Helios Technologies (HLIO) director exercises RSUs, ends with 17,100 shares

Filing Impact

(Neutral)

Filing Sentiment

(Neutral)

Form Type

Rhea-AI Filing Summary

HELIOS TECHNOLOGIES, INC. director Alexander Schuetz exercised restricted stock units into common shares. He converted 1,177 restricted stock units into 1,177 shares of common stock on March 13, 2026. Of these shares, 354 were withheld to cover tax obligations, leaving him with 17,100 common shares held directly after the transactions.

Insider Trade Summary

1,177 shares exercised/converted

Mixed 3 txns

Insider Schuetz Alexander

Role Director

Type	Security	Shares	Price	Value
Exercise	Restricted Stock Units	1,177	$0.00	--
Exercise	Common Stock	1,177	$64.17	$76K
Tax Withholding	Common Stock	354	$64.17	$23K

Holdings After Transaction: Restricted Stock Units — 0 shares (Direct); Common Stock — 17,454 shares (Direct)

Footnotes (1)

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Form 4 Insider Transactions: What Each Field Means →

03/16/2026 - 04:04 PM

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Schuetz Alexander

(Last)

(First)

(Middle)

C/O HELIOS TECHNOLOGIES, INC.

7456 16TH ST E

(Street)

SARASOTA

34243

(City)

(State)

(Zip)

2. Issuer Name and Ticker or Trading Symbol
HELIOS TECHNOLOGIES, INC. [ HLIO ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	10% Owner
	Officer (give title below)	Other (specify below)

3. Date of Earliest Transaction (Month/Day/Year)
03/13/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Common Stock	03/13/2026		M		1,177	A	$64.17	17,454	D
Common Stock	03/13/2026		F		354	D	$64.17	17,100	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
Restricted Stock Units	⁽¹⁾	03/13/2026		M			1,177	⁽¹⁾	⁽¹⁾	Common Stock	1,177	$0	0	D

Explanation of Responses:

1. Each RSU represents the right to receive, following vesting, one share of Common Stock. Upon vesting, there is no expiration.

	/s/ Marc Greenberg, Attorney-in-Fact for Alexander Schuetz	03/16/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Source: View Original Filing on SEC EDGAR

FAQ

What insider transaction did Helios Technologies (HLIO) director Alexander Schuetz report?

Director Alexander Schuetz reported exercising 1,177 restricted stock units into common stock. The RSUs converted on March 13, 2026, increasing his equity exposure through company shares received as part of his compensation rather than an open-market purchase or sale.

How many Helios Technologies (HLIO) shares were withheld for taxes in this Form 4?

A total of 354 common shares were withheld to satisfy tax obligations. This tax-withholding disposition is coded as an F transaction and does not represent an open-market sale, but rather payment of taxes using a portion of the vested shares.

How many Helios Technologies (HLIO) shares does Alexander Schuetz hold after the reported transactions?

Following the March 13, 2026 transactions, Alexander Schuetz directly holds 17,100 shares of Helios Technologies common stock. This figure reflects the net position after RSU conversion and the share withholding used to cover associated tax liabilities.

What does the M transaction code mean in the Helios Technologies (HLIO) Form 4?

The M transaction code indicates an exercise or conversion of a derivative security. In this case, Schuetz exercised 1,177 restricted stock units, each representing the right to receive one share of Helios Technologies common stock upon vesting without an expiration date.

Did the Helios Technologies (HLIO) Form 4 show any open-market buying or selling by the director?

The filing shows no open-market purchases or sales by the director. It reports an RSU conversion and a related F-code tax-withholding disposition, which is a mechanistic tax payment method rather than a discretionary trade in the open market.

How many RSUs did Helios Technologies (HLIO) director Alexander Schuetz convert in this filing?

Alexander Schuetz converted 1,177 restricted stock units into common shares. Each RSU entitled him to receive one share of Helios Technologies common stock following vesting, with no expiration once vested, as described in the filing’s footnote.