HLIO director receives 914 RSUs; ownership rises to 26,252 shares

Helios Technologies (HLIO) director Douglas Britt received 914 restricted stock units that vested on 10/04/2025, resulting in the acquisition of 914 shares at no cash cost.

Rhea-AI Filing Summary

Helios Technologies (HLIO) director Douglas Britt received 914 restricted stock units that vested on 10/04/2025, resulting in the acquisition of 914 shares at no cash cost. The filing reports a transaction price of $52.77, which appears to be the reported market price for reference, and shows Mr. Britt's total beneficial ownership rising to 26,252 shares.

The Form 4 was filed by an attorney-in-fact and indicates the awards are standard restricted stock units that convert to common shares upon vesting with no expiration. No derivative securities remain owned following this transaction.

Positive

• Director alignment: Vesting of 914 RSUs increases director's stake to 26,252 shares, aligning incentives
• Clear settlement: RSUs convert to common stock upon vesting with no expiration, simplifying ownership structure

Negative

• None.

Insights

Corporate Governance Analyst

Director received vested RSUs, modestly increasing ownership.

The transaction documents the vesting and settlement of 914 RSUs into common stock on 10/04/2025, raising reported direct holdings to 26,252 shares. RSUs settled at $0 exercise cost are typical for grant vesting and reflect compensation rather than an open-market purchase.

This increases the director's stake marginally and aligns his economic interest with shareholders; monitor future filings for additional grants or open-market trades within the next 12 months to assess ongoing insider alignment.

Insider Transactions Specialist

Filing shows a standard non‑cash issuance; no outstanding derivatives remain.

The Form 4 lists a non‑derivative acquisition code M for 914 shares and a corresponding RSU entry showing 914 underlying shares with $0 price, leaving 0 derivative securities post-transaction. The reported market price $52.77 is included for reference in the non-derivative line.

Because this reflects vesting settlement (not an open-market trade), it has limited immediate market impact; follow-up filings within the next few weeks could show any subsequent disposition or sales subject to trading plans.

Insider Trade Summary

914 shares exercised/converted

Exercise 2 txns

Insider Britt Douglas

Role Director

Type	Security	Shares	Price	Value
Exercise	Restricted Stock Units	914	$0.00	$0.00
Exercise	Common Stock	914	$52.77	$48K

Holdings After Transaction: Restricted Stock Units — 0 contracts (Direct); Common Stock — 26,252 shares (Direct)

Footnotes (1)

1. F1. Each RSU represents the right to receive, following vesting, one share of Common Stock. Upon vesting, there is no expiration.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What did HLIO director Douglas Britt report on Form 4?

The Form 4 reports that Douglas Britt acquired 914 shares via vested restricted stock units on 10/04/2025, increasing his beneficial ownership to 26,252 shares.

Was the acquisition a market purchase or RSU settlement for HLIO (HLIO)?

The acquisition was a settlement of RSUs (transaction code M), not an open-market purchase; the RSUs converted to common stock upon vesting.

Did Douglas Britt pay to acquire the 914 shares reported on the Form 4?

No cash was paid for the RSU settlement; the derivative line shows an underlying share price of $0 for the RSU conversion.

What is the reported reference price in the filing?

The non-derivative line reports a price of $52.77, which is the referenced market price associated with the reported transaction line.

Are there any derivative securities remaining after this transaction?

No; the filing shows 0 derivative securities beneficially owned following the reported transactions.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 10/07/2025 - 05:17 PM EDT Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Britt Douglas

(Last) (First) (Middle)

C/O HELIOS TECHNOLOGIES, INC.

7456 16TH ST E

(Street)

SARASOTA FL 34243

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
HELIOS TECHNOLOGIES, INC. [ HLIO ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

3. Date of Earliest Transaction (Month/Day/Year)
10/04/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	10/04/2025		M		914	A	$52.77	26,252	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Restricted Stock Units	(1)	10/04/2025		M			914	(1)	(1)	Common Stock	914	$0	0	D

Explanation of Responses:

1. Each RSU represents the right to receive, following vesting, one share of Common Stock. Upon vesting, there is no expiration.

	/s/ Marc Greenberg, Attorney-in-Fact for Douglas Britt	10/07/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.