Issuer (NASDAQ: HOOD) 10b5-1 sale by Baiju Bhatt Trust reported

Rhea-AI Filing Summary

Morgan Stanley Smith Barney LLC submitted a Form 144 notice relating to the proposed sale of Common securities for the issuer traded on NASDAQ.

The filing records a 10b5-1 sale by the Baiju Prafulkumar Bhatt Living Trust of 65,694 shares on 02/23/2026 for proceeds of $4,749,978.39.

Insights

Securities Compliance Expert

Routine Form 144 notice recording a broker-handled, 10b5-1 sale by a trust.

The filing lists a 10b5-1 sale by the Baiju Prafulkumar Bhatt Living Trust of 65,694 shares on 02/23/2026 for $4,749,978.39. The broker shown is Morgan Stanley Smith Barney LLC.

This appears procedural: the sale is documented with the method (10b5-1) and dollar amount. Subsequent filings may show additional transactions or confirm settlement; timing and broader holdings are not provided in the excerpt.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	67422	5000015.52	790054654	03/20/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	10/04/2018	Founders Shares	Issuer			67422	10/04/2018	N/A

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
10b5-1 Sales for BAIJU PRAFULKUMAR BHATT LIVING TRUST 85 Willow Road Menlo Park CA 94025	Common	02/23/2026	65694	4749978.39

144: Remarks and Signature

Remarks

Date of Notice

Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does the HOOD Form 144 disclose about recent insider sales?

It discloses a 10b5-1 sale of 65,694 shares on 02/23/2026. The filing names the Baiju Prafulkumar Bhatt Living Trust and shows proceeds of $4,749,978.39, recorded via Morgan Stanley Smith Barney LLC as broker.

Who is listed as the selling party in the Form 144 for HOOD?

The selling party is the Baiju Prafulkumar Bhatt Living Trust. The filing indicates the trust executed a 10b5-1 plan sale and the broker listed is Morgan Stanley Smith Barney LLC on 02/23/2026.

How much cash was reported from the sale in the HOOD Form 144?

The sale produced reported proceeds of $4,749,978.39. That figure is tied to the 65,694 shares sold under the disclosed 10b5-1 program on 02/23/2026 as shown in the excerpt.

Does the Form 144 state whether the proceeds go to the issuer or selling holders for HOOD?

The filing shows the transaction as a resale by a trust, indicating proceeds are associated with the selling holder. The excerpt names the selling trust and reports the sale proceeds; issuer receipt of proceeds is not shown in the excerpt.