[Form 3] Horace Mann Educators Corporation Initial Statement of Beneficial Ownership

Rhea-AI Filing Summary

Mark R. Desrochers, Senior Vice President of Horace Mann Educators Corp (HMN), filed an Initial Form 3 reporting beneficial ownership following an event on 08/11/2025. He directly owns 23,556 shares of common stock and holds three employee stock options exercisable into 7,044, 6,312, and 7,212 shares with exercise prices of $41.95, $42.95, and $38.99 and expirations in 2027, 2028, and 2029 respectively. The form was signed by an attorney-in-fact on 08/21/2025.

Insights

Corporate Governance Expert

TL;DR: Routine Section 16 disclosure by an officer; confirms direct holdings and outstanding options.

This Form 3 is a standard initial disclosure that identifies Mark R. Desrochers as a Senior Vice President and reports his direct ownership and granted employee options. The filing is informational and does not indicate any change in control or unusual insider activity. For governance, timely and complete disclosure supports compliance with Section 16 reporting requirements.

Securities Analyst

TL;DR: Insider holds modest equity and in-the-money/out-of-the-money options; no material market-moving stakes reported.

The reported 23,556 shares plus option positions are typical for an officer-level holder and are unlikely to be material relative to a public company without additional context on total outstanding shares. The option exercise prices and expiration dates are disclosed, enabling assessment of potential future share issuance if exercised, but the filing contains no transaction indicating immediate market impact.

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
Estimated average burden
hours per response:			0.5

1. Name and Address of Reporting Person^*

Desrochers Mark R

(Last) (First) (Middle)

1 HORACE MANN PLAZA

(Street)

SPRINGFIELD IL 62715

(City) (State) (Zip)

2. Date of Event Requiring Statement (Month/Day/Year)
08/11/2025

3. Issuer Name and Ticker or Trading Symbol
HORACE MANN EDUCATORS CORP /DE/ [ HMN ]

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Senior Vice President

5. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock	23,556	D

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Employee Stock Option (right to buy)	03/07/2021	03/07/2027	Common Stock	7,044	$41.95	D
Employee Stock Option (right to buy)	03/06/2022	03/06/2028	Common Stock	6,312	$42.95	D
Employee Stock Option (right to buy)	03/05/2023	03/05/2029	Common Stock	7,212	$38.99	D

Explanation of Responses:

Remarks:

	Linea Michael, Attorney in Fact for Mark Desrochers	08/21/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did Mark R. Desrochers report on Form 3 for HMN?

He reported direct ownership of 23,556 common shares and three employee stock options covering 7,044, 6,312, and 7,212 shares with specified exercise prices and expirations.

What is Mark Desrochers' role at Horace Mann (HMN)?

The filing lists Mark R. Desrochers as a Senior Vice President of Horace Mann Educators Corp.

When was the event requiring this Form 3 and when was the form signed?

The event date is 08/11/2025 and the Form 3 was signed by an attorney-in-fact on 08/21/2025.

What are the exercise prices and expiration years for the reported options?

Options exercisable into 7,044 shares at $41.95 expiring 03/07/2027, 6,312 shares at $42.95 expiring 03/06/2028, and 7,212 shares at $38.99 expiring 03/05/2029.

Does the Form 3 indicate any sale or transfer of HMN shares by the reporting person?

No. The filing discloses current direct ownership and option holdings but does not report any sales or transfers.