Feng Pan acquired 3,916 ordinary shares upon settlement of restricted stock units on September 30, 2026.

Q: How many ordinary shares did HIMX CFO Ming-Feng Pan hold after the settlement?

Pan directly held 129,372 ordinary shares following the transactions on September 30, 2026.

Each vested restricted stock unit represented a contingent right to receive two ordinary shares.

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Filing Sentiment

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Form Type

Rhea-AI Filing Summary

Himax Technologies, Inc. (HIMX) Chief Financial Officer Ming-Feng Pan had 784 and 1,174 restricted stock units vest on September 30, 2026. Each unit represented a contingent right to receive two ordinary shares, corresponding to 1,568 and 2,348 shares, respectively. Pan acquired 3,916 ordinary shares upon settlement and directly held 129,372 ordinary shares afterward.

Insider Trade Summary

1,958 shares exercised/converted

Exercise 3 txns

Insider Pan Ming-Feng

Role Chief Financial Officer

Type	Security	Shares	Price	Value
Exercise	Restricted Stock Units ^{F2, F3}	784	$0.00	$0.00
Exercise	Restricted Stock Units ^{F2, F3}	1,174	$0.00	$0.00
Exercise	Ordinary shares, par value at US$0.3 per share ^F1	3,916	$0.00	$0.00

Holdings After Transaction: Restricted Stock Units — 1,173 contracts (Direct); Ordinary shares, par value at US$0.3 per share — 129,372 shares (Direct)

Footnotes (3)

F1. The ordinary shares were acquired upon vesting and settlement of restricted stock units (RSUs).
F2. Each RSU represents the contingent right to receive two ordinary shares upon vesting of the unit.
F3. The RSUs were vested on September 30, 2026 and do not have an expiration date.

Key Figures

Restricted stock units vested: 784 units Ordinary shares represented: 1,568 shares Restricted stock units vested: 1,174 units +3 more

6 metrics

Restricted stock units vested 784 units September 30, 2026

Ordinary shares represented 1,568 shares Underlying the 784 restricted stock units

Restricted stock units vested 1,174 units September 30, 2026

Ordinary shares represented 2,348 shares Underlying the 1,174 restricted stock units

Ordinary shares acquired 3,916 shares Upon vesting and settlement on September 30, 2026

Direct ordinary-share holdings after transaction 129,372 shares Following the September 30, 2026 transactions

Key Terms

restricted stock units (RSUs), contingent right, vesting

3 terms

restricted stock units (RSUs) financial

"vesting and settlement of restricted stock units (RSUs)"

Restricted stock units (RSUs) are a type of company promise to give employees shares of stock in the future, usually after certain conditions like working for a set time. They are like a gift promised today that you receive later, which can become valuable if the company's stock price goes up. RSUs matter because they are a way companies reward employees and can be a significant part of compensation.

contingent right financial

"Each RSU represents the contingent right to receive two ordinary shares"

vesting financial

"The RSUs were vested on September 30, 2026"

Vesting is the process by which you earn full ownership of something, like company stock or a retirement benefit, over time. It’s like earning the right to keep a gift piece by piece the longer you stay with a company, making sure employees stay committed before they receive all the benefits.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many ordinary shares did HIMX's CFO acquire?

Ming-Feng Pan acquired 3,916 ordinary shares upon settlement of restricted stock units on September 30, 2026.

How many ordinary shares did HIMX CFO Ming-Feng Pan hold after the settlement?

Pan directly held 129,372 ordinary shares following the transactions on September 30, 2026.

How many ordinary shares did each HIMX restricted stock unit represent?

Each restricted stock unit represented a contingent right to receive two ordinary shares upon vesting.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 09/30/2026 - 06:11 AM Accepted by SEC EDGAR 09/30/2026 - 06:10 AM

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Pan Ming-Feng

(Last)

(First)

(Middle)

NO. 26, ZILIAN ROAD, XINSHI DISTRICT

(Street)

TAINAN CITY

744092

(City)

(State)

(Zip)

TAIWAN

(Country)

2. Issuer Name and Ticker or Trading Symbol
Himax Technologies, Inc. [ HIMX ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	10% Owner
X	Officer (give title below)	Other (specify below)
	Chief Financial Officer

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
09/30/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Ordinary shares, par value at US$0.3 per share⁽¹⁾	09/30/2026		M		3,916	A	$0	129,372	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
Restricted Stock Units	$0.0000⁽²⁾	09/30/2026		M			784	⁽³⁾	⁽³⁾	Ordinary shares	1,568	$0	0	D
Restricted Stock Units	$0.0000⁽²⁾	09/30/2026		M			1,174	⁽³⁾	⁽³⁾	Ordinary shares	2,348	$0	1,173	D

Explanation of Responses:

1. The ordinary shares were acquired upon vesting and settlement of restricted stock units (RSUs).

2. Each RSU represents the contingent right to receive two ordinary shares upon vesting of the unit.

3. The RSUs were vested on September 30, 2026 and do not have an expiration date.

	/s/ Ming-Feng Pan	09/30/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR