STOCK TITAN

Hamilton Lane (NASDAQ: HLNE) executive buys 110,932 Class A shares

Filing Impact
(Very High)
Filing Sentiment
(Very Positive)
Form Type
4

Rhea-AI Filing Summary

Hamilton Lane Inc. executive Hartley R. Rogers reported substantial open‑market share purchases. On May 26–27, 2026, entities associated with Rogers and his direct account bought a net 110,932 shares of Class A common stock in open‑market transactions at prices around $89.99–$92.76 per share.

Some shares are held through limited liability companies and family trusts, where Rogers disclaims beneficial ownership beyond his economic interest. He also has an indirect position in Class B Units of HLA, which are exchangeable one‑for‑one into 6,510,922 shares of Class A common stock with a stated exercise price of $0.00 and no expiration date.

Positive

  • None.

Negative

  • None.
Insider Rogers Hartley R.
Role Executive Co-Chairman
Bought 110,932 shs ($9.99M)
Type Security Shares Price Value
Purchase Class A Common Stock 466 $92.76 $43K
Purchase Class A Common Stock 466 $92.69 $43K
Purchase Class A Common Stock 47,025 $89.99 $4.23M
Purchase Class A Common Stock 47,025 $89.99 $4.23M
Purchase Class A Common Stock 7,975 $90.43 $721K
Purchase Class A Common Stock 7,975 $90.43 $721K
holding Class B Units -- -- --
holding Class B Common Stock -- -- --
Holdings After Transaction: Class A Common Stock — 55,466 shares (Direct, null); Class A Common Stock — 55,466 shares (Indirect, By LLC); Class B Units — 6,510,922 shares (Indirect, See footnote); Class B Common Stock — 6,510,922 shares (Indirect, See footnote)
Footnotes (1)
  1. The price reported in Column 4 is a weighted average price. These shares of Class A common stock, $0.001 par value per share (the "Class A Common Stock") were purchased in multiple transactions at prices ranging from $89.33 to $90.32 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares of Class A Common Stock purchased at each separate price within the range set forth in this footnote. These securities are owned directly by a limited liability company ("LLC") which is wholly owned by Reporting Person, Reporting Person 's spouse and three trusts for the benefit of Reporting Person 's children. Reporting Person's spouse serves as manager of the LLC and as trustee of the trusts. Reporting Person disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein. The price reported in Column 4 is a weighted average price. These shares of Class A Common Stock were purchased in multiple transactions at prices ranging from $90.33 to $90.50 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares of Class A Common Stock purchased at each separate price within the range set forth in this footnote. The price reported in Column 4 is a weighted average price. These shares of Class A Common Stock were purchased in multiple transactions at prices ranging from $92.76 to $93.00 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares of Class A Common Stock purchased at each separate price within the range set forth in this footnote. The price reported in Column 4 is a weighted average price. These shares of Class A Common Stock were purchased in multiple transactions at prices ranging from $92.69 to $93.00 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares of Class A Common Stock purchased at each separate price within the range set forth in this footnote. The Issuer Class B common stock does not carry economic value beyond the right to receive the par value of such stock upon liquidation, dissolution or exchange of those shares. However, the Class B common stock entitles its holder to ten votes per share on every matter submitted to the Issuer's stockholders for a vote. These securities are owned directly by HLA Investments LLC ("HLAI"). The Reporting Person is the manager of HRHLA, LLC, the managing member of HLAI. Reporting Person disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein. Pursuant to the exchange agreement entered into at the time of and in connection with a reorganization incident to the Issuer's initial public offering, the Class B Units of HLA are exchangeable, on a one-for-one basis, for shares of Class A common stock or, at the Issuer's election, for cash. Upon exchange of a Class B Unit, the corresponding share of Class B common stock will be redeemed at par value and cancelled. The Class B Units do not have an expiration date.
Net shares bought 110,932 shares Net open‑market purchases of Class A common stock reported in this filing
Sample purchase price $89.99 per share One reported weighted average price for Class A purchases on May 26, 2026
Sample purchase price $90.43 per share Another reported weighted average price for Class A purchases on May 26, 2026
Sample purchase price $92.69 per share Reported transaction price for Class A purchases on May 27, 2026
Sample purchase price $92.76 per share Reported transaction price for additional Class A purchases on May 27, 2026
Indirect Class A holding 55,466 shares Total Class A shares following one indirect transaction entry marked “By LLC”
Class B Units underlying 6,510,922 shares Underlying Class A shares for Class B Units of HLA held indirectly
Class B Units exercise price $0.00 Stated exercise price for exchanges of Class B Units into Class A stock
weighted average price financial
"The price reported in Column 4 is a weighted average price."
Weighted average price is the average price of a security where each trade or component is counted according to its size, so bigger trades pull the average more than smaller ones. Think of it like calculating the average cost of a grocery haul where items you bought more of have greater influence on the final per-item cost. Investors use it to understand the true average price paid or received, judge execution quality, and compare trading performance against market movement.
pecuniary interest financial
"Reporting Person disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein."
Class B Units financial
"The Class B Units of HLA are exchangeable, on a one-for-one basis, for shares of Class A common stock or, at the Issuer's election, for cash."
exchange agreement regulatory
"Pursuant to the exchange agreement entered into at the time of and in connection with a reorganization incident to the Issuer's initial public offering..."
par value financial
"Upon exchange of a Class B Unit, the corresponding share of Class B common stock will be redeemed at par value and cancelled."
Par value is the fixed amount printed on a bond or stock that represents its original value when issued. It’s like the face value of a coin or bill—what the issuer promises to pay back or the starting price of a stock—though it often doesn’t change with market prices. It matters because it helps determine certain financial details, like how much the company will pay back at maturity.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Rogers Hartley R.

