Helio Corporation (HLEO) CEO takes over principal financial officer duties

Rhea-AI Filing Summary

Helio Corporation reported a change in its finance leadership. On September 21, 2025, Erick Frim, a partner at CFO Squad LLC who had been serving as the company’s interim Chief Financial Officer and as its principal financial and accounting officer, ceased serving in those roles. The company stated that his departure was not due to any disagreement regarding its operations, policies, or practices.

Following Mr. Frim’s departure, Chief Executive Officer Gregory Delory assumed the duties of principal financial and accounting officer in addition to his CEO role, consolidating top executive and finance responsibilities under one individual.

8-K Event Classification

Item 5.02 — Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers

1 item

Item 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers Governance

Key personnel changes including departures, elections, or appointments of directors and executive officers.

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Accepted by SEC EDGAR 09/25/2025 - 04:22 PM Learn about SEC filing dates

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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

FORM 8-K

CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): September 21, 2025

HELIO CORPORATION
(Exact name of registrant as specified in its charter)

Florida		000-56744		92-0586004
(State or other jurisdiction of incorporation)		(Commission File Number)		(IRS Employer Identification No.)

2448 Sixth Street, Berkeley, California 94710

(Address of principal executive offices) (Zip Code)

Registrant’s telephone number, including area code: (510) 545-2666

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act: None

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

☒ Emerging growth company

☐ If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.

Item 5.02—Departure of directors or certain officers; election of directors; appointment of certain officers; compensatory arrangements of certain officers. 

On September 21, 2025, Erick Frim, a Partner of CFO Squad LLC, who had been providing services to the Company through CFO Squad and had been designated to serve as the Company’s interim Chief Financial Officer and as its principal financial and accounting officer, ceased serving in such roles. Mr. Frim’s departure was not the result of any disagreement with the Company on any matter relating to its operations, policies, or practices. Following his departure, Gregory Delory, the Company’s Chief Executive Officer, assumed the responsibilities of principal financial and accounting officer.

1

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

	HELIO CORPORATION
Date: September 25, 2025	By:	/s/ Gregory T. Delory
	Name:	Gregory T. Delory
	Title:	Chief Executive Officer

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FAQ

What did Helio Corporation (HLEO) disclose in this 8-K filing?

Helio Corporation disclosed that Erick Frim, who had been serving as interim Chief Financial Officer and principal financial and accounting officer through CFO Squad LLC, ceased serving in those roles, and that CEO Gregory Delory has taken over the responsibilities of principal financial and accounting officer.

Who left the interim CFO role at Helio Corporation (HLEO)?

Erick Frim, a Partner of CFO Squad LLC, ceased serving as Helio Corporation’s interim Chief Financial Officer and principal financial and accounting officer.

Did Helio Corporation (HLEO) report any disagreement related to the CFO’s departure?

No. The company stated that Mr. Frim’s departure was not the result of any disagreement with Helio Corporation on matters relating to its operations, policies, or practices.

Who is now responsible for Helio Corporation’s financial and accounting functions?

Following Erick Frim’s departure, Chief Executive Officer Gregory Delory assumed the responsibilities of principal financial and accounting officer for Helio Corporation.

What type of event does Item 5.02 cover in Helio Corporation’s (HLEO) filing?

Item 5.02 covers the departure of certain officers, and in this case relates to the change in roles for the interim Chief Financial Officer and reassignment of principal financial and accounting officer responsibilities to the CEO.

Is Helio Corporation (HLEO) considered an emerging growth company in this filing?

Yes. The filing indicates that Helio Corporation is an emerging growth company under applicable Securities Act and Exchange Act rules.