Welcome to our dedicated page for Hamilton Lane SEC filings (Ticker: HLNE), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Hamilton Lane Incorporated filings document the public-company records of a Delaware private markets investment manager and its operating subsidiary, Hamilton Lane Advisors, L.L.C. Recent Form 8-K disclosures cover operating and financial results, stock repurchase program activity, amendments to term-loan arrangements, registered Class A common stock offerings, and other material events affecting capital structure and financing.
Proxy and meeting-related filings describe board elections, advisory compensation votes, auditor ratification, dual-class voting mechanics for Class A and Class B common stock, executive compensation, and corporate governance matters.
Hamilton Lane Incorporated reported an underwriting agreement related to an offering of Class A Common Stock. The filing summarizes customary representations, warranties and indemnification provisions in the Underwriting Agreement and discloses a contractual restriction preventing the company, HLA and a selling stockholder from selling or transferring Class A Common Stock or securities convertible into Class A Common Stock for 45 days after September 2, 2025 without the underwriter's written consent. The offering was made under an effective shelf registration (File No. 333-283233) and a prospectus supplement dated September 2, 2025. The company filed the Underwriting Agreement as Exhibit 1.1 and counsel opinion of Simpson Thacher & Bartlett LLP as Exhibit 5.1.
Rogers Hartley R., Executive Co-Chairman and director of Hamilton Lane Incorporated (HLNE), reported a charitable gift on August 31, 2025. He gifted 100,125 Class B Units of Hamilton Lane Advisors, L.L.C. and the corresponding 100,125 shares of the issuer's Class B common stock to a charitable entity.
The filing shows these Class B shares carry no economic value beyond par on liquidation but confer ten votes per share. The Class B Units are exchangeable one-for-one into Class A common stock or, at the issuer's election, for cash; upon exchange the Class B share is redeemed at par and cancelled. The securities are beneficially owned indirectly by HLA Investments, LLC through HRHLA, LLC, of which Mr. Rogers is manager. After the reported disposal, 6,660,797 Class A-equivalent shares remain beneficially owned indirectly.
Hamilton Lane Incorporated (HLNE) notes its Class A common stock trades on Nasdaq under the ticker HLNE, with the last reported sale price of $154.34 per share on August 29, 2025. The company has a dual-class structure: Class A shares carry one vote each while Class B shares carry ten votes each and are held by the Class B holders on a one-for-one basis with HLA units. Major institutional holders disclosed by Schedule 13G/A filings include BlackRock (4,189,474 shares), Vanguard (3,901,933 shares) and Kayne Anderson Rudnick (2,674,001 shares).
The prospectus supplement discloses an underwriting lock-up of 45 days covering directors, officers and holders representing approximately 26.8% of common stock, estimated offering expenses of about $0.3 million payable by participating HLA members and the selling stockholder, and potential underwriter market-stabilizing activities. Non-U.S. holders face information reporting, backup withholding rules and possible 30% FATCA withholding on certain payments. Transfer agent is Equiniti Trust Company, LLC; legal counsel are Simpson Thacher & Bartlett LLP and Davis Polk & Wardwell LLP; auditors are Ernst & Young LLP. Information is incorporated by reference to specified SEC filings.
Hamilton Lane Incorporated describes terms and disclosures related to a registered offering of its Class A common stock (Nasdaq: HLNE). The prospectus supplement states the last reported sale price on August 29, 2025 was $154.34 per share and explains the company has two classes of common stock: Class A (one vote per share) and Class B (ten votes per share), with all Class B shares held by the Class B Holders on a one-for-one basis with HLA units. Major institutional holdings are disclosed from Schedule 13G/A filings: BlackRock (4,189,474 shares), Vanguard (3,901,933 shares), and Kayne Anderson Rudnick (2,674,001 shares). The supplement summarizes U.S. federal tax rules for Non-U.S. Holders, including withholding, FATCA implications and reporting requirements, and states the company does not believe it is a United States real property holding corporation. It discloses a 45-day lock-up covering directors, officers and holders of ~26.8% of common stock, underwriter stabilization and passive market-making activities, transfer agent (Equiniti Trust Company, LLC), legal counsel and auditors (Ernst & Young LLP), and that estimated offering expenses are approximately $ [amount not specified]. It incorporates specified SEC filings by reference.
Insider Form 4 summary for Hamilton Lane (HLNE)
Juan Delgado-Moreira, Co-Chief Executive Officer, director and member of a group owning more than 10% of Hamilton Lane, reported transactions dated 08/28/2025. The filing shows a gift-related disposition of 7,600 shares of Class A common stock and an acquisition (also coded as gift-related) of 7,600 shares at $0, reflecting a transfer between trust and the reporting person. The report also discloses 1,306,447 Class A shares beneficially owned (including restricted stock) and 544,000 performance stock units that convert to Class A shares if a specified share-price target is met by 09/16/2031.
Kayne Anderson Rudnick Investment Management, LLC reported beneficial ownership of 2,674,001 Class A ordinary shares of Hamilton Lane, representing 6.5% of the class. The filing discloses sole voting power for 1,773,101 shares, shared voting power for 889,254 shares, sole dispositive power for 1,784,747 shares and shared dispositive power for 889,254 shares.
The reporting person states the securities were acquired and are held in the ordinary course of business and were not acquired with the purpose of changing or influencing control of the issuer. The disclosure meets the regulatory threshold for reporting ownership above 5% and clarifies the allocation of voting and disposition authority.