Welcome to our dedicated page for Hamilton Lane SEC filings (Ticker: HLNE), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Hamilton Lane Incorporated filings document the public-company records of a Delaware private markets investment manager and its operating subsidiary, Hamilton Lane Advisors, L.L.C. Recent Form 8-K disclosures cover operating and financial results, stock repurchase program activity, amendments to term-loan arrangements, registered Class A common stock offerings, and other material events affecting capital structure and financing.
Proxy and meeting-related filings describe board elections, advisory compensation votes, auditor ratification, dual-class voting mechanics for Class A and Class B common stock, executive compensation, and corporate governance matters.
Andrea Anigati Kramer, Hamilton Lane Inc. (HLNE) Chief Operating Officer and director, reported routine equity transactions and holdings. On 03/31/2025 she acquired 42 Class A shares under the company Employee Share Purchase Plan at $126.37 per share. On 09/16/2025 she delivered 736 Class A shares to the issuer to satisfy withholding taxes at $146.53 per share, reducing her direct Class A holdings from 64,080 to 63,344 shares. She also reports 17,913 Class A shares indirectly held in an IRA trust for which she is trustee, 135,970 shares of Class B common stock, and various performance-based awards and exchangeable units that are convertible into large numbers of Class A shares, including 135,970 Class A equivalents from Class B Units and 195,317 from Class C Units.
Jeffrey Brian Armbrister, Chief Financial Officer of Hamilton Lane Inc. (HLNE), reported transactions dated 09/16/2025. He delivered 393 shares of Class A common stock to the issuer at $146.53 per share to satisfy withholding taxes related to vesting of restricted stock awards. After the transaction he beneficially owns 11,439 shares of Class A common stock, including unvested restricted stock under the 2017 Equity Incentive Plan. He also received performance stock awards totaling 2,033, 4,348 and 13,044 contingent shares that convert to Class A common stock if specified TSR or price targets are met, with performance periods ending 09/16/2030, 09/16/2031 and 09/16/2029 respectively. The Form 4 was signed by attorney-in-fact on 09/18/2025.
Carl Drew Thomas, Chief Accounting Officer of Hamilton Lane Inc. (HLNE), reported transactions on 09/16/2025. He disposed of 1,217 shares of Class A common stock, which include unvested restricted stock from the 2017 Equity Incentive Plan. On the same date he was granted 1,356 performance stock units that each represent a contingent right to one share of Class A common stock and vest only if the company meets a specified total shareholder return growth target by the end of the performance period on September 16, 2030. The performance stock was granted at a $0 exercise price and is reported as directly owned following the award.
Hamilton Lane insiders disclosed a registered sale of Class A common stock on 09/04/2025. French River 5 Ltd (a subsidiary of Oakville Number 2 Trust), Oakville Number 2 Trust and Rysaffe Trustee Co (CI) Ltd reported the disposition of 150,000 shares of Class A common stock at a price of $146.51 per share in a registered underwritten offering pursuant to an underwriting agreement dated September 4, 2025. After the sale, the reporting person(s) beneficially owned 330,015 shares of Class A common stock. The filing notes Class B common stock carries 10 votes per share but no economic value beyond par on liquidation, and Class B Units are exchangeable one-for-one into Class A shares or cash. The Form 4 was signed by an attorney-in-fact on behalf of the reporting persons.
Hamilton Lane insider Rogers Hartley R. reported the disposition of 149,875 Class B Units and corresponding Class B common stock on 09/04/2025 under an exchange agreement tied to the company reorganization at IPO. The exchange was settled in cash at the issuer's election. After the reported transaction, the reporting person continues to beneficially own 6,510,922 shares of Class A common stock indirectly through HLA Investments, LLC, with Class B common stock carrying 10 votes per share but only par economic value. The filing notes Mr. Hartley serves as Executive Co-Chairman and is part of a group owning more than 10% of Class A stock.
Hamilton Lane insiders reported exchanges of Class B Units and corresponding Class B common stock on 09/04/2025 under an existing Exchange Agreement tied to the company's reorganization at IPO. The Form 4 shows HLA Investments LLC and HRHLA, LLC exchanged 320,005 and 149,875 Class B Units, respectively, and those exchanges were settled in cash at the issuer's election. After the reported transactions, HLA Investments LLC directly beneficially owned 8,128,907 shares and HRHLA's indirect beneficial ownership is reported as 6,510,922 shares. The filing notes the Class B common stock carries 10 votes per share but generally no economic value beyond par.
Michael Schmertzler, a director of Hamilton Lane Incorporated (HLNE), reported on Form 4 that on 09/04/2025 he exchanged and disposed of 25,005 Class B Units (and the corresponding Class B common stock) under an exchange agreement tied to the company's reorganization at IPO. The exchange was settled in cash at the issuer's election. After the reported transaction the filing shows 600,000 shares reported as beneficially owned. The filing notes Class B common stock carries ten votes per share but no economic value beyond par, and that the Class B Units are exchangeable one-for-one for Class A common stock or cash. The reported securities are owned directly by HLA Investments, LLC, and the reporting person is part of a group owning more than 10% of the issuer's Class A common stock.
Hamilton Lane insider reported an exchange of Class B units and corresponding Class B common stock, resulting in a cash settlement and a reduction in direct holdings. The reporting person disposed of 35,000 Class B Units/Class B common shares in the transaction, leaving beneficial ownership of 56,880 shares following the transaction. The filing notes Class B common stock carries ten votes per share but only par value economic rights on liquidation, and the Class B Units are exchangeable one-for-one into Class A common stock or, at the issuer's election, for cash. The disclosed units are held on behalf of the reporting person by HLA Investments, LLC.
Edward B. Whittemore, a director of Hamilton Lane Incorporated (HLNE), reported transactions dated 09/04/2025. He exchanged 10,000 Class B Units (and the corresponding Class B common stock) under an exchange agreement tied to the companys IPO; at the issuers election the exchange was settled in cash. The filing also reports a disposition of 10,000 shares of Class B common stock at $0.001 per share. After these reported transactions the filing shows beneficial ownership of 95,000 shares of Class A common stock held indirectly through HLA Investments, LLC, and notes the reporting person is part of a group that beneficially owns over 10% of the Issuers Class A common stock.
Hamilton Lane Incorporated reported the results of its 2025 annual stockholder meeting held on September 4, 2025. Stockholders elected Class III director Hartley R. Rogers to a new three-year term, with 105,514,453 votes for and 23,515,384 votes withheld, plus 3,097,590 broker non-votes.
Investors also approved, on an advisory basis, the compensation of the company’s named executive officers, with 98,253,133 votes for and 30,764,307 against. In a separate advisory vote, stockholders expressed a clear preference for holding say-on-pay votes every year, with 127,987,979 votes supporting an annual frequency. Based on this, the board approved an annual advisory vote schedule.
Stockholders further ratified the appointment of Ernst & Young LLP as independent registered public accounting firm for the fiscal year ending March 31, 2026, with 131,888,483 votes for, 228,780 against and 10,164 abstentions.