(Last)(First)(Middle)
C/O HAMILTON LANE INCORPORATED
110 WASHINGTON STREET, SUITE 1300

(Street)
CONSHOHOCKEN PENNSYLVANIA 19428

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Hamilton Lane INC [ HLNE ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirectorX10% Owner
XOfficer (give title below)Other (specify below)
Executive Co-Chairman
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
05/26/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Class A Common Stock05/26/2026P47,025A$89.99(1)47,025D
Class A Common Stock05/26/2026P47,025A$89.99(1)47,025IBy LLC(2)
Class A Common Stock05/26/2026P7,975A$90.43(3)55,000D
Class A Common Stock05/26/2026P7,975A$90.43(3)55,000IBy LLC(2)
Class A Common Stock05/27/2026P466A$92.76(4)55,466D
Class A Common Stock05/27/2026P466A$92.69(5)55,466IBy LLC(2)
Class B Common Stock6,510,922(6)ISee footnote(7)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Class B Units(8) (8) (8)Class A Common Stock6,510,9226,510,922ISee footnote
Explanation of Responses:
1. The price reported in Column 4 is a weighted average price. These shares of Class A common stock, $0.001 par value per share (the "Class A Common Stock") were purchased in multiple transactions at prices ranging from $89.33 to $90.32 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares of Class A Common Stock purchased at each separate price within the range set forth in this footnote.
2. These securities are owned directly by a limited liability company ("LLC") which is wholly owned by Reporting Person, Reporting Person 's spouse and three trusts for the benefit of Reporting Person 's children. Reporting Person's spouse serves as manager of the LLC and as trustee of the trusts. Reporting Person disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein.
3. The price reported in Column 4 is a weighted average price. These shares of Class A Common Stock were purchased in multiple transactions at prices ranging from $90.33 to $90.50 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares of Class A Common Stock purchased at each separate price within the range set forth in this footnote.
4. The price reported in Column 4 is a weighted average price. These shares of Class A Common Stock were purchased in multiple transactions at prices ranging from $92.76 to $93.00 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares of Class A Common Stock purchased at each separate price within the range set forth in this footnote.
5. The price reported in Column 4 is a weighted average price. These shares of Class A Common Stock were purchased in multiple transactions at prices ranging from $92.69 to $93.00 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares of Class A Common Stock purchased at each separate price within the range set forth in this footnote.
6. The Issuer Class B common stock does not carry economic value beyond the right to receive the par value of such stock upon liquidation, dissolution or exchange of those shares. However, the Class B common stock entitles its holder to ten votes per share on every matter submitted to the Issuer's stockholders for a vote.
7. These securities are owned directly by HLA Investments LLC ("HLAI"). The Reporting Person is the manager of HRHLA, LLC, the managing member of HLAI. Reporting Person disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein.
8. Pursuant to the exchange agreement entered into at the time of and in connection with a reorganization incident to the Issuer's initial public offering, the Class B Units of HLA are exchangeable, on a one-for-one basis, for shares of Class A common stock or, at the Issuer's election, for cash. Upon exchange of a Class B Unit, the corresponding share of Class B common stock will be redeemed at par value and cancelled. The Class B Units do not have an expiration date.
Remarks:
In addition to serving as Executive Co-Chairman and Chairman of the Board of Directors of the Issuer, the Reporting Person is a member of a group that beneficially owns more than 10% of the Issuer's Class A Common Stock.
/s/ Lydia Gavalis, attorney-in-fact05/28/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transactions did Hamilton Lane (HLNE) report for Hartley R. Rogers?

Hamilton Lane reported that Hartley R. Rogers engaged in open‑market purchases totaling 110,932 shares of Class A common stock. The trades occurred on May 26–27, 2026, through both his direct holdings and affiliated LLC structures.

At what prices did Hartley R. Rogers buy Hamilton Lane (HLNE) Class A shares?

Rogers’ purchases used weighted average prices, with reported transaction prices around $89.99, $90.43, $92.69, and $92.76 per Class A share. Footnotes state these reflect multiple trades within narrower intraday ranges for each reported average price.

How many Hamilton Lane (HLNE) shares does Hartley R. Rogers hold after these transactions?

The filing shows specific post‑transaction positions, including one Class A holding of 55,466 shares and another of 47,025 shares, along with other positions. It also lists indirect exposure through Class B Units linked to additional Class A shares.

What indirect holdings in Hamilton Lane (HLNE) does Hartley R. Rogers have through LLCs and trusts?

Certain Class A shares are owned by limited liability companies and trusts involving Rogers, his spouse, and children. Footnotes state his spouse manages these entities and that Rogers disclaims beneficial ownership except for his pecuniary interest in the securities.

Do Hamilton Lane (HLNE) Class B shares have economic value or only voting rights?

The Class B common stock carries no economic value beyond par value upon liquidation, dissolution, or exchange. However, each Class B share provides ten votes on matters submitted to Hamilton Lane stockholders, giving significant voting power without proportional economic rights.