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Horace Mann (HMN) CMO Steven Chauby receives new restricted stock unit awards

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Horace Mann Educators Chief Marketing Officer Steven R. Chauby reported equity awards of Common Stock on March 4, 2026. He acquired 2,583 shares in the form of restricted stock units that vest in three equal annual installments beginning March 4, 2027, and 1,857.778 shares in the form of fully vested restricted stock units. Following these awards, his direct holdings total 3,622.801 shares of Common Stock, and an additional 500 shares are held indirectly by his domestic partner.

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SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Chauby Steven R

(Last) (First) (Middle)
1 HORACE MANN PLAZA

(Street)
SPRINGFIELD IL 62715

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
HORACE MANN EDUCATORS CORP /DE/ [ HMN ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Chief Marketing Officer
3. Date of Earliest Transaction (Month/Day/Year)
03/04/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock(1) 03/04/2026 A 2,583 A $0 1,765.023 D
Common Stock(2) 03/04/2026 A 1,857.778 A $0 3,622.801(3) D
Common Stock 500 I By Domestic Partner
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. The acquisition of Common Stock reported hereby is in the form of restricted stock units which will vest in three equal annual installments beginning March 4, 2027.
2. The acquisition of Common Stock reported hereby is in the form of restricted stock units which are fully vested.
3. Represents 1,857.778 restricted stock units and 1,765.023 shares of Common Stock.
Remarks:
Linea K. Michael, Attorney in Fact for Steven R. Chauby 03/06/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did HMN executive Steven Chauby report on this Form 4?

Steven R. Chauby, Chief Marketing Officer of Horace Mann Educators, reported acquiring Common Stock through equity awards. He received two restricted stock unit grants on March 4, 2026, increasing his direct and indirect holdings in the company’s Common Stock as disclosed in the filing.

How many Horace Mann (HMN) shares did Steven Chauby acquire in the Form 4 filing?

Steven Chauby acquired 2,583 shares of Common Stock in one award and 1,857.778 shares in another, both in the form of restricted stock units. These awards expanded his direct ownership position as detailed in the Form 4 insider transaction report.

What are the vesting terms of Steven Chauby’s new HMN restricted stock units?

One award of 2,583 restricted stock units will vest in three equal annual installments beginning March 4, 2027. The other award of 1,857.778 restricted stock units is fully vested, meaning those units are not subject to future vesting conditions according to the disclosure.

What is Steven Chauby’s Horace Mann (HMN) share ownership after these transactions?

After the reported awards, Steven Chauby directly holds 3,622.801 shares of Common Stock. Additionally, 500 shares are held indirectly by his domestic partner, giving him both direct and indirect economic exposure to Horace Mann Educators’ Common Stock, as described in the Form 4.

Does the Form 4 show any Horace Mann (HMN) share sales by Steven Chauby?

The Form 4 shows only acquisitions of Common Stock via restricted stock units and no reported sales. Both coded transactions are classified as grants or awards, indicating equity-based compensation rather than open-market buying or selling of Horace Mann shares.
Horace Mann Educators Corp

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