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HUTCHMED (HCM) general counsel details options and share stakes

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
3

Rhea-AI Filing Summary

HUTCHMED (China) Ltd Group General Counsel Charles George Rupert Nixon filed an initial ownership report showing his existing equity interests in the company. He holds share options over 400,000 ordinary shares with a 0.0000 exercise price expiring on December 10, 2029, plus several option grants over American depositary shares with exercise prices between 10.7500 and 35.2100 per ADS and expirations from 2030 to 2033. He also directly owns 143,190 ordinary shares and 41,763 American depositary shares, and has 11,663 ordinary shares held indirectly through a Long Term Incentive Plan trustee, with those awards scheduled to vest in 2027.

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Insider Nixon Charles George Rupert
Role Group General Counsel
Type Security Shares Price Value
holding Share option (right to buy) -- -- --
holding Share option (right to buy) -- -- --
holding Share option (right to buy) -- -- --
holding Share option (right to buy) -- -- --
holding Share option (right to buy) -- -- --
holding Share option (right to buy) -- -- --
holding Share option (right to buy) -- -- --
holding Long Term Incentive Plan awards granted on 08/05/2024 -- -- --
holding Ordinary shares -- -- --
holding American depositary shares -- -- --
Holdings After Transaction: Share option (right to buy) — 400,000 shares (Direct); Long Term Incentive Plan awards granted on 08/05/2024 — 11,663 shares (Indirect, Held by Long Term Incentive Plan trustee); Ordinary shares — 143,190 shares (Direct); American depositary shares — 41,763 shares (Direct)
Footnotes (1)
  1. Each American depositary share represents 5 ordinary shares. The share options granted are exercisable subject to, amongst other relevant vesting criteria, the vesting schedule of 25% on each of the first, second, third and fourth anniversaries of the date of grant of share options. The exercise price for the share option is GBP3.592 per ordinary share. The exercise price for the share option is denominated in United States dollar per American depositary share. All Long Term Incentive Plan Awards will vest in 2027, three weeks after the date of completion of the share purchase for the awards for the financial year ending December 31, 2026.
Ordinary share options 400,000 shares at 0.0000 Exercise price per ordinary share; expire December 10, 2029
ADS options at 22.0900 57,720 ADSs at 22.0900 Exercise price per ADS; expire April 27, 2030
Largest later ADS option grant 31,620 ADSs at 27.9400 Exercise price per ADS; expire March 25, 2031
Direct ordinary shares 143,190 shares Ordinary shares held directly following the reported holdings
Direct ADS holdings 41,763 ADSs American depositary shares held directly following the reported holdings
LTIP ordinary shares 11,663 shares Ordinary shares held indirectly by Long Term Incentive Plan trustee
ADS ratio 1 ADS = 5 ordinary shares Relationship between American depositary shares and ordinary shares
American depositary share financial
"Each American depositary share represents 5 ordinary shares."
An American Depositary Share (ADS) is a U.S.-listed certificate that represents a specified number of shares in a foreign company, held by a custodian bank; it works like a receipt that allows U.S. investors to buy and trade foreign equity on American exchanges without dealing with another country’s markets. Investors care because ADSs make foreign stocks easier to access, improve liquidity and settlement in dollars, and can affect dividend payments, voting rights and regulatory oversight compared with buying the underlying foreign shares directly.
Long Term Incentive Plan financial
"All Long Term Incentive Plan Awards will vest in 2027, three weeks after the date of completion of the share purchase..."
A long term incentive plan is a company program that awards executives and key employees bonuses—often in stock, options, or cash—only if the business meets multi-year performance goals. It links management pay to company results—like tying a coach’s bonus to a team’s multi-season record—so investors monitor it for how leaders are motivated, potential share dilution, and signals about the company’s long-term priorities.
vesting schedule financial
"The share options granted are exercisable subject to, amongst other relevant vesting criteria, the vesting schedule of 25% on each of the first, second, third and fourth anniversaries..."
A vesting schedule is a timeline that determines when someone gains full ownership of certain benefits, such as company stock or retirement contributions. Think of it like earning the right to own a gift gradually over time, rather than receiving it all at once. It matters to investors because it affects when they can fully access or sell these benefits, influencing their financial planning and decision-making.
exercise price financial
"The exercise price for the share option is GBP3.592 per ordinary share."
The exercise price is the fixed amount at which you can buy or sell an asset, like a stock, when using an options contract. It matters because it helps determine whether exercising the option will be profitable or not, depending on the current market price. Think of it as the set price you agree on today to buy or sell later.
share option (right to buy) financial
"security_title: "Share option (right to buy)""
SEC Form 3
FORM 3UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0104
Estimated average burden
hours per response:0.5
1. Name and Address of Reporting Person*
Nixon Charles George Rupert

