STOCK TITAN

Harmonic (NASDAQ: HLIT) SVP trims stake with 31,766-share sale

Filing Impact
(Moderate)
Filing Sentiment
(Negative)
Form Type
4

Rhea-AI Filing Summary

Harmonic Inc. senior vice president and GM of the Video Business, Neven Haltmayer, reported an open-market sale of 31,766 shares of Common Stock on May 13, 2026 at an average price of $13.2407 per share. After this sale, he directly holds 133,924 shares of Harmonic common stock.

Positive

  • None.

Negative

  • None.
Insider Haltmayer Neven
Role SVP & GM, Video Business
Sold 31,766 shs ($421K)
Type Security Shares Price Value
Sale Common Stock 31,766 $13.2407 $421K
Holdings After Transaction: Common Stock — 133,924 shares (Direct, null)
Footnotes (1)
Shares sold 31,766 shares Common Stock sold in open market on May 13, 2026
Sale price $13.2407 per share Average price for the 31,766-share open-market sale
Shares held after transaction 133,924 shares Total direct Common Stock ownership after the sale
open-market sale financial
"transaction_action: "open-market sale""
An open-market sale is when a shareholder sells existing shares directly on a public exchange to any willing buyer, rather than through a private deal. Think of it like putting goods on a busy market stall where price is set by supply and demand; for investors it matters because such sales increase available supply, can put short-term downward pressure on the stock price, and signal changes in liquidity or investor confidence.
Common Stock financial
"security_title: "Common Stock""
Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.
total_shares_following_transaction financial
""total_shares_following_transaction": "133924.0000""
transaction code "S" financial
""transaction_code": "S""
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Haltmayer Neven

(Last)(First)(Middle)
2590 ORCHARD PARKWAY

(Street)
SAN JOSE CALIFORNIA 95131

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
HARMONIC INC. [ HLIT ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
SVP & GM, Video Business
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
05/13/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock05/13/2026S31,766D$13.2407133,924D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
/s/ Wendi Ninh, Attorney-in-Fact05/15/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did Haltmayer report at Harmonic (HLIT)?

Neven Haltmayer reported selling 31,766 Harmonic shares. As SVP & GM of the Video Business, he executed an open-market sale of Common Stock at an average price of $13.2407 per share, according to the Form 4 filing.

What price did Harmonic SVP Neven Haltmayer receive per HLIT share?

He received an average of $13.2407 per Harmonic share. The Form 4 shows a single open-market sale transaction in Common Stock, priced at $13.2407 per share on May 13, 2026.

How many Harmonic (HLIT) shares does Haltmayer hold after the sale?

Haltmayer directly holds 133,924 Harmonic shares after the sale. The Form 4 reports this figure as his total direct ownership of Common Stock following the 31,766-share open-market transaction.

Was the Harmonic (HLIT) insider transaction a buy or sell?

The reported Harmonic insider transaction was a sale. The Form 4 lists transaction code "S" and describes it as an open-market sale of 31,766 shares of Common Stock at $13.2407 per share.

What role does Neven Haltmayer hold at Harmonic (HLIT)?

Neven Haltmayer is SVP & GM of the Video Business at Harmonic. The Form 4 identifies him as an officer with this title, reporting his recent open-market sale of Common Stock.