Horizon Kinetics director buys 200 HKHC shares
A Horizon Kinetics Holding Corp director disclosed an open-market purchase of 200 HKHC shares, increasing her direct holdings to 2,000 shares.
Rhea-AI Filing Summary
Horizon Kinetics Holding Corp (HKHC) director Alice C. Brennan reported a purchase of HKHC common stock. On September 2, 2026, she bought 200 shares at $25.92 per share, bringing her directly held position to 2,000 shares of common stock.
Positive
- None.
Negative
- None.
Insider Trade Summary
Net Buyer: 200 shares
Net Buy
1 txn
Insider
Brennan Alice C
Role
Director
Bought
200 shs ($5K)
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Purchase | Common Stock | 200 | $25.92 | $5K |
Holdings After Transaction:
Common Stock — 2,000 shares (Direct)
Key Figures
Shares purchased: 200 shares
Purchase price per share: $25.92 per share
Shares owned after transaction: 2,000 shares
3 metrics
Shares purchased
200 shares
Common stock bought on September 2, 2026
Purchase price per share
$25.92 per share
Price for the 200 HKHC shares acquired
Shares owned after transaction
2,000 shares
Directly held HKHC common stock following the purchase
Key Terms
Rule 10b5-1, open market or private transaction, beneficial ownership
3 terms
Rule 10b5-1 regulatory
"the Rule 10b5-1 checkbox is not checked"
Rule 10b5-1 is a regulation that allows company insiders to buy or sell their shares at predetermined times, even if they have access to non-public information. It acts like setting a schedule in advance for transactions, helping prevent accusations of unfair trading. This rule provides a way for insiders to plan trades transparently, giving investors confidence that these transactions are not based on hidden information.
open market or private transaction market
"Purchase in open market or private transaction"
beneficial ownership regulatory
"disclosures of insider beneficial ownership of common stock"
Beneficial ownership means the person or entity that actually enjoys the benefits of owning shares or other assets — such as receiving dividends, voting rights, or price gains — even if the legal title is held in another name. For investors it matters because knowing who truly controls and profits from a company reveals who can influence decisions, exposes potential conflicts of interest or hidden concentration of power, and affects transparency and risk in the stock.
FAQ
What insider transaction did HKHC report on this Form 4?
The filing reports that director Alice C. Brennan purchased 200 shares of Horizon Kinetics Holding Corp common stock on September 2, 2026.
Was the HKHC insider transaction a buy or a sell?
The transaction was a buy. The Form 4 shows a purchase of 200 shares of HKHC common stock, with no reported sales.
Is the HKHC insider trade reported under a Rule 10b5-1 plan?
No. The Form 4 indicates the Rule 10b5-1 checkbox is not checked, so the reported purchase was not affirmed as made under a 10b5-1 trading plan.
Does the Form 4 transaction involve derivative securities of HKHC?
No. The Form 4 reports a transaction only in common stock, and the derivative securities section for this filing is empty.
AI-generated analysis. How Rhea-AI works. Not financial advice.