(Last)(First)(Middle)
C/O 48TH FLOOR, CHEUNG KONG CENTER, 2
QUEEN'S ROAD CENTRAL

(Street)
HONG KONGK300000

(City)(State)(Zip)

CHINA

(Country)
2. Date of Event Requiring Statement (Month/Day/Year)
03/31/2026
3. Issuer Name and Ticker or Trading Symbol
HUTCHMED (China) Ltd [ HCM ]
3a. Foreign Trading Symbol
5. If Amendment, Date of Original Filed (Month/Day/Year)
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
Group General Counsel
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Ordinary shares143,190D
American depositary shares(1)41,763D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year)3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date ExercisableExpiration DateTitleAmount or Number of Shares
Share option (right to buy)(2)12/11/201912/10/2029ordinary shares400,000(3)D
Share option (right to buy)(2)04/28/202004/27/2030American depositary shares57,720$22.09(4)D
Share option (right to buy)(2)12/14/202012/13/2030American depositary shares3,395$29(4)D
Share option (right to buy)(2)03/26/202103/25/2031American depositary shares31,620$27.94(4)D
Share option (right to buy)(2)12/14/202112/13/2031American depositary shares4,087$35.21(4)D
Share option (right to buy)(2)05/23/202205/22/2032American depositary shares7,015$10.75(4)D
Share option (right to buy)(2)06/05/202306/04/2033American depositary shares4,520$12.51(4)D
Long Term Incentive Plan awards granted on 08/05/2024 (5) (5)ordinary shares11,663(5)IHeld by Long Term Incentive Plan trustee
Explanation of Responses:
1. Each American depositary share represents 5 ordinary shares.
2. The share options granted are exercisable subject to, amongst other relevant vesting criteria, the vesting schedule of 25% on each of the first, second, third and fourth anniversaries of the date of grant of share options.
3. The exercise price for the share option is GBP3.592 per ordinary share.
4. The exercise price for the share option is denominated in United States dollar per American depositary share.
5. All Long Term Incentive Plan Awards will vest in 2027, three weeks after the date of completion of the share purchase for the awards for the financial year ending December 31, 2026.
/s/ Charles George Rupert NIXON03/31/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)

FAQ

What does the HUTCHMED (HCM) Form 3 filing by Charles Nixon show?

The Form 3 shows Group General Counsel Charles Nixon’s existing equity interests, including options over 400,000 ordinary shares, multiple American depositary share option grants, 143,190 ordinary shares, and 41,763 ADSs, plus 11,663 ordinary shares held via a Long Term Incentive Plan trustee.

How many HUTCHMED (HCM) ordinary shares and ADSs does Charles Nixon hold?

Charles Nixon directly holds 143,190 ordinary shares and 41,763 American depositary shares of HUTCHMED. He also has 11,663 ordinary shares held indirectly through a Long Term Incentive Plan trustee, in addition to his various option awards over ordinary shares and ADSs.

What option awards over HUTCHMED (HCM) shares are reported in this Form 3?

The filing lists share options over 400,000 ordinary shares with a zero exercise price and several American depositary share option grants over 57,720, 3,395, 31,620, 4,087, 7,015 and 4,520 ADSs, with exercise prices between 10.7500 and 35.2100 and expirations from 2029 to 2033.

What are the key vesting terms of HUTCHMED (HCM) Long Term Incentive Plan awards?

Long Term Incentive Plan awards for Charles Nixon covering 11,663 ordinary shares will vest in 2027, three weeks after completion of the share purchase for awards for the financial year ending December 31, 2026, as described in the filing’s footnotes.

How do HUTCHMED (HCM) share option vesting schedules work in this filing?

The share options granted to Charles Nixon vest over four years. The schedule provides for 25% of the options to vest on each of the first, second, third and fourth anniversaries of the grant date, subject to applicable vesting criteria described in the filing.