STOCK TITAN

Helios Technologies (HLIO) director receives grant of 1,023 restricted stock units

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Brown Laura D reported acquisition or exercise transactions in this Form 4 filing.

HELIOS TECHNOLOGIES, INC. director Laura D. Brown received a grant of 1,023 restricted stock units as equity compensation. Each RSU represents the right to receive one share of common stock after vesting, with no expiration once vested. Following this award, she directly holds 1,023 RSUs linked to an equal number of common shares.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Brown Laura D

(Last)(First)(Middle)
C/O HELIOS TECHNOLOGIES, INC.
7456 16TH ST E

(Street)
SARASOTA FLORIDA 34243

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
HELIOS TECHNOLOGIES, INC. [ HLIO ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
03/19/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Units(1)03/19/2026A1,02303/19/2027 (1)Common Stock1,023$01,023D
Explanation of Responses:
1. Each RSU represents the right to receive, following vesting, one share of Common Stock. Upon vesting, there is no expiration.
/s/ Marc Greenberg, Attorney-in-Fact for Laura D. Brown03/23/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did HLIO director Laura D. Brown report?

Director Laura D. Brown reported receiving a grant of 1,023 restricted stock units. These units are a form of equity compensation that will convert into common stock after vesting, aligning her interests more closely with HELIOS TECHNOLOGIES, INC. shareholders over time.

How many HELIOS TECHNOLOGIES (HLIO) RSUs were granted in this Form 4?

The Form 4 shows a grant of 1,023 restricted stock units to director Laura D. Brown. Each RSU corresponds to one share of common stock upon vesting, making the award economically equivalent to 1,023 future common shares if vesting conditions are met.

Is the HLIO Form 4 transaction a purchase or a compensation grant?

The transaction is a compensation-related grant, not an open-market purchase. The Form 4 labels it as a grant or award acquisition of restricted stock units, meaning the company awarded equity as part of director compensation rather than Brown buying shares in the market.

What happens to the 1,023 RSUs reported by HLIO after vesting?

Each of the 1,023 restricted stock units entitles the holder to receive one share of HELIOS TECHNOLOGIES common stock following vesting. The footnote notes there is no expiration after vesting, so once vested, the right to receive the shares remains in place.

How many HLIO RSUs does Laura D. Brown hold after this grant?

After this grant, Laura D. Brown holds 1,023 restricted stock units directly. These RSUs are linked to an equal number of underlying HELIOS TECHNOLOGIES common shares, which will be issued upon vesting in accordance with the company’s equity compensation terms.

Does the HLIO director’s RSU grant involve any sale of company stock?

The filing does not report any sale of HELIOS TECHNOLOGIES stock. It shows only an award of 1,023 restricted stock units to director Laura D. Brown, classified as an acquisition through grant rather than a disposition or open-market sale of existing shares.
